Yearly Archives: 2020

Blog

Ida Susser: Covid, police brutality and race: are ongoing French mobilizations breaking through the class boundaries?

On May 31, 2020, the US exploded in protest to address the super-exploitation of racism, which has uniquely scarred its history. This was followed by international demonstrations, including massive demonstrations in Paris against police brutality, a common theme of the Gilets Jaunes, a protest starting in November 2018 that I was studying. However, this time the Paris protests included the Gilets Jaunes but focused specifically on the brutality against youth and people of color. In these important new developments, we have seen an international mobilization which may now be breaking down, or breaking through, some of the fragmentations of the working class between so-called but no longer stable working classes, the imagined middle classes also at risk of instability, and the super-exploited subjects divided by racism, sexism, colonialism, citizenship and other forms of historical subordinations.

Here I consider long-term research among street protests in France in relation to the post-Covid outrage against police brutality. Austerity policies should be seen not simply as a consequence of the Great Recession in the wake of the financial crisis but rather as the latest most destructive stage of a neoliberal assault that began worldwide in the 1970s. My ongoing research in France suggests that the  mass demonstrations which began with the French Occupy movement Nuit Debout (see Susser  2016, 2017) in 2016 and continued through a variety of strikes among students, transportation workers and others until the Gilets Jaunes demonstrations of fall 2018, and finally the massive pension demonstrations of 2019/2020, represent an effort to rebalance the pendulum in the struggles against the ever more virulent neoliberal assault. These are, in the end, international processes. I suggest that the kinds of demonstrations which were emerging powerfully in France before Covid-19, are now beginning to take place in the US and elsewhere. The disastrous inequalities that were massively exposed in the unequal fatalities and economic distress caused by the pandemic (see Focaalblog: Kalb 2020, Nonini 2020) have precipitated protests that can be seen as part of an ongoing formative process.

Long-term neoliberal assault, international dimensions

Long-term neoliberal assault has precipitated the widespread destruction of a particular kind of state (Smith 2011) as well as the restructuring of global power and networks  (Nonini and Susser 2020). The industrial state underwrote the corporate world by subsidizing the education, health and stability of a large proportion of workers. Twentieth century workers’ struggles established the particular forms of social reproduction originally reified in the welfare state. The idea, for example, of ‘a fair day’s wage’ encompassed the costs of the patriarchal, heterosexual family for the reproduction of men with their wives and children. However, the stable working class emerged alongside and in interaction with lower and precarious standards of reproduction for minorities, migrants and other historically subordinate groups and women, as well as the uneven development of (post) colonialism. In other words, industrial capitalism included a super-exploited working class, marked by race and gender, citizenship rights and in many cases, indigeneity (Carrier and Kalb 2015; Kasmir and Carbonella 2014; Fraser and Jaeggi 2019, Steur 2015). These groups were the subjects of distinctive historically-defined processes of inequality and they were generally excluded, especially in the United States, from the benefits of the welfare state and the class compromise.

The massive assaults of neoliberalism of the past 50 years destroyed the lives of displaced industrial workers and further devastated minority, immigrant and native communities. Under Covid-19, both in France and more drastically the US, these losses, long manifested in differential mortality rates, among others, have become immediate life and death issues.

Image 1: French Riot Police at Gilets Jaunes protests in Paris (Photo: Ida Susser, May 2019)

A new working poor of displaced industrial workers compounding the super-exploitation of historically subordinated groups has been recognized in the United States and Europe since the 1990s (Susser 1996). In the shifting global power configurations, contemporary nation-states no longer protect the stability of the traditional working class. The emergence of different forms of social movements can be seen as an attempt to redress the assault on customary living conditions, life cycle security and aspirations. I would suggest that this is also an attempt to redefine workers to include the previously neglected minorities as well as new family and identity configurations. New forms of worker protection will have to consider new forms of relationships within families and new kinds of work/leisure routines to address issues that some categorize as identity politics (such as feminism and LBGT rights).  

From Nuit Debout to Gilets Jaunes

After Nuit Debout, 2016-17 in France, which was largely a big city, youth led, leftist Occupy movement, the next major mobilization was that of the Gilets Jaunes (2018-2019).  The Gilets Jaunes were recognized as a new phenomenon as they came from the urban peripheries of Paris and throughout the provinces. Not regarded as cosmopolitan they included many teachers, nurses, social workers as well as truck drivers, chefs, construction workers and service workers in general. Many Gilets Jaunes were middle aged and some were thought to be right wing.

Although perhaps not representative, it should be noted that the woman who sent out the first call to protest the new fuel tax implemented by President Emmanuel Macron was an educator of color from the urban periphery of Paris. In addition, contrary to stereotype and the government portrayal of the demonstrations, Gilets Jaunes insisted that they did not object to environmental concerns. They objected to a measure that targeted for extra tax the fuel that poor people in the urban peripheries were dependent on for their daily commutes. Protests were organized in collaboration with climate activists to demonstrate their common concerns and the support of the Gilets Jaunes for the environment. A frequent chant and sign stated; we care about “the end of the month and the end of the world”.

The first email call to protest the fuel tax was put out in September 2018 but by November, when the Gilets Jaunes began to block the highways and roundabouts and gather in thousands in the streets of Paris, they were objecting to much more than the fuel tax. They were concerned with the degradations of public services, the privatization of health care and their own daily challenges as well as what they saw as the decay of democracy. These protestersfrom the urban periphery frequently described the lack of investment in public transportation outside Paris and the declining support for provincial services as illustrating the “stealing of the state.” (Susser 2020). People regarded public services as a right and saw the services as belonging to the state as paid for by their tax money and therefore belonging to them. When the state privatized a service, it was seen as ‘stealing the public money.’ The destruction of the state is manifest not only in the privatization and dismantlement of public services, but also in the crisis of daily life, the family, education, health care, the aged, the handicapped (highly visible at protests on crutches and in wheelchairs) and the students, who feel they are “losing their futures,” as one protester said to me.

Continued Gilets Jaunes resistance

Until the pension strike, which began in September 2019, the Gilets Jaunes were the most powerful, and most supported of a variety of movements that had emerged in France since the austerity policies imposed in the wake of the financial crisis. They linked many of the uprisings and strikes from different sectors (such as railroads, teachers and health workers) and the smaller uprisings among hospital aides or the sans-papiers as well as the climate change activists and left-wing organizations. Not concentrated in the workplace although participating in many disparate strikes, the Gilets Jaunes invented new methods, such as the occupation of the ronds-points, the building of cabanas and the freeing of toll booths. In these ways, the Gilets Jaunes were attempting to forge a new set of resistances and generating the support of the public from the banlieues to the provinces. The movement was both enraged and resilient: Enraged at the loss of community and public and social services over time, and resilient in the commoning efforts to create a new community (Susser 2020). The Gilets Jaunes, made up of working-class people on the urban periphery, including many pensioners and families who could not make ends meet, were crafting an emerging oppositional bloc.

The pension protests began in September 2019, when strikers closed down the metro and the buses for a day. A few months later, different sectors from health care workers, legal professions, social services, educators and others, organized massive strikes and demonstrations in the streets that continued until they were shut down by the Covid 19 epidemic in March 2020.

Gilets Jaunes among the grassroots union members, in many ways, had forced the unions to take up more militant positions against the pension changes. As health workers, lawyers and transportation workers marched in massive protests through Paris, Gilets Jaunes could be seen populating the street protests of every profession in their distinctive yellow jackets, personal statements written in black marker on their backs. The signature song of all the pension protests was that of the Gilets Jaunes, as were many of the chants and banners. Until Paris was closed down for Covid-19 in March 2020, the Gilets Jaunes and the massive pension marches combined in different, often conflicted, ways across France, in some cities with more cooperation in time and place than others.

Image 2. Gilets Jaunes protests in Paris (Photo: Ida Susser, May 2019)

In France, Nuit Debout, the Gilets Jaunes, the pension strikers and many other movements represent transformative spaces where people in the current era of financialization and globalization are struggling to work out new strategies. Activists envision horizontalist movements as an effort to develop innovative forms of protest to counteract the increasing inequality, authoritarian tendencies and hardened boundaries of the new global regime. Such progressive representation strives for inclusivity and the breakdown and recognition of established hierarchies of gender, race, immigration and class, among others. Each of these groups has to be understood in the context of their own history and social movements. The participants in Nuit Debout were not the same as the Gilets Jaunes. However, in France and elsewhere, multiple subaltern groups may be beginning to recognize themselves as part of a larger political bloc in opposition to the destruction of the welfare state and degradation of democratic representation (Kalb and Mollona 2018). Such movements are contingent and contested, reflective of the same rage against the destruction of living standards and aspirations for a generation but offering hope for more inclusive solutions.

Image 3. Protests against police brutality in Paris (Photo: Ida Susser, May 2019)

Before the Gilets Jaunes, in 2016/7 activists from Nuit Debout had protested the police violence often focused on young men of color in the streets. The Gilets Jaunes protested the violence of the police against their own street demonstrations for over a year. It is a crucial development that in June 2020 the Gilets Jaunes joined ranks with the protests against police brutality and racism that were rocking the world. At this conjuncture, after the shocking Covid-19 shutdown and the disproportionate deaths of people of color in France as elsewhere, the displaced workers of the urban periphery joined directly with the superexploited immigrants, refugees and previously colonized people of color from the banlieues in several unprecedented massive demonstrations.

Image 4. Gilets Jaunes protester with Black Lives Matter support message (Photo: Ida Susser, May 2019)

As Polanyi knew, rage against the disastrous failures of (neo)liberalism could be expressed in brutal and fascist ways (see also Maskovsky and Bjork-James 2020, Kalb and Halmai 2011). However, the protests that we see today are a hopeful sign in their inclusive progressive moments bringing together many groups who are all at risk in different ways and at different levels or aspects of exploitation. They are demanding a rebalancing of the destructive neoliberal assault of the past 50 years. They are constructing an inclusive but uneven critical community which may serve as an antidote against the growing fury which is fueling nationalism and exclusivism (see also Kalb and Mollona 2018).

Ida Susser is Distinguished Professor of Anthropology at Hunter College and the Graduate Center, City University of New York. Her most recent book is The Tumultuous Politics of Scale, co-edited with Don Nonini.

References

Fraser, Nancy and Rahel Jaeggi. 2018. Capitalism: A Conversation in Critical Theory. Medford, MA: Polity

Carrier, James and Don Kalb (eds.) 2015. Anthropologies of Class: Power, Practice and Inequality. Cambridge: Cambridge University Press.

Kalb, Don and G Halmai (eds.) 2011. Headlines of Nation, Subtexts of Class: Working Class Populism and the Return of the Repressed in Neoliberal Europe. Vol. 15. Oxford: Berghahn Books.

Kalb, Don and Massimilliano Mollona (eds.) 2018. Worldwide Mobilizations. New York: Berghahn Books.

Kasmir, Sharryn and August Carbonella (eds.) 2014. Blood and Fire. New York: Berghahn Books

Kalb, Don 2020. Covid, Crisis and the Coming Contestations. http://www.focaalblog.com/2020/06/01/don-kalb-covid-crisis-and-the-coming-contestations/

Maskovsky, Jeff and S. Bjork-James (eds.) 2020. Beyond Populism: Angry Politics and the Twilight of Neoliberalism. Morgantown, WV: West Virginia University Press

Nonini, Don 2020 Black Enslavement and the Coming Agro-Industrial Capital. http://www.focaalblog.com/2020/07/03/don-nonini-black-enslavement-and-agro-industrial-capital/

Nonini, D. and I. Susser (2020). The Tumultuous Politics of Scale. New York: Routledge.

Smith, Gavin (2011). Selective Hegemonies, Identities, 18(1): 2-38.

Steur, Luisa (2015). Class trajectories and indigenism among agricultural workers in Kerala. In: Carrier J and Kalb D (eds) Anthropologies of Class: Power, Practice and Inequality. Cambridge: CUP, pp.118-130.

Poperl, Kevin and Ida Susser (1996). “The Construction of Poverty and Homelessness in US Cities.”Annual Review of Anthropology 25 (1): 411–35.

Susser, Ida (2018) Inventing a Technological Commons: Confronting the Engine of Macron, http://www.focaalblog.com/2018/04/19/kevin-poperl-and-ida-susser-inventing-a-technological-commons-confronting-the-engine-of-macron/

Susser, Ida (2017). Introduction: For or Against the Commons?, Focaal 79:1-5.

Susser, Ida (2017). Commoning in New York City, Barcelona and Paris: Notes and observations from the field. Focaal 79: 6-22.

Susser, Ida (2020, forthcoming). “They are stealing the state”: Commoning and the Gilets Jaunes in France. In: Urban Ethics Moritz Ege and Johannes Moser (eds.). New York: Routledge.

Cite as: Susser, Ida. 2020. “Covid, police brutality and race: are ongoing French mobilizations breaking through the class boundaries?” FocaalBlog, 3 December. http://www.focaalblog.com/2020/12/03/ida-susser:-covid,-police-brutality-and-race:-are-ongoing-french-mobilizations-breaking-through-the-class-boundaries?/

Blog

Samuel W. Rose: Disconnected Development Studies: Indigenous North America and the Anthropology of Development

The purpose of this work is to examine and elaborate on the relationship between the people of Native North America and the material and ideological content of developmentalism as examined within the fields of anthropology and Native American or Indigenous studies. I observe that Indigenous North American peoples are frequently excluded from discussions of economic development within anthropology. I try to reconcile this situation and reinsert native peoples into the anthropology of development by demonstrating the historical and political continuities between United States Indian Policy with the exported ‘development apparatus’. In doing so, I follow Neveling (2017) and others in pushing back against postdevelopment’s dematerialization of development and its emphasis on development as discourse. Instead, I argue that a historical materialist or political economic approach (Rose 2015, 2017, 2018) that conceptualizes development in the terms of Neveling’s (2017) “political economy machinery” better explains the situation of Indigenous North American peoples and the processes that make and unmake their lives.

The overall point here is that in order to properly understand the political economic basis and ideological dimensions to the Post-War developmentalism project it is necessary to understand and examine the history of those political economic models and the history of those ideological dimensions. While there likely were developmentalist antecedents in the policies of the European empires, a major distinctive feature of post-war developmentalism is that it was rooted in the political economy and hegemonic position of the United States. As such, it is crucial to understand the local antecedents for American developmentalist policies, which necessarily brings us to Indigenous peoples as they were the early laboratories of these policies and political economic models.

Contextual Disconnect

On the global level, the sub-discipline of the anthropology of development has flourished in the last half century, along with the interdisciplinary field of development studies. In that time, prominent anthropological works have been produced within the sub-discipline that have had a broad impact within anthropology and influence beyond their own regional and disciplinary scope. Some of these classics include the works of Arturo Escobar (1995), James Ferguson (1990), Akhil Gupta (1998), David Mosse (2005), and Tania Murray Li (2007). These works describe the transformative effects of ‘development’, especially on the role of state policies, on the regions formerly grouped together as the “Third World” (i.e. Africa, South and Southeast Asia, Latin America), which are now more conventionally referred to as the global South. The field of the anthropology of development, along with the interdisciplinary field of development studies, has remained almost exclusively “Third World” focused. Chibber (2013) observes that this isolation in the form of the lack of thorough comparative engagement between capitalist development in Western Europe and capitalist development in the Third World has led to an inaccurate and romanticized portrayal of each in postcolonial studies of Third World development. While I generally agree with Chibber’s critique, I wish to move into a different context. The anthropological literature on development in the global South is also disconnected from the anthropological literature on what would otherwise be called ‘development’ in what was at one time called the “Fourth World” (i.e. stateless nations), especially in regard to Indigenous peoples in North America. This disconnect actually goes both ways. Jessica Cattelino’s (2008) book is likely the most popular anthropological work on Indigenous economic development in Native North America in the last several decades. Even though her ethnography on (capitalist) economic development within the Seminole Nation of Florida was published after the texts of those aforementioned prominent anthropology of development authors, and deals with many similar issues around development such as the intricacies and problematics of sovereignty, governmentality, and possible alternative modernities, she does not utilize them or the other work from this subfield. Furthermore, Tania Murray Li’s (2010) comparative discussion of the relationship between capitalism and dispossession in different regions does not include Native North America despite the lengthy and ongoing history of dispossession of Indigenous peoples in North America in relation to both colonial policies of the past as well as contemporary processes of neoliberal capitalism and state (re)formation in the United States and Canada. Instead of including Native North America as another case study alongside Africa, India, and Southeast Asia, she mentions Indigenous people in the Anglo settler states (i.e. Canada, Australia, New Zealand, United States) or CANZUS countries (Cornell 2015) only once and in passing, and does so with the effect of driving a further wedge between them by saying that the processes of class differentiation were different among Indigenous peoples in those locations. Similarly, David Mosse’s (2013) summary article on the state of the subfield is telling of its geographic orientation as there is no mention of Indigenous North America at all and only a passing mention of development in Europe. The point is that these works are not drawing from and are not in dialogue with each other. There is a disconnect between anthropological studies of development in the global South with those on the economics and development of Indigenous people in the Anglo settler states even though (as I will argue) they share certain commonalities and histories.

Developmentalism and Native North America

The general scholarly consensus is that the modern ‘development apparatus’ and the pseudo-utopian vision that is the modernist-developmentalist paradigm began with the Truman administration after the Second World War, the emergence of the United States as a superpower, and actions taken within the context of the Cold War in needing to make capitalism more appealing for the (newly) former colonies in comparison to the political economic model of the Soviet Union and then later China (Ferguson 1990; Escobar 1995; Cowen and Shenton 1996; Rist 2008; Kiely 2007). As Escobar (1995: 3-4) states:

The Truman doctrine initiated a new era in the understanding and management of world affairs, particularly those concerning the less economically accomplished countries of the world. The intent was quite ambitious: to bring about the conditions necessary to replicating the world over the features that characterized the “advanced” societies of the time—high levels of industrialization and urbanization, technicalization of agriculture, rapid growth of material production and living standards, and the widespread adoption of modern education and cultural values.

The disconnect between the subfields is especially problematic here because while the Truman administration does mark a shift in global development policy, scholars of Native North America would observe that the Truman administration also constituted a dramatic (and infamous) shift in United States Indian Policy. These two phenomena are not disconnected. When the Truman administration began exporting this pseudo-utopian vision of the glories of capitalism, technology, and Western modernity to the world, United States Indian Policy shifted away from similar policies of bureaucratization, technicalization, and industrialization for tribal governments. These policies were based around the creation and support of local/Indigenous bureaucratic institutions that would in essence aid internally in the development of Native American societies toward a form of collectively managed capitalism, which was intended to bring them as societies into the modern world. Although it had antecedents in United States Indian Policy in the nineteenth century (Miner 1989) stretching back even to the Jefferson administration’s ‘civilization’ program, this type of internal developmentalism began in a comprehensive manner with the administration of Franklin Roosevelt in the early 1930s and crystallized around the Indian Reorganization Act of 1934 (Jorgensen 1978). The Act, as the product of the political economy of the United States of the period, was therefore in accordance with the interests of the American bourgeoisie (Littlefield 1991), and brought about the transformation of Native American societies by formally institutionalizing capitalism within bureaucratic tribal governments. In many locations, it had the effect of solidifying political power over Indigenous communities by the emergent Indigenous bourgeoisie (Schröder 2003; Nagata 1987; Ruffing 1979; Rose 2014).

The Truman administration marked the shift in Indian Policy away from Reorganization and towards Termination (Duthu 2008; Fixico 1986). The Termination period involved a series of policies that sought to formally complete the integration or incorporation of Indigenous peoples into the American mainstream political economy by means of subjecting them to the authority of the States, physically relocating them off reservations and to urban areas, and ending—or terminating—the political and legal standing of Indigenous governments in the eyes of the United States (Duthu 2008). In short, the Termination era represents a shift in the orientation of developmentalism for native peoples: from one where their own local bureaucratic institutions were fostered as the means to bring native people into capitalist modernity, to one where these same institutions were viewed as the impediments to their achievement of modernity. It represents a shift from the policies of internal developmentalism to an external developmentalism.


Image 1: Screenshot of 48 Stat. 984 (Pub. Law 73-383), part of the Indian Reorganisation Act of 1934 (https://govtrackus.s3.amazonaws.com/legislink/pdf/stat/48/STATUTE-48-Pg984.pdf, taken 10 Nov 2020)

The internal developmentalist policies of Indian Reorganization bear a resemblance to the modernist-developmentalism that the United States exported to the world during the Truman administration. It is my contention that the development apparatus and the modernist-developmentalist paradigm are direct successors to the long history of United States Indian Policy and these efforts. The Truman administration’s shift to a policy of global scope meant that they were to export what is in essence the same civilizing project except they did so in the language of development and modernity. However, by the 1970s, Indian Policy would shift back toward internal developmentalism in the periphery except this time under the label of self-determination (Duthu 2008). This represents an oscillation of developmentalism in the center and in the periphery corresponding to periods of expansion and contraction of American political economy (Friedman 1994). For native peoples, internal developmentalism marks a period of peripheralization as the center contracts, while termination and assimilation mark a period of external developmentalism and reincorporation into the center as it expands.

Similarly, the geographic contexts must be comparatively examined to draw out these historical parallels to better understand the historical and contemporary dimensions of capitalist development. For example, at around the same time that James Ferguson (1990) was famously discussing the “anti-politics machine” and how development (even ‘failed’ development) is linked not simply to an expansion of capitalism but to the expansion of state power, Marxist anthropologist Alice Littlefield (1991: 219) was writing that

Studies and critiques of these major policy shifts [in US Indian Policy] have frequently noted that the assimilation policies often failed to assimilate, and that self-determination policies often failed to provide for meaningful self-determination. Looking beyond the discourse of the reformers who claimed credit for these policy shifts, it can be observed that material interests of various sectors of American capital were often well-served by the workings of particular policies.

While I recognize and agree with Neveling’s (2017) critiques of the theoretical and empirical dimensions of Ferguson’s work in his overemphasis on discourse to the exclusion of political economic context, the crucial point here for me is to understand that the underlying processes being described are not dissimilar. These two works are describing a singular process or a singular political economic machinery, except that it is occurring at different times and in different places. Ferguson is describing “development” in Lesotho in the middle to late twentieth century, while Littlefield is describing “civilization”, “assimilation”, and “self-determination” in the United States as applied to Native Americans in the nineteenth and twentieth centuries.

Further Research

We do not have the space here to delve into a detailed examination of each of the finer points. Rather, my purpose with this piece was to try to begin to connect these disparate areas and fields of study and put them into dialogue with each other. Further comparative study would better elucidate the parallels and lines of divergence in the operation of capitalist development and the experiences of peoples within this machinery. This would lead to a greater understanding and greater insights into the history and operation of capitalist development as a global project and singular machinery.

Samuel W. Rose is an independent scholar based in Schenectady, NY. He received his PhD in Cultural Anthropology from the State University of New York at Buffalo in 2017. His dissertation was entitled Mohawk Histories and Futures: Traditionalism, Community Development, and Heritage in the Mohawk Valley. His research has focused on the indigenous populations of eastern North America, community and economic development, political economy, and issues of race, identity, and the politics of history. His work has appeared in journals such as Anthropological Theory, Dialectical Anthropology, Critique of Anthropology, and the Journal of Historical Sociology.

References

Cattelino, Jessica. (2008). High Stakes: Florida Seminole Gaming and Sovereignty. Durham, NC: Duke University Press.

Chibber, Vivek. (2013). Postcolonial Theory and the Specter of Capital. New York: Verso.

Cornell, Stephen. (2015). Processes of Native Nationhood: The Indigenous Politics of Self-Government. The International Indigenous Policy Journal 6(4), Article 4.

Cowen, M.P. and R.W. Shenton. (1996). Doctrines of Development. New York: Routledge.

Duthu, N. Bruce. (2008). American Indians and the Law. New York: Penguin.

Escobar, Arturo. (1995). Encountering Development: The Making and Unmaking of the Third World. Princeton, NJ: Princeton University Press.

Ferguson, James. (1990). The Anti-Politics Machine: “Development”, Depoliticization, and Bureaucratic Power in Lesotho. New York: Cambridge University Press.

Fixico, Donald. (1986). Termination and Relocation: Federal Indian Policy, 1945-1960. Albuquerque: University of New Mexico Press.

Friedman, Jonathan. (1994). Cultural Identity and Global Process. Thousand Oaks, CA: SAGE Publications.

Gupta, Akhil. (1998). Postcolonial Developments: Agriculture in the Making of Modern India. Durham, NC: Duke University Press.

Jorgensen, Joseph G. (1978). A Century of Political Economic Effects on American Indian Society, 1880-1980. Journal of Ethnic Studies 6(3): 1-82.

Kiely, Ray. (2007). The New Political Economy of Development: Globalization, Imperialism, Hegemony. New York: Palgrave MacMillan.

Li, Tania Murray. (2007). The Will to Improve: Governmentality, Development, and the Practice of Politics. Durham, NC: Duke University Press.

Li, Tania Murray. (2010). Indigeneity, Capitalism, and the Management of Dispossession. Current Anthropology 51(3): 385-414.

Littlefield, Alice. (1991). Native American Labor and Public Policy in the United States. In Alice Littlefield and Hill Gates (eds.), Marxist Approaches in Economic Anthropology (p. 219-232).  Lanham, MD: University Press of America.

Miner, H. Craig. (1989). The Corporation and the Indian: Tribal Sovereignty in Indian Territory, 1865-1907. Norman: University of Oklahoma Press.

Mosse, David. (2005). Cultivating Development: An Ethnography of Aid Policy and Practice. New York: Pluto Press.

Mosse, David. (2013). The Anthropology of International Development. Annual Review of Anthropology 42: 227-246.

Nagata, Shuichi. (1987). From Ethnic Bourgeoisie to Organic Intellectuals: Speculations on North American Native Leadership. Anthropologica 29(1): 61-75.

Neveling, Patrick. (2017). The Political Economy Machinery: Toward a Critical Anthropology of Development as a Contested Capitalist Practice. Dialectical Anthropology 41(2): 163:183.

Rist, Gilbert. (2008). The History of Development: From Western Origins to Global Faith, 3rd Edition. New York: Zed Books.

Rose, Samuel W. (2014). Comparative Models of American Indian Economic Development: Capitalist versus Cooperative in the United States and Canada. Critique of Anthropology 34(4): 377-396.

Rose, Samuel W. (2015). Two Thematic Manifestations of Neotribal Capitalism in the United States. Anthropological Theory 15(2): 218-238.

Rose, Samuel W. (2017). Marxism, Indigenism, and the Anthropology of Native North America: Divergence and a Possible Future. Dialectical Anthropology 41(1): 13-31.

Rose, Samuel W. (2018). The Historical Political Ecological and Political Economic Context of Mohawk Efforts at Land Reclamation in the Mohawk Valley. Journal of Historical Sociology 31(3): 253-264.

Ruffing, Lorraine Turner. (1979). The Navajo Nation: A History of Dependence and Underdevelopment. Review of Radical Political Economics 11(2): 25-43.

Schröder, Ingo W. (2003). The Political Economy of Tribalism in North America: Neotribal Capitalism?. Anthropological Theory 3(4): 435-456.

Cite as: Rose, Samuel W. 2020. “Disconnected Development Studies: Indigenous North America and the Anthropology of Development.” FocaalBlog, 17 November. http://www.focaalblog.com/2020/11/17/samuel-w-rose-disconnected-development-studies-indigenous-north-america-and-the-anthropology-of-development/

Blog

Fiona Murphy: Irish State to seal records of Mother and Baby Homes for 30 years: Urgent call for action

Tiny bodies, the remains of little children entombed without name or mercy, are uncovered in Tuam, a small Irish town in Co. Galway in the west of Ireland, at the site of a former Bon Secours Mother and Baby Home in 2017. The excavation, part of a Mother’s and Baby’s Home commission of inquiry (set up in 2015), precipitated by the tireless research of a local historian Catherine Corless, uncovered an eerie underground structure demarcated into 20 chambers (possibly a sewage tank) containing the children’s remains. The commission stated that ‘multiple remains’ were found, but some estimates run as high as in the region of 800. The home was run by the Catholic Bon Secours order of nuns from 1925 to 1961, one of many on the island of Ireland at that time. Now in Oct 2020, even before the Commission of inquiry publishes their long-delayed report (original deadline Feb 2018 due now Oct 30th, 2020), the Irish State has stated it intends on sealing the Mother and Baby records for 30 years.  

Continue reading →
Features, Urban Struggles

Janne Heederik: The Voluntarisation of Welfare in Manchester: A Blessing and a Burden

This post is part of a feature on “Urban Struggles,” moderated and edited by Raúl Acosta (LMU Munich), Flávio Eiró (Radboud University Nijmegen), Insa Koch (LSE) and Martijn Koster (Radboud University Nijmegen).

As a result of welfare reform and continuing budget cuts, social service agencies in the UK have struggled to make ends meet and match the still-growing demand on their services. Local councils and the voluntary sector have both suffered cuts. The former are increasingly looking to the voluntary sector for help, while the latter used to rely heavily on grants from statutory bodies and suffers from increased funding restrictions. In the context of welfare reform, a model of active citizenship and participation has emerged. This model focuses on decreasing citizen dependence on welfare and social services while encouraging the ‘responsibilisation’ of citizens (Verhoeven & Tonkens, 2013). This policy agenda, supported by successive UK governments, has painted a picture of the ‘active citizen’ as a solution and improvement to the budget cuts in the voluntary sector. Citizens are encouraged to ‘take more responsibility’ instead of ‘depending on remote and impersonal bureaucracies’. As part of this responsibilisation, volunteers have taken center stage and their positive impact on communities is emphasized and celebrated (Schinkel & Van Houdt, 2010). Volunteers play an increasingly crucial role in welfare provision and the welfare system relies heavily on their work.

The extent of this reliance became clear during my fieldwork in Manchester in 2018 – 2019. I conducted ethnographic fieldwork in Manchester for 16 months, during which I worked with several advice centers in Greater Manchester. In November 2018, I attended a ‘Volunteer Day’ organized by the advice center I had been volunteering at for the past year. This annual event celebrates volunteers and gives paid staff and management a chance to thank volunteers for their work and commitment. The day was opened by a speech from Jack Puller, member of the charity Manchester Alliance for Community Care (MACC), who ‘supports and encourages local people to be active citizens through volunteering and other forms of participation’. His speech focused on impact and how to measure it. In numbers, he states that more than 110,000 people in Manchester volunteer, putting in a total of 278,000 hours of work each week, and having a total worth of 252 million pounds. Puller also mentioned that impact cannot be measured in numbers alone. Volunteers are vital to social services, arguing that they reflect the spirit of Manchester and are crucial to the existence of places like the advice center.

While this still presents a positive image of the impact of volunteering, the reality is that many advice centers can no longer survive without volunteers and there is a constant need for more volunteers to fill the gaps in advice services. Advice centers, along with other social services, have suffered from a ‘double squeeze’:  a withdrawal of public services has led to an increase in demand, while they simultaneously have to work with shrinking budgets (Evans, 2017). As a result, many depend on the work of volunteers more than before and even then, many fail to meet the demand and have to send people looking for their help away on a daily basis, as I experienced during fieldwork. Voluntarism in British welfare provision is thus not as straightforward and romantic as Puller depicted it, and both volunteers and paid advisers often struggle to navigate their workload and the relationship between them. The double squeeze on advice centers has not only made them more dependent on volunteers but has also changed the role of volunteers, who have become central more in the advice centers. In this contribution, I further analyze how the dependence on volunteers has changed their role within advice centers, showing how this affects the relationships between paid advisers and volunteers and analyzing how narratives of active citizenship often translate into different realities. Specifically, I lay bare how a politics of austerity has resulted in a paradoxical relationship with volunteers, where they are perceived as both a blessing and a burden.

Many social services, including advice centers, have aimed to bridge the growing gap between demand and capacity by relying more heavily on the work of volunteers, with some advice centers I worked with even being completely volunteer-run. This gap is usually characterized as a gap in more professional work, where paid advisers can no longer cover all their tasks due to lack of time and resources. As a result, the growing reliance on volunteers in the provision of social services is also characterized by the increasingly professional nature of the work volunteers do. As Verhoeven and Bochove note, volunteers are now expected to do more than provide complimentary work to the work paid advisers do, they are increasingly expected to take over parts of the paid advisers’ responsibilities, referred to as the ‘volunteer responsibilisation’ (Verhoeven & Van Bochove, 2018). However, my fieldwork showed that many volunteers are underprepared when they first start their work and are not able to carry out those responsibilities, which complicates the working dynamics at the center. At an advice center in the North of Manchester, where about two thirds of staff members are volunteers, all prospective volunteers must attend a training program to prepare them for volunteer responsibilities. I volunteered here as well and attended the 9-week training program, with one training day a week. The training aimed to prepare volunteers for both the practical and emotional labor ahead of them, but often proved insufficient once volunteers started their voluntary activities at the advice center. The large majority of volunteers felt underprepared for the complexities and intensities of advice work. For example, a former volunteer named Susan told me that she enjoyed helping clients with more straightforward form-filling, but struggled with more complex cases. For her, it resulted in high levels of anxiety and guilt, to the extent that she eventually stopped volunteering as an adviser. ‘It felt like I was just sitting there with my hands cut off, watching someone in front of me die’, she told me.

Figure 1: Volunteers during their weekly training on the welfare system and advice sector (photo: Janne Heederik, 2018)

Welfare advisers often have to deal with difficult and complex situations, with their clients struggling to make ends meet and often coming to the advice center feeling desperate and upset. It is the task of advisers to guide their clients through the welfare system, approach authorities on their behalf, and manage benefit outcomes to their best ability. However, the welfare system has grown increasingly complex, and advisers often have to engage in a ‘complex web of relations’ to assist their client (Forbess & James, 2014:80). For volunteers like Susan, the practical skills and emotional labor required to do good advice work, often feel like too big a responsibility to carry. Similarly, during my time as a volunteer at this advice center, I had to help clients who were about to be evicted, clients who had lost all their income, clients who had escaped abusive relationships, and clients who were depressed and sometimes even suicidal. While the training program provides basic information on how the welfare system operates and how advisers navigate it, these intricacies of advice-giving are too complex to teach in a course. Many volunteers, like Susan, are in need of more guidance, but more often than not volunteers are thrown into the deep-end and have to cover tasks previously done by professionals. Unlike their paid colleagues, however, they have to do without the financial or practical support: they do not receive monetary pay, nor do they receive the proper training to teach them how to deal with the complex client cases and the emotional labor that comes with it. In addition, the high demand and the lack of space, time, and resources, means that there is little time to process such events. Volunteers I spoke to often felt alone in dealing with some of the hardship they were faced with when seeing clients. One volunteer described how he often felt inadequate and how this resulted in him researching ongoing developments and policy changes at home:

I feel like I am always at the limits of my knowledge, and I already know a lot more than the average person. Volunteers like me have to put in a lot of time. You don’t just do your hours here. I often have to research stuff at home too.

Whilst active citizenship is thus envisioned as an enriching and fulfilling experience, for many volunteers this is only part of the story. The work they take on is more intense and demanding then initially anticipated and some volunteers struggle with the pressure they feel to respond to the demand adequately. These high expectations of volunteer work and the contradictory lack of training and preparation imply that volunteers can no longer be seen as amateurs supporting social services, but as professionals who deliver unpaid yet essential work (Coule & Bennett, 2018; Verhoeven & Van Bochove, 2018). It is an attempt for voluntarism to strengthen the welfare system despite reform and budget cuts, but it falls short in its assumption that welfare advice can be done by anyone at any time.  

Advice centers thus need volunteers to fill certain gaps in their work capacity, but at the same time struggle with the knowledge that volunteers often cannot fill these gaps with the same level of professionalism as paid advisers. Volunteers often turn to paid advisers for both practical and emotional support. Advisers might have to jump in or even take over appointments from volunteers who are unable to help their clients sufficiently. The manager of one of the advice centers expressed her concern regarding the center’s reliance on volunteers, stating it worried her that ‘this type of work is done by volunteers. Such overly complicated issues like almost all benefit cases rely on volunteers’. She worried for the clients, who might not get the right help if volunteers tried to solve client’s cases on their own, but was equally worried about volunteers and whether they were able to cope. Furthermore, often having to rely on assistance from paid advisers, the use of volunteers within advice centers often leads to an increase in workload for paid advisers. This leads to a paradoxical situation, where advisers must rely on volunteers for the survival of the advice center, but at the same time experience an increase in their workload as many volunteers need guidance and training.

This paradox is further complicated by the fact that relying on volunteers always comes with certain levels of insecurity as volunteers are not bound to contracts and employment conditions like paid advisers are. The turnover of volunteers was high at all the advice centers I visited, with volunteers staying anywhere between weeks and months, but rarely longer than a year. Additionally, coming from a wide variety of backgrounds, volunteers often had a wide range of skills and abilities, meaning not every volunteer could handle the same tasks and paid advisers spent a lot of time figuring out what volunteer would cover which task.

For permanent staff and management, relying on volunteers is thus necessary for the survival of the advice center, but never easy. And it can at times be burdensome. Volunteers cannot fulfill certain roles and end up sitting around and doing nothing, while at the same time there is never enough staff to do everything that needs doing. As a result, staff end up having to spend more time helping volunteers then they might gain form their presence. This situation forces paid advisers to engage in ‘volunteer management’ (Verhoeven & Van Bochove, 2018). Volunteer management involves the dividing of tasks among volunteers according to their skills and abilities, keeping track of who will be present on what day and making sure volunteers are spread out evenly across the week, checking in with volunteers to make sure they can cope with the demand and emotional labor of their work, and assisting volunteers in their work whenever necessary.

In addition, volunteer management also impacts the relationship between volunteers and advisers. Dividing tasks among volunteers often resulted in an unequal distribution of tasks, where more highly educated or experienced volunteers would be given many and more complex tasks, whereas other volunteers struggled to get any tasks at all. During a volunteer meeting at one of the advice centers, volunteers had the chance to raise any questions or issues they had. One volunteer mentioned an incident where she had been asked to see a client, but she did not feel comfortable taking on the tasks as she felt unqualified to deal with the complexity of the client’s case. Another volunteer had offered to step in, but the adviser assigning the task would not listen. ‘I was essentially told to just get on with it’, the volunteer said, adding that it had made her feel very uncomfortable and hesitant to ask the adviser for any tasks in the future. Volunteers who were given more complex tasks mentioned that they often felt they were not prepared for the difficulties of these cases, and struggled to deal with them emotionally and practically. On the other hand, volunteers who struggled to stay busy, mentioned that they were bored, could not develop their skills, and felt they could not help as much as they had wanted to. The paradox of volunteers being both a blessing and a burden resulted in difficulties for paid advisers and volunteers and affected their relationship. However, despite having tensions in the workplace, where advisers sometimes feel volunteers just add to their workload and volunteers feel left to their own devices, these tensions did not seem to translate into frustration with one another. Volunteers were always acutely aware of the workload that paid advisers had to carry and understood that they simply lacked time to train volunteers. Furthermore, whilst being aware that as volunteers they sometimes added to this workload, volunteers said they felt respected and accepted by their paid colleagues. Advisers were always grateful and positive about the volunteers, highly aware of the advice center’s dependence on their work: ‘We would be closing our doors without them’, one adviser said. Similarly, the manager of the advice center stated: ‘Volunteers have played more and more of a key role, they are at the front of our service’.

However, the paradox of the volunteer as a blessing and a burden remains, and many advisers felt frustrated with their working conditions. Rather than resulting in frustration towards volunteers, this frustration was predominantly aimed at the government, and there was a strong sentiment that the government had failed the voluntary sector while at the same time having offloaded its responsibility onto citizens under the banner of active citizenship. The key issue advisers pointed to was almost always funding. As one adviser stated:

If they want this [advice work] to be free, they need to provide the proper funding […] Look at us, advisers can’t help you properly because they are busy with five other cases, volunteers are taking on responsibilities they shouldn’t be, and we are all overworked. And it’s the government that is to blame.

These tensions between advisers and volunteers are therefore more than workplace quarrels; they are political. They reflect the everyday reality on the frontlines of a policy agenda of budget cuts and ‘citizen activation’. The responsibilisation of voluntary work is therefore problematic not just in the heaviness of the responsibilities that volunteers have to carry and its effect on their relationship with advisers, it also lays bare the problematic nature of a policy agenda that aims to offload government responsibilities onto the voluntary sector and citizens, without providing them with the necessary financial assistance and substantive support. The experiences of paid advisers and volunteers tell a clear story: advice services – among many other social services in the UK – are in crisis, but as important as volunteers are, it should not be their role to rescue these services. However, the outcry for change is still predominantly focused on those they are trying to help: they protest and advocate for the rights of welfare claimants, and in the process forget to advocate for their own rights. Individual voluntary commitment can be a blessing, but the overall use of voluntarism as a solution to budget cuts and welfare reform is a burden.

Janne Heederik is a PhD Candidate in Anthropology and Development Studies at Radboud University and a member of a ERC-funded research project on participatory urban governance. Based on ethnographic research in Manchester, UK, her research explores welfare, poverty, and brokerage in contemporary Britain.

This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (grant agreement No. 679614).

BIBLIOGRAPHY

Coule, T., & Bennett, E. (2018). State-Voluntary Relations in Contemporary Welfare Systems: New Politics or Voluntary Action as Usual? Nonprofit and Voluntary Sector Quarterly, 47(4), 139–158.

Evans, S. (2017). A Reflection On Case Study One: The Barriers to Accessing Advice. In S. Kirwan (Ed.), Advising in Austerity: Reflections on Challenging Times for Advice Agencies (pp. 23–27). Bristol: Policy Press.

Forbess, A., & James, D. (2014). Acts of Assistance: Navigating the Interstices of the British State with the Help of Non-profit Legal Advisers. Social Analysis, 58(3), 73–89. https://doi.org/10.3167/sa.2014.580306

Schinkel, W., & Van Houdt, F. (2010). The Double Helix of Cultural Assimilationism and Neo-liberalism: Citizenship in Contemporary Governmentality. British Journal of Sociology, 61(4), 696–715. https://doi.org/10.1111/j.1468-4446.2010.01337.x

Verhoeven, I., & Tonkens, E. (2013). Talking Active Citizenship: Framing Welfare State Reform in England and the Netherlands. Social Policy and Society, 12(3), 415–426. https://doi.org/10.1017/S1474746413000158

Verhoeven, I., & Van Bochove, M. (2018). Moving away, toward, and against: How front-line workers cope with substitution by volunteers in Dutch care and welfare services. Proceedings of the International Astronomical Union, 47(4), 783–801. https://doi.org/10.1017/S0047279418000119

Cite as: Heederik, Janne. 2020. “The Voluntarisation of Welfare in Manchester: A Blessing and a Burden.” FocaalBlog, 2 October. http://www.focaalblog.com/2020/10/02/janne-heederik-the-voluntarisation-of-welfare-in-manchester-a-blessing-and-a-burden/

Features, Urban Struggles

Adam James Moore: The human cost of city upgrading in ‘pro-poor’ Medellín

This post is part of a feature on “Urban Struggles,” moderated and edited by Raúl Acosta (LMU Munich), Flávio Eiró (Radboud University Nijmegen), Insa Koch (LSE) and Martijn Koster (Radboud University Nijmegen).

On 1st March 2018, a group of protestors blocked a dual-carriageway in front of Acevedo Metro (and Metro cable line) Station in the North of Medellín, Colombia. Those who have read something about Medellín’s internationally acclaimed urban transformation in recent years will have almost definitely found their gaze drawn to the image of a cable car suspended above a tapestry of terracotta roofs that cascades down Medellín’s Aburra Valley. This image has become emblematic of a wondrous turning-point in Medellín’s contemporary urban trajectory. Once a hotbed of urban violence, state abandonment and spatial disconnection, these underprivileged peripheral neighbourhoods received state investment in bold infrastructural projects, and via the introduction of participatory governance mechanisms, now enjoy an empowering degree of protagonism in shaping Medellín’s urban future. Welcome to the ‘pro-poor’ city of Medellín.

Continue reading →
Blog

Nicole Weydmann, Kristina Großmann, Maribeth Erb, Novia Tirta Rahayu Tijaja: Healing in context: Traditional medicine has an important role to play in Indonesia’s fight against the coronavirus

The first two cases of COVID-19 in Indonesia were announced on 2 March 2020, quite late compared to other countries. The first patient was a 31-year-old woman who came into contact with a Japanese citizen – who later tested positive – at a dance event in South Jakarta. She then passed it on to her mother. Both women were hospitalized in North Jakarta, which later became one of the referral hospitals for COVID-19 cases in the city. By early May, the number of confirmed cases nationwide had reached 9800, including 800 deaths. While elsewhere around the world governments are easing lockdown restrictions, in Indonesia there is still minimal testing being undertaken and the COVID-19 pandemic is showing little sign of decline.

As in many other nations, Indonesian politicians have been accused of not recognizing the seriousness of the situation early enough, and some eventually admitted to misinforming the public. Sophia Hornbacher (2020) only recently highlighted the populist rhetoric and neo-liberal policy of the Indonesian government, which once more illustrates the country’s problems of social injustice and welfare. In a statement made in early March, the health minister Terawan Agus Putranto said he was surprised by the commotion arising from the spread of COVID-19, as in his perspective “flu is more dangerous than the corona virus”.

In mid-April, 46 health workers at a hospital in Semarang were infected after patients had not revealed their travel history from areas with a high number of infections, or coronavirus red zones. Six weeks after the first case of COVID-19 was announced and in the face of what looked like becoming an uncontrollable pandemic in Indonesia, Lindsey and Mann summed up what many Indonesia watchers around the world and indeed Indonesians were feeling – that the government had been in denial of the health threat for too long and a clearly structured approach on how to handle infections and sources of these infections was still missing.

Crisis in healthcare

For some time there has been rising criticism of Indonesia’s public healthcare, including the closeness of pharmaceutical industries to medical practitioners and related “unhealthy practices” of corporate theft with government backing. Now, the existing structural and personnel shortage in the public health system has become glaringly stark due to the pandemic. The latest World Health Organisation (WHO) data shows that Indonesia’s ratio of doctors per 10,000 people is 3.8, and it has 24 nurses and midwives per 10,000 people. This is well below Malaysia’s 15 doctors per 10,000 people and Thailand and Vietnam’s eight. Besides this, questions about pharmaceutical monopolies and cartel practices in the medical sector, and cases of malpractice and fraud at the expense of patients, are mounting. Underlying this mood is a latent mistrust not only of the pharmaceutical industries, the medical profession, and the medical structures of hospitals, but of the national elites in general and the civil servants of health-related authorities in particular (Weydmann 2019: 60).

Recent history offers some good reasons for why medical professionals, patients and those watching Indonesia’s health sector are wary. In 2006, during the H5N1 pandemic crisis, or bird flu as it was commonly known, Indonesia claimed “viral sovereignty” and refused to cooperate with the WHO, going against a 2005 international health regulation on responsibilities and rights of national governments when dealing with a public health emergency. The contentious issue was around samples of H5N1, which were collected within Indonesia’s borders. In their analysis of this debate, Relman, Choffnes and Mack observed that the government declared “it would not share them until the WHO and high-income countries established an equitable means of sharing the benefits (particularly, the vaccine) of the sample collection” (Mack, Choffnes & Relman 2010: 27). Against this background many have reservations about the level of cooperation that can be reached between the WHO and Indonesia’s government in handling the current pandemic.

Many parties in the weeks and months to come have already criticized the emergency strategy of the government and the national health care system. We want to shed light on another issue raised by the COVID-19 pandemic, that of medical pluralism in Indonesia and different approaches to illness and health, as the medical context is critical for understanding the government’s response..

Jamu will do?

During the initial phase of the pandemic, some Indonesian policy makers claimed publicly that COVID-19 infections could heal without intervention, as long as a person’s body had a strong resistance to disease. For this reason, they reminded the public to maintain or boost levels of body immunity. President Joko Widodo supported this assessment and recommended that citizens drink traditional herbal jamu remedies to prevent infections.

In order to understand the political play on the role of jamu during the pandemic, it is important to know that the consumption of herbal plants as medicine has been part of Indonesian culture for thousands of years (Beers 2001), mainly based on oral traditions and without systematic canonization. Jamu isoften produced by households of jamu gendong sellers, who carry bottled remedies in baskets or via bicycles or motorbikes to customers.

Today, however, jamu is no longer the medicine of the poor but an economic sector with large international companies such as Air Mancur, Djamu Djago or Nyonya Meneer producing a variety of jamu remedies sold as instant powders, tablets or capsules. Street vendors compete with big drugstores over jamu sales and the Indonesian government campaign for jamu as a remedy against Covid-19 supported an important “economic pillar for the nation” (Prabawani 2017: 81) that generated IDR 21.5 trillion (US$1.38 billion) in 2019; up 13.1 percent from Rp 19 trillion in 2018.


Image 1: Jamu Gendong with trademark label on her Caping Gunung (traditional hat) (Erny Mardhani, 2020)

As early as mid-March, the Singapore-based newspaper The Straits Times reported that the President posted a statement on a government website saying that he started drinking a mixture of red ginger, lemongrass and turmeric three times a day since the spread of the virus and was sharing it with his family and colleagues. He claimed he was convinced “that a herb concoction can ward against being infected with the coronavirus”. His statements on the use of jamu medicine contributed to a rapid price increase so that prices of red ginger, turmeric and curcuma multiplied.

Like Jokowi, other politicians have pointed to the benefits of traditional medicine in the current crisis. The district health office of Situbondo in East Java invited members of his community to a public event to drink jamu medicine. He also involved hundreds of school students to further promote the benefits of the traditional medicine for strengthening the immune system. The minister for health also handed over jamu remedies to the first three recovered COVID-19 patients.

The WHO has issued a list of recommendations for handling the current pandemic, including handwashing, following general hygiene and maintaining social distancing. The early suggestions of Indonesian politicians to use herbal Jamu remedies as well as their general assessment of COVID-19 as a harmless virus, has been in clear contrast to the WHO assessment.

This approach has led to public criticism and questioning of whether politicians are intentionally withholding important information in order to avoid panic. In late March, mixed messaging from the government triggered the formation of a coalition of civil society organisations, including Amnesty International Indonesia, Transparency International Indonesia and the Jakarta Legal Aid Institute. The group urged the House of Representatives “to perform its checks and balances function during the COVID-19 pandemic to ensure the government’s policies are on the right track”.

However, “healthcare” is not a singular process but consists of a complexity of different medical traditions, external influences and dynamics. As such, the ongoing COVID-19 challenge may call on different medical approaches, which are not exclusive from one another. So, whilst the WHO uses a biomedical understanding as the basis for assessing the current pandemic, Indonesia’s politicians and many citizens are turning to traditional Javanese medical paradigms. Rather than dismissing outright the calls from Jokowi and others to use traditional medicine during the pandemic, it is necessary to contextualize their calls within Indonesia’s corporate health care market as much as within the nation’s medical pluralism and the concept of traditional Javanese jamu medicine in particular.

Traditional Javanese medicine and the pandemic

The public provision of healthcare in Indonesia is almost exclusively based on biomedical treatment approaches and corresponding ways of defining health and disease. Each sub-district in Indonesia is expected to facilitate one community health center (“Pusat Kesehatan Masyarakat”, acronym: puskesmas) in order to focus on preventing diseases and promoting health. In the present COVID-19 outbreak, this has meant that puskesmas are key institutions for public health treatment and also surveillance. It is expected that each center will trace and monitor infections locally. However, puskesmas are mostly small medical units with perhaps only one medical doctor on staff. In the current crisis, these small local centers are now required to split their limited teams in order to provide public education about the pandemic, contact tracing of infected persons, and treatment of COVID-19 patients in isolation from patients with other diseases.

Indonesia, like any other nation in the world, consists of an ethnically diverse society and this social diversity is reflected in a pluralistic medical system. Large parts of Indonesian society rely on traditional medical approaches. The use of “traditional” medicine or a combination of biomedical treatment and “traditional” medicine, is a common phenomenon all over Indonesia (Ferzacca 2001; Woodward 2011, among others). Relatively recently, more educated urban households have also been found likely to use “traditional” rather than biomedical healthcare. This vivid diversity of medical traditions is represented not only in the supermarket shelves stacked with the jamu-style soft drinks promoted by the government, but also in a large informal medical market, though not in the national primary health care system.

Despite the dominance of biomedical approaches in primary health care and the accompanying skepticism towards other health etiologies, over the past 30 years the market for traditional and complementary medicine in Indonesia has experienced a veritable boom. The use of a whole range of over-the-counter (that is, non-prescription) medications, pharmaceuticals, tonics and new forms of herbal or other mixtures has sprung up, with a wide spectrum of herbal products and stamina remedies (Lyon 2005: 14).

As the COVID-19 crisis deepened, a new market emerged offering “Corona Jamu” that contains turmeric, ginger and other ingredients, in order to strengthen the body’s immune system against viruses. An existing traditional remedy, Wedang Uwuh – a herbal specialty in the region of Yogyakarta – is also being promoted, as it is used to prevent colds, warm the body and boost immunity. The remedy is composed of secang wood, cinnamon, ginger, cloves, nutmeg leaves, lemon grass roots and cardamom. The Jakarta Post summarized several reports from marketing and consumer research agencies, e.g. McKinsey, and emphasized that a number of jamu producers have seen an increase in revenue of up to 50 per cent and predicted that the habit of drinking jamu will be “a new normal”, claiming jamu as “the new espresso”. (However, no data on current market shares of small-traders and corporations in the sector is available.)

Image 2: Homemade Corona jamu sold at the Beringharjo Market in Yogyakarta (Erny Mardhani, 2020)

Yet, from a medical anthropology perspective, jamu consumption and prescriptions are based on the principles of humoral medicine, which has a long and sophisticated tradition. It identifies bodies as having four important fluids which are characterized as hot/cold and wet/dry, and is based on the belief that a balance of these bodily fluids is fundamental to good health. According to this understanding, a balanced unity of body, mind and spirit are essential to withstand outside influences such as viruses, evil spirits or social discrepancies (Weydmann 2019: 213ff.).

It is a long way to go for anyone to provide academic evidence that jamu medicine helps against Covid-19. And yet, some scientists now claim that the more-established traditional Chinese medicine (TCM), both traditional and modern remedies, strengthens the body’s immune system in ways that reduce viral pathogenic factors (Zhou et al., 2020). As has been demonstrated by Hartanti et al. (2020), jamu remedies promoted as Covid-19 prevention in Indonesia are adaptations of the TCM formula which has been officiated in the Chinese National Clinical Guideline as a means to prevent Covid-19 or treatment during severe and recovery stages.

While such trials and debates continue, one thing is certain. The current crisis of Covid-19 seems to be a big chance for the jamu industries. Recently, the head of the Indonesian National Agency of Drug and Food Control BPOM (Badan Pengawas Obat dan Makanan) declared that from January to July 2020 new permits have been distributed for 178 traditional medical remedies, 3 phytopharmaca, and 149 local health supplements with properties to help strengthen the immune system. BPOM also supports research on eight herbal products to combat symptoms of Covid-19. And, as the Jakarta Post recently wrote that there will be “a bright, post-pandemic future for Indonesian ‘jamu’” (Susanty 2020), it comes as no surprise that the Indonesian herbal products manufacturer Sido Muncul is expanding into the Saudi Arabian market as “an opportunity amid the COVID-19 pandemic”.

However, besides the economic opportunities, we also need to consider that the pandemic negatively impacts the poorest sectors of the population. Even though the Indonesian Supreme Court on the one hand annulled the increase of premiums for the National Health Insurance System (BPJS Kesehatan), Indonesian politicians are now asking the poor to spend money for jamu medications or ingredients in order to cope with Covid-19.

Against this background, the current pandemic and emerging practices of healthcare are an economic question. In short, the Covid-19 crisis “turned out to be a capitalist thing” in Indonesia as much as elsewhere (see earlier blog contribution by Don Kalb). Herbal medicine offers economic opportunities in times of crisis and even though we may dream of a system that enables health seekers to freely decide on their healthcare – independent of their economical background – we realize the many obstacles that need to be overcome before such a system can become reality for everyone.

Nicole Weydmann is postdoctoral researcher at the chair of Comparative Development and Cultural Studies with a focus on Southeast Asia at the University of Passau, Germany and works on the use of traditional and alternative medicine in Southeast Asia and Europe.

Kristina Großmann is professor at the anthropology of southeast Asia at the University of Bonn, Germany.

Maribeth Erb is an associate professor at the Department of Sociology at the National University of Singapore (NUS). Originally from the US, she has worked and lived in Singapore since 1989.

Novia Tirta Rahayu Tijaja completed her MA degree in Southeast Asian Studies at the University of Passau and currently lives in her hometown, Jakarta.

Bibliography

Beatty, A. 2002. Changing Places: Relatives and Relativism in Java. In: Journal of the Royal Anthropological Institute, 8(3), 469-491.

Ferzacca, S. 2001. Healing the Modern in a Central Javanese City. Durham: Carolina Academic Press.

Hartanti, D., Dhiani, B. A., Charisma, S. L., & Wahyuningrum, R. (2020). The Potential Roles of Jamu for COVID-19: A Learn from the Traditional Chinese Medicine. Pharmaceutical Sciences & Research, 7(4), 2.

Hornbacher-Schönleber, Sophia 2020. “A Matter of Priority”: The Covid-19 Crisis in Indonesia.  http://www.focaalblog.com/2020/05/11/sophia-hornbacher-schonleber-a-matter-of-priority-the-covid-19-crisis-in-indonesia/. Last Access:12/08/2020.

Lyon, M.L. 2005. Technologies of feeling and being: medicines in contemporary Indonesia. In: International Institute for Asian Studies Newsletter 37, 14.

Mack, A., Choffnes, E. R., & Relman, D. A. (Eds.). 2010. Infectious disease movement in a borderless world: workshop summary. Washington, D.C.: National Academies Press.

Prescott, S. 2018. InVivo, Planetary Health: https://www.invivoplanet.com/

Susanty, F. 2020. Market reports paint a bright, post-pandemic future for Indonesian ‘jamu’. https://www.thejakartapost.com/news/2020/04/29/market-reports-paint-a-bright-post-pandemic-future-for-indonesian-jamu.html. Last Access:12/08/2020.

Weydmann, Nicole 2019. ‘Healing is not just dealing with your body‘: A Reflexive Grounded Theory Study Exploring Women’s Concepts and Approaches Underlying the Use of Traditional and Complementary Medicine in Indonesia. Berlin: Regiospectra.

Woodward, M. 2011. Java, Indonesia and Islam. Dordrecht: Springer.

Zhou, Z., Zhu, C. S., & Zhang, B. 2020. Study on medication regularity of traditional Chinese medicine in treatment of COVID-19 based on data mining. China Journal of Chinese Materia Medica, 45(6), 1248–1252.

Cite as: Weydmann, Nicole, Kristina Großmann, Maribeth Erb, Novia Tirta Rahayu Tijaja. 2020. “Healing in context: Traditional medicine has an important role to play in Indonesia’s fight against the coronavirus.” FocaalBlog, 8 September. http://www.focaalblog.com/2020/09/08/nicole-weydmann-kristina-grosmann-maribeth-erb-novia-tirta-rahayu-tijaja-healing-in-context-traditional-medicine-has-an-important-role-to-play-in-indonesias-fight-against-the-coronaviru/

Features, Urban Struggles

Lieke van der Veer: Group-making and distrust within the infrastructure of refugee support

This post is part of a feature on “Urban Struggles,” moderated and edited by Raúl Acosta (LMU Munich), Flávio Eiró (Radboud University Nijmegen), Insa Koch (LSE) and Martijn Koster (Radboud University Nijmegen).

In the Netherlands from 2015 onwards, the ‘spectacle’ (Casas-Cortes et al. 2015) of people arriving into Europe seeking refuge was channeled by vast media attention and political debate. These events triggered a vast response of bottom-up initiatives in the Netherlands wanting to support refugee status holders. In this contribution, I focus on such newly emerged initiatives that seek to support refugee status holders in Rotterdam, the second-largest city in the Netherlands. It discusses the struggles that the initiators of these initiatives face, who more often than not have a refugee background themselves. It shows how these struggles originate from the ambiguous categorizations of group-making that experimental policies presuppose in the field of refugee reception and support in urban spaces today.

I focus on initiatives that are not established yet, but are still in the process of becoming. By studying initiatives that are still fine-tuning their focus, grappling for funds, searching for volunteers, seeking collaborations with others et cetera, I had an insight in the constitutive and generative elements of the infrastructure of refugee reception and support.

During a 12-month ethnographic fieldwork period in Rotterdam in which I studied such initiatives, I followed several aspiring initiatives in their efforts to establish partnerships with other organizations. When the community organizers of these initiatives would meet with people who know about funding circuits, discuss their project proposals with the municipality, pitch their plan in network sessions, organize events to acquire volunteers and so on, I joined them. In doing so, moments of breakdown (Larkin 2013) were particularly insightful; when my research participants hoped for or anticipated something that did not arrive, I learned about who may do what, where and how.

Rotterdam is an illuminating case to study grassroots initiatives in the field of refugee reception and support. It is considered ‘policy laboratory’ (cf. Van Houdt and Schinkel 2019) and is celebrated for its allegedly innovative urban and social policies, including in relation to migrant integration. Rotterdam cherishes its alleged hands-on mentality – a mentality captured by the popular slogan ‘actions speak louder than words’. Contrasting with Rotterdam’s self-image as experimental and bold, the city has the highest number of low-income households in the Netherlands. Another central force in the city is Livable Rotterdam [‘Leefbaar Rotterdam’], a rightwing party with populist traits and the highest share of votes in local elections. Their policies focus on so-called immigrant assimilation and are explicitly anti-immigration – which translates into policy frameworks that the resident initiatives I study here are affected by and provides context to the fierce anti-immigrant protests in the city in 2015.

Intersecting struggles

Between 2016 and 2020, the so-called Rotterdam Approach for Status Holders explicitly reached beyond the integration objectives articulated by the national government. For example, in Rotterdam, the City Council expects refugee status holders to pass the civic integration exams one year earlier than usually required. In addition, through the ‘Time Obligation’ measure [dagdeleneis], the City Council expects refugee status holders to be ‘active in society for at least four days a week or more with education, work, or voluntary work’. This measure is part of the so-called ‘Participation Act’, which applies to everybody in receipt of benefits. Although a policy evaluation pointed out that only 47 per cent of the status holders in Rotterdam was indeed ‘active’, the most recent (2019-2022) Rotterdam Approach to Status Holders largely continues the existing approach. As a consequence, the refugee status holders that I worked with struggle to live up to the demand to integrate fast, struggle to find their way in the incomprehensive field of initiatives, and fear to be unsuccessful in managing their new lives.

Resident initiatives that seek to support status holders struggle too – although on first sight, Rotterdam seems the place to be for resident initiatives. The Rotterdam Approach for Status Holders states that, in ‘coordinating additional activities’ for accepted asylum seekers, it ‘smartly uses […] private initiatives for refugees and volunteer work,’ thus explicitly opening up the floor for participatory initiatives to play a role. The document claims to ‘believe in the added value of civil society,’ to recognize ‘that creative and innovative initiatives from volunteer organizations give new energy and help integration,’ and that it ‘encourages such initiatives wholeheartedly.’ It thereby responds to recommendations from The Netherlands Scientific Council for Government Policy (WRR) to mobilize to ‘society’ and ‘volunteer projects’ in ‘speeding up integration’, as well as to the general appeal to ‘active citizenship’.

In practice, however, funds are drying up. In 2014, the city administration agreed to ‘stop irrelevant subsidies in the field of diversity and emancipation,’ for ‘tax payers’ money gets lost’ and ‘subsidizing activities is not a goal in itself’. This shift away from subsidized activities is explicitly mentioned in a recent policy document regarding support to refugee status holders: ‘only a small part of the budget remains available for subsidies for small-scale, innovative initiatives from society,’ the document points out. As such, the initiatives I worked with find themselves faced with competitive funding schemes; they fear being excluded from subsidies and collaborations, while trying their best to build an image of professional legitimacy.

Opaque group-making

The different forms of struggle identified thus far can also come to intersect, as illustrated in the case of Aida. Aida received a refugee status several years ago, is in receipt of social benefits, and is in the process of setting up an initiative to help Eritrean status holders with their paper work. However, she is afraid she will not be able to get support from the City Council. This is so because the abolishment of the so-called ‘target group policy’ in Rotterdam prescribes that policies should target the population of Rotterdam in general, and not have specific interventions that assume ethno-racial differences (such as people with an Eritrean nationality). Although the Netherlands has a strong tradition of implementing targeted policies, the shift from group-specific policies to generic policies has been a political priority since at least the 2000s (Scholten and Van Breugel 2018). As a result, there is evidence of a declining consciousness of migrant integration concerns, because generic policies often fail to incorporate immigrant integration priorities in the ‘mainstream’ (idem).

For Rotterdam, Dekker and Van Breugel have deconstructed the move from target group policies towards generic policies. They identify a ‘continuous act of balancing between generic and specific policies’ (Dekker and Van Breugel 2019, 128) that at one time implements targeted policies for migrants and at another time subsumes migrant interest under generic policies. These interchanging approaches to group-making in Rotterdam now seem to have reached an equilibrium in which generic policies are the norm. Regarding the support of civil society organizations that seek to assist refugee status holders, the municipality decided to no longer support ‘mono-ethnic and/or mono-religious activities’ to the extent that initiatives ‘will not be financed, unless there are substantive reasons to do otherwise’ because activities should be ‘focused on participation and integration.’ In another policy document, the city’s discouragement of such activities is explicitly linked with Rotterdam’s earlier-mentioned self-image as ‘innovative city’: in ‘giving room to new innovative organizations and ideas,’ the City Council explicitly breaks with ‘whatever is done in the past’.

Yet despite the fact that Rotterdam seem to have reached an equilibrium in which generic policies are the norm, the city publishes annual reports on the achievements of ‘people with a migration background’ that fly in the face of any ‘generic’ policy assumption. Moreover, to my research participants, the ‘group policies’ are elusive and subject to change. For example, Rotterdam’s ‘Somali-resolution’ in 2015 has resulted in the formal recognition of people of Somali descent as ‘group’ and led to the subsequent availability of subsidies to community organizers that sought to assist this ‘group’. And considering recent publications about ‘the Eritrean group’ – such as this and this and this one – my research participants now expect the same thing to happen to people from Eritrean descent as ‘group’.

Exactly because of this instability and opacity with regards to group-making, community organizers such as Aida are striking out blindly with regards to what ‘groups’ can be identified without risking eligibility to municipal funding.

What adds to Aida’s confusion, is that different municipal departments work through different logics. The department that is responsible for procurements in the field of refugee receptionand support (Work and Income) has different expectations from initiatives than the department that is responsible for subsidies (Social Support). The former department is now experimenting with so-called ‘customer profiles’. As an example of such profiles the policy advisor mentions ‘the single mother with three kids’ and adds that ‘customer profiles are a good way to offer tailor-made solutions without working with target groups.’ Customer profiles thus are meant to ‘objectively’ describe ‘groups’ of city dwellers without assuming ethno-racial differences, they make use of stereotypes such as ‘the single mother with three kids’ – a figure that appears as ‘the inversion of morality and family values par excellence’ (Koch 2015). To Aida, it is unclear to what extent these customer profiles are something that concern her and her endeavors; although she now applies for subsidies, she hopes for her activities to be included in the procurement structure some time. Again, she gropes along in the dark.

Eclectic initiatives

As a result of her insecurity about what constellations of people are accepted as a target group, Aida has started to organize dinner parties for long-term Rotterdammers with little money, alongside offering administrative support to Eritrean refugee status holders. She does so because she is scared that if the municipality found out that she only offers support to Eritreans – which she in fact does, with a few exceptions – she would be accused of catering only for one ‘target group’ and as such miss out on funding and collaborations.

These dinner parties however create awkward moments, because the long-term Rotterdammers – who are all white – usually sit on separate tables to black Eritrean people. It is not that Aida has intentionally designed the dinner-setting as such; it is rather that she does not know how to deal with the situation. Recently, the initiative of Aida was declined funding again. In the refusal letter said that ‘there are good reasons to assume that the subsidy would not (or not sufficiently) be spent on (or contribute to) the (policy) objective for which the subsidy is meant.’ In a subsequent meeting with a policy advisor at the town hall, it was specified that Aida’s initiative was considered ‘too broad’. Never mind that very reason the constellation of beneficiaries is indeed quite diverse is that Aida is scared to be accused of focusing on one group in the first place.

Image 1: Right-wing protest in Rotterdam (Banner on the right says: ‘Preserve Dutch Culture Traditions Norms and Values’; Photographer: Lieke van der Veer, 2018)

Reception brokers

Because it is so difficult for Aida and other initiatives to navigate the municipal frameworks, she has asked the help of Jozefien. Jozefien is a woman who has co-founded the platform called You Are Welcome. She once introduced herself as ‘from a little village in the Netherlands’ yet added that ‘I feel more like a Middle-Eastern person, I think.’ You Are Welcome was established to strengthen bottom-up initiatives that engage with refugee status holders, and to spread a positive message on integration. The platform was launched in 2015, explicitly in response to violent protests that broke out during an information meeting about the construction of the reception center.

What is problematic, however, is that some of the initiatives that Jozefien helps, dislike one another. In particular, Aida really dislikes Luciano, the founder of another aspiring initiative for Eritreans, who is born in Rotterdam in a family of refugee parents. Aida is upset because she fears that Luciano is trying to take clients from her. Aida is hurt, she says, because she feels that Luciano is a smooth-talker, that he smiles arrogantly at her on the street, and that, given that Luciano has more contact with city administrators, he forces Aida into the shadows.

For Jozefien, although she tries to equally promote both initiatives, it is difficult to deal with the tension between the two. It also has ramifications for her own relationships with Aida and Luciano. Especially for Aida, the competition she experiences with Luciano makes her deeply distrust Jozefien. One afternoon, Aida complained to me that ‘so often she [Jozefien] is at Luciano’s. But she doesn’t come to us! And she has taken him to the councilor [‘wethouder’]! She has arranged an appointment for Luciano with the councilor! I asked Luciano if I could join. But Luciano said: “no”.’ […]  And she [Jozefien] has never even come to our Friday dinners! She only came once, to take a picture, and then she left again. From the very beginning, I didn’t feel welcome at You Are Welcome.’

Discussion: solidarity, humanitarianism and neoliberalisation

Recent ethnographic work contrasts solidarity with humanitarianism and juxtaposes emic accounts that frame solidarity as horizontal, anti-hierarchical, and as an emphasis on similarities between people with the viewpoints of professional humanitarian NGOs (see e.g. Cabot 2014). In Rotterdam, because grassroots initiatives generally turn to the municipality for funding and collaboration and feel pressured to professionalize, the distinction between solidarity and humanitarianism is remarkably fuzzy. The community organizers of refugee support initiatives ‘yearn for’ the state (Jansen 2015) to formally recognize their initiative through a tendering contract and compete to perform professionalism. They seek to use licensed software to prove impact, assimilate to municipal buzzwords, match funding calendars, formalize their organizational form, and forge lucrative partnerships.

These emerging forms of humanitarian volunteering (Youkhana and Sutter 2017; cf. Rozakou 2017) summon a complex assemblage of forms of humanitarian reason, forms of authority and technologies of government (Fassin 2007). Because grassroots initiatives seek to incorporate policy objectives (cf. Van Dam et al. 2014), are subject to mechanisms of raising funds that are part of the technologies of government (Fassin 2007, 151), and thereby gamble on which ‘target groups’ the municipality will acknowledge, they are shaped by these forms of authority and technologies of government. The case of Aida is an example of how refugee support has become intertwined with control mechanisms that are part of experimental municipal policies.  

To Aida as well as to the brokers she turns to for advice, is unclear which ‘groups’ may be identified and which not. A lot of ‘information’ in this regard is distorted and comes from hear-say. Although the interchanging approaches to group-making in Rotterdam now seem to have reached an equilibrium in which generic policies are the norm, this equilibrium is unstable, as reports about specific ethnic groups have proven to result in the recognition of these groups and the subsequent availability of subsidies. Moreover, different municipal departments – that deal with subsidies and competitive tendering contracts respectively – work in accordance with different logics, yet is it unclear where one logic begins and the other one ends.

This opacity of group-making policies and related funding schemes gives rise to fierce competition and distrust between initiatives, which has fueled divisions within the refugee solidarity movement. In the grappling race for funds between (aspiring) initiatives which give in to the criteria for competitive success, neoliberal market logics and humanitarianization become further entwined. Community organizers seek to act as successful entrepreneurs – by reaching targets, increasing numbers, seizing volunteers, and laying hold of the target group. In doing so, they may present their core issues as side affairs and vice versa.

This contribution shows that not only beneficiaries suffer from the contemporary mechanisms that mix care and control; some of the aspiring community organizers with a refugee background find themselves in a precarious position as well. Underneath the seemingly universalizing pretense of generic policies, ambivalent practices of institutional selectiveness exclude vulnerable community organizers and the initiatives they are trying to launch. The inequalities that these exclusions are premised on are produced as well as obscured by the mantra of generic policies.  

This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (grant agreement No. 679614).

Lieke van der Veer (Department of Anthropology and Development Studies, Radboud University, Nijmegen, The Netherlands) is a PhD Candidate in Anthropology in an ERC-funded research project on participatory urban governance. She has a background in Philosophy. Based on 12 months of ethnographic research in Rotterdam in 2018, she studies aspiring grassroots initiatives that provide support to people with a refugee background.

References

Casas-Cortes, Maribel, Sebastian Cobarrubias, Nicholas De Genova, Giorgio Grappi, Charles Heller, Sabine Hess, Bernd Kasparek, et al. 2015. “New Keywords : Migration and Borders.” Cultural Studies 29 (1). Taylor & Francis: 55–87. doi:10.1080/09502386.2014.891630

Dekker, Rianne, and Ilona van Breugel. 2019. “‘Walking the Walk’ Rather than ‘Talking the Talk’ of Superdiversity: Continuity and Change in the Development of Rotterdam’s Immigrant Integration Policies.” In Coming to Terms with Superdiversity: The Case of Rotterdam, 107–32. IMISCOE Research Series.

Fassin, Didier. 2007. “Humanitarianism: A Nongovernmental Government.” In Nongovernmental Politics, edited by Michel Feher, 149–60. New York: Zone Books.

Houdt, Friso Van, and Willem Schinkel. 2019. “Laboratory Rotterdam. Logics of Exceptionalism in the Governing of Urban Populations.” In Coming to Terms with Superdiversity: The Case of Rotterdam, edited by Peter Scholten, Maurice Krul, and Paul van de Laar, 133–51. IMISCOE Research Series.

Jansen, Stef. 2015. Yearnings in the Meantime: “Normal Lives” and the State in Sarajevo Apartment Complex. New York and Oxford: Berghahn Books.

Koch, Insa. 2015. “‘The State Has Replaced the Man’: Women, Family Homes, and the Benefit System on a Council Estate in England.” Focaal–Journal of Global and Historical Anthropology 73: 84–96. doi:10.3167/fcl.2015.730107.

Larkin, Brian. 2013. “The Politics and Poetics of Infrastructure.” Annual Review of Anthropology 42: 327–43. doi:10.1146/annurev-anthro-092412-155522.

Rozakou, Katarina. 2017. “Solidarity #Humanitarianism: The Blurred Boundaries of Humanitarianism in Greece.” Etnofoor 29(2), 99-144.

Scholten, Peter and Ilona van Breugel, eds. 2018. Mainstreaming Integration Governance: New Trends in Migrant Integration Policies in Europe. Palgrave Macmillan.

Youkhana, Eva, and Ove Sutter. 2017. “Perspectives on the European Border Regime: Mobilization, Contestation and the Role of Civil Society.” Social Inclusion 5 (3): 1–6.

Cite as: van der Veer, Lieke. 2020. “Group-making and distrust within the infrastructure of refugee support.” FocaalBlog, 3 August. http://www.focaalblog.com/2020/08/03/lieke-van-der-veer-group-making-and-distrust-within-the-infrastructure-of-refugee-support/

Features, Urban Struggles

Sven da Silva: Special Zones, Slums, and High-rise buildings: Community leaders between “occupancy urbanism” of the poor and the powerful in Recife, Brazil

This post is part of a feature on “Urban Struggles,” moderated and edited by Raúl Acosta (LMU Munich), Flávio Eiró (Radboud University Nijmegen), Insa Koch (LSE) and Martijn Koster (Radboud University Nijmegen).

This blog documents the politics of community leaders in an area selected for “urban renewal” in the center of the city of Recife in the northeast of Brazil. More specifically, it looks at how they position themselves regarding legally defined low-income residence areas (officially named as Special Zones of Social Interest, or ZEIS), informal land occupations (favelas or slums), and vertical gated communities (residential high-rise buildings). Community leaders operate as brokers between the interests of the urban poor, politicians, and real estate developers. They provide essential services in slums, while being dependent on the lower level bureaucracy for the provision and maintenance of these services (Koster & de Vries 2012). The role of community leaders as crucial brokers in Recife is heightened by the fact that they are democratically elected as local representatives of their Special Zone within a city-wide participatory program for slum governance.

I deploy the analytical lens of “occupancy urbanism” that narrates struggles for urban space and shelter “beyond policy and projects” (Benjamin 2007: 558). The perspective insists on seeing “the urban” as an open-ended site of encounter and “political possibility” (Benjamin 2014: 319). “Occupancy urbanism” is the term that Solomon Benjamin uses to describe the physical-political spaces that are opened-up when the urban poor occupy land, claim public services, or negotiate with the municipal bureaucracy (2007, 2008, 2014). As I explain further below, despite occupancy urbanism being a political practice of the poor, it has become useful for the powerful, especially for real estate developers and their allies.

As the poor’s “subversive politics on the ground” (Benjamin 2008: 723), “occupancy” urbanism challenges the mainstream developmentalist model of “global” urbanism. The latter abides by capitalist market mechanisms and private property, while assuming that cities in the “Global South” will follow the footsteps—or become satellites—of those in the “Global North”. Occupancy urbanism is not about policymaking and masterplanning to make cities “inclusive”, “smart”, and “World Class”. Occupancy urbanism is neither the arena of elite civil society that preaches “good governance” and forms of direct citizen participation without collective representation by community leaders. Central to occupancy urbanism is the analysis of “land and its historicity in its multiple logics” (2014: 318). The focus on various forms of “occupancy” and tenure arrangements forces us to move beyond homogenized versions of “the favela” (slum). Occupancy urbanism thus highlights internal diversity within “the slum” while “grounding the slum in the circuits of finance and real estate capitalism” (Roy 2011: 228).

Affluent private investors and developers have not only made their own agreements with community leaders and the municipal administration, but they have also benefited from the land occupations initiated by the poor. I follow Anaya Roy in calling this an “occupancy urbanism of the powerful” (2011: 230). Roy points at the existence of “development mafias, local criminal syndicates, often with global connections” (Weinstein in Roy 2011: 230). Their practices are interpenetrated with the occupancy urbanism of the poor in terms of claims to land, basic services, and embeddedness within the lower level municipal bureaucracy. While community leaders in Recife can definitely not be described as “mafias organized in criminal syndicates”, it is possible to observe the proliferation of community leaders with strong ties to real estate developers who negotiate with the municipal administration under the guise of “public consultation”. For these reasons, I consider these practices of community leaders as part of occupancy urbanism of the powerful.

In the following sections I present ethnographic examinations of two areas, Coque and Vila Imperial. My approaches to community leaders and the context in both settings has allowed me to further theorize the squatter approach to urban development that is taking place. I show how, in Recife, occupancy urbanism is “wielded differentially by different social classes in the context of urban inequality” (Roy 2011: 231). I argue that occupancy urbanism helps us to think about land development and urban politics as an interplay between various practices of “occupancy”. In this way we can gain an understanding of the creation of a highly exclusionary city. Before expanding on Coque and Vila Imperial, however, I first expand on Recife’s urban governance and offer a short description of a contestatory movement called Occupy Estelita.

Image 1: Map of the center of Recife that locates land occupations, ZEIS, Rio Mar shopping mall, New Recife project area, and (halted) social housing estates (OpenStreetMap, 2020, adapted by Sven da Silva)

Participatory urban governance

Often referred to as Brazil’s capital of inequality, Recife’s urban governance legacy includes a slum governance program, as well as a participatory planning program in which the municipal administration visits neighborhoods for consultation and deliberation. Both programs were initiated in reaction to massive land occupations by the poor in the 1970s; although these programs have lost much steam over time. Due to this strong popular movement, the military regime (1964-1985) had to shift their strategy from forced evictions for a “slum-free” city towards, what we would now call, “upgrading” for an “inclusive” city.

In 1983 a new local zoning law defined Special Zones of Social Interest (ZEIS), as “spontaneously existing and consolidated housing settlements, where special urban norms are established, in the social interest of promoting their legal regularization and their integration into the urban structure”. ZEIS, in a way, mediate the “formalization” of the “informal” city. Today there are 74 ZEIS in the city and more than half of Recife’s 1.6 million inhabitants lives in such a zone.

Approved in 1987, the PREZEIS (Plan for REgularization of ZEIS) regulates these “special urban norms”. As a complex bureaucratic system of laws and actors, the PREZEIS attempts to regulate land markets. PREZEIS prioritizes shelter over ownership rights, regulates maximum plot sizes, and limits relocation to the minimum required (de Souza, 2001). From their neoliberal perspective that favors unregulated land markets, urban investors and pro-business media see the PREZEIS as an impediment for land development and have always attempted to open up ZEIS areas for land valorization and beautification, especially those near the riverbanks or the oceanfront.

The real estate pressures on ZEIS areas intensifiedwhen Brazil began preparing to host the FIFA World Cup 2014. Presented to the public using the bombastic language of “turning Recife into a new Dubai” the highly controversial New Recife was approved by the municipal government. The project aims to construct more than ten high-rise buildings at the Estelita quay. Through an auction questioned by national prosecutors, in 2008, the New Recife construction consortium—made up of private investors—acquired a huge abandoned terrain owned by the federal government. There was no public consultation, the terrain was auctioned “for a banana price”—as neighboring community leaders commented—and there are allegations that one of the consortium members sponsored the campaigns of politicians in order to get the deal approved.

Such top-down “urban renewal” projects for the middle and upper classes were combined with participatory planning for the poor. This means that the construction of highways and shopping malls went together with contracts for the construction of housing estates for displaced families in ZEIS areas. However many of these estates have not been constructed, because the municipal administration has since 2013 discontinued the participatory planning program, leading to a major increase in the social housing deficit.

Occupy Estelita

In the aftermath of the nation-wide June 2013 protests (Mollona 2014), the social movement Occupy Estelita erupted on the political scene in 2014. Largely composed out of a middle-class group of university students and professors, architects and lawyers, the activists camped on the New Recife terrain to prevent the demolition of historic warehouses located on the construction site. Occupy Estelita has been described as the most important recent Brazilian social movement against the decay of participatory structures and the privatization of public space. Various lawsuits have so far prevented the construction of the New Recife skyscrapers.

Occupy Estelita mobilizations pressured the municipality to re-negotiate the project. Community leaders, both those in favor and against the New Recife project, jumped into the space opened up for re-negotiation. They were able to make claims for public services in land occupations with various shacks bordering the New Recife construction site along the historic train rails. Community leaders in Coque always remained divided however regarding the New Recife project. Nevertheless they are overall satisfied that the project’s redesign includes more space for leisure activities and social housing units as compensation. It still remains unclear, however, who can claim a right to the social housing units and where these will be constructed.

Coque’s leaders and projects

Coque is a ZEIS in the center of Recife where 40 thousand people live. It is located at a walking distance from the New Recife terrain. At the end of 2013, the current mayor spectacularly announced the construction of a canal crossing Coque as a basic sanitation project budgeted at R$18 million. This would go together with the construction of a social housing estate for affected families who lived in shacks on the edge of the canal. However, the social housing estate was never constructed and, instead of a house, the 150 affected families were offered very low compensations ranging from R$ 4,000 to R$ 38,000, amounts that are not sufficient to find housing near Coque.

At the same time the municipality had transferred several pieces of land to “third party” actors for urban development within Coque’s ZEIS borders. A large strip of land along the riverbanks was transferred for the construction of a Juridical hub. Ironically enough, this did not follow PREZEIS regulations.

Louro and Moises, both active in the local board of Coque within the PREZEIS, were very active in the successful resistance against the construction of the juridical hub. They are micro-entrepreneurs, born in the 1970s, and active in community groups involved in the “never-ending struggle” (luta eterna)for better living conditions in Coque. Louro works as an Uber driver and is better known as “Louro of the Pitbulls” for he breeds and takes care of pitbulls. Moises runs a stall (banca) in the city center with his wife where they sell clothes and accessories. He is better known as “Brother Moises” since he is a faithful member of the Pentecostal Assembleia de Deus. With other community leaders and groups in Coque, Louro and Moises stressed the risk of future resettlements that the New Recife project brings for Coque.

The main representative of Coque however stressed the employment opportunities that the New Recife project will generate for Coque’s residents. He formed part of a group of community entities in the vicinity of the New Recife construction site, including Cabanga and Coelhos, to demand participation within the New Recife consortium meetings. They made commercials to promote the project under the slogan “Good for You, Good for the City” and mobilized residents to support the New Recife project during public hearings in 2014. More recently they mobilized unemployed residents when the consortium started to collect résumés.

Image 2: A community leader from Coque records a pro-New Recife commercial. He argues that New Recife will bring employment opportunities for the poor and helps build a safer city, because the abandoned terrain at the Estelita quay attracts drug-traffickers. On the background the medical hub and the construction of a business tower. (Photo by Sven da Silva, 2014)

Land and housing rent prices near the new shopping malls or areas destined for vertical growth increased massively. Several new occupations emerged out of Coque. Moises and Louro initiated a new occupation just on the edge of Coque’s ZEIS parameters at the Imperial Street. Their occupation exposed the unfair compensations received by affected families of the canal in Coque. Using his own measures, yet without much exaggeration, Moises recounts:

“The compensation (indenização) is always ridiculously low. Imagine somebody living on the main street of Coque receiving R$ 40.000 as compensation, while the house is worth R$ 200.000. That is because the municipality does not pay for the land. We don’t have the land titles.”

Since the cheapest house in Coque at the time sold for R$ 50000, several families moved to distant locations outside the city center. The compensations were thus used to buy materials to construct a shack at a new land occupation. Such “occupancy urbanism” of the poor exposed high housing rent prices in Coque, despite the efforts of the PREZEIS to avoid housing rent or keep it low.

Image 3: Street in Vila Imperial in 2014 (Photo by Sven da Silva, 2014)

Vila Imperial

On paper the vacant terrain that affected residents of Coque occupied was on the name of the federal government (the União) as stated in the union heritage register (SPU). In practice, two enterprises built a wall around it to claim the terrain as theirs. On Labor Day 2014, the land occupation started, and it was baptized as Vila Imperial.

I visited Vila Imperial days after its initiation and saw how lots were being allocated with the support of a housing rights movement. Several wooden shacks had already been built and the number of people arriving to occupy lots was growing rapidly. Louro explained the occupation as follows:

“We occupy due to the pressures on housing in Coque, and the lack of assistance from City Hall (Prefeitura). But at any moment some project can arrive for the terrain. You will see how people who have invested in constructing their house lose everything again. It is a vicious circle.”

Stories of land occupations such as Vila Imperial are often contradictory and sensitive. Political rivals of Louro and Moises would speak about invasões “illegal invasions” (of private property). They see it as a form of opportunism or urban speculation of the “better off” poor who already have secured housing in Coque. They argue that the shacks are rented out again, only there to wait for resettlement money, or a speculative strategy to receive an apartment in a social housing estate. Such discourses were used by many of those in favor of the New Recife project, as justification for evictions. Louro explained the conflicting views as follows;

“People from Coque and Vila Imperial gave more body to the Occupy Estelita movement. We occupied the streets and pressured the municipality, and they supported our struggles. They for example helped us stop the eviction of 58 families through legal and design support. That is when other leaders in Coque started to call us terrorists and mentally deficient people who want to obstruct the development of the city. There now exists a big lie about opportunism at Vila Imperial intended to discredit the occupation and its organization. They say that so-and-so (fulano o tal) bought 50 lots at the occupation to rent out shacks. However, the pioneers at Vila Imperial know that nobody received more lots than anyone else.”

Four years later, Vila Imperial had electricity, water supply, and instead of wooden shacks, there were now brick houses, some of them with two floors. The land occupation is now very much considered part of Coque, yet it is not included in the ZEIS parameters. I walked through Vila Imperial with Moises again and discussed the election of Bolsonaro who had called movements that occupy land “terrorists” (Albert 2018, Eiró 2018), as well as the beginning of the sale of the first New Recife apartments, a sign that the construction will soon begin. He suddenly climbed a shaky wall and revealed:

“See those warehouses? Four upscale apartment blocks will be erected there. Nobody called us to say that this will happen, and still, it is all approved by Recife’s Urban Development Council. [NB: The majority of seats are occupied by delegates who represent the real estate sector.] The only thing that we don’t know is when they officially start and end the construction. This will have a major impact on Coque and Vila Imperial. Imagine how many cars that would be! For sure the main street of Coque will need to be widened at some point.”

Yet again an upscale project that pressures Vila Imperial and Coque. Now one that is on a stone-throwing distance. Without ZEIS protection, residents of Vila Imperial remain in constant fear of “the vicious circle”—of losing a house without sufficient compensation and starting all over again. With the decay of participatory structures and the deepening of an urban development model where investments for the poor are only “compensatory” or alleviative (paliativo), the political spaces in which community leaders like Moises and Louro can operate have become increasingly slim.

Image 4: Street in Vila Imperial in 2018 (photo by Sven da Silva, 2018)

Rethinking occupancy urbanism

Occupancy urbanism explains land occupations such as Vila Imperial and how Moises and Louro “run after things” for this “informal settlement” by claiming land and housing. At the same time, occupancy urbanism makes visible how “formal” planning such as the New Recife project similarly operates in a legal area of opaque negotiations between community leaders, political parties, developers and the municipal bureaucracy. Following Roy, I have the called the latter “occupancy urbanism of the powerful” (2011: 230).

Can we then continue to perceive occupancy urbanism as a politics of the poor that challenges neoliberal urban development projects? I have shown how Moises and Louro experience what can be called “occupancy of the powerful” as encroaching on Coque and Vila Imperial. They continuously struggle against evictions and very low resettlement compensation. This lies in stark contrast to the fact that luxury buildings get constructed through covered-up illegal means. Can we then continue to assume that Moises. Louro, and “informal” land occupations have a specific form of political agency—in and of themselves—that is able to counter occupancy urbanism of the powerful and “global” urbanism?

Therefore, I wish to caution against over-reading occupancy urbanism as the political agency of the poor. In Recife, the “occupancy urbanism by the powerful” has gained much political space as witnessed in the increased role of community leaders with close ties to the real estate developers and municipal administration. Rather than a threat or disruption to “global urbanism, land occupations and ZEIS are used as justification for the construction of skyscrapers by promising employment and social housing. And yet, the occupancy urbanism of the poor draws on collective memories of the popular movement in the 1970s in their struggles against dispossession. It must be stressed that this resulted in the PREZEIS, and that these were struggles for belonging to the city, as against resettlement to the periphery or relocation to a social housing estate.

This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (grant agreement No. 679614).

Sven da Silva is a PhD Candidate in Anthropology and Development Studies at Radboud University (The Netherlands), and member of the ERC-funded research project “Participatory urban governance between democracy and clientelism: Brokers and (in)formal politics”. 

References

Albert, Victor. 2018. “Brazil’s Homeless Workers’ Movement is an assertive social work organization” FocaalBlog, 30 November. www.focaalblog.com/2018/11/30/victor-albert-brazils-homeless-workers-movement-is-an-assertive-social-work-organization

Benjamin, Solomon. 2007. Occupancy Urbanism: Ten Theses. Sarai Reader 07(Frontiers): 538-563. https://sarai.net/sarai-reader-07-frontiers/

Benjamin, Solomon. 2008. Occupancy urbanism: Radicalizing politics and economy beyond policy and programs. International Journal of Urban and Regional Research 32(3): 719-729. DOI:10.1111/j.1468-2427.2008.00809.x

Benjamin, Solomon. 2014. Occupancy urbanism as political practice. In: The Routledge Handbook on Cities of the Global South, 331-343.

de Souza, Flávio A.M. 2001. Perceived security of land tenure in Recife, Brazil. Habitat International 25(2): 175-190.

Eiró, Flávio. 2018. “On Bolsonaro: Brazilian democracy at risk” FocaalBlog, 8 November. www.focaalblog.com/2018/11/08/flavio-eiro-on-bolsonaro-brazilian-democracy-at-risk

Koster, Martijn, and Pieter A de Vries. 2012. Slum politics: Community leaders, everyday needs, and utopian aspirations in Recife, Brazil. Focaal (62): 83-98. doi:10.3167/fcl.2012.620107

Mollona, Massimiliano. 2014. “The Brazilian ‘June’ revolution: Urban struggles, composite articulations, and new class analysis,” FocaalBlog, October 28, www.focaalblog.com/2014/10/28/massimiliano-mollona-the-brazilian-june-revolution-urban-struggles-composite-articulations-and-new-class-analysis

Roy, Ananya. 2011. Slumdog cities: Rethinking subaltern urbanism. International Journal of Urban and Regional Research 35(2):223-238. DOI:10.1111/j.1468-2427.2011.01051.x

Cite as: da Silva, Sven. 2020. “Special Zones, Slums, and High-rise buildings: Community leaders between “occupancy urbanism” of the poor and the powerful in Recife, Brazil.” FocaalBlog, 31 July. www.focaalblog.com/2020/07/31/sven-da-silva-special-zones,-slums,-and-high-rise-buildings-community-leaders-between-occupancy-urbanism-of-the-poor-and-the-powerful-in-recife-brazil/

Blog

Vita Peacock: The slave trader, the artist, and an empty plinth

On 7th June 2020, the bronze statue of Edward Colston in the English city of Bristol was pulled down by Black Lives Matter protesters with a rope, rolled a short distance down the road, and dropped into the harbor with a gurgle. Colston was a merchant who became rich in the late seventeenth-century selling sugar, wine, oil, fruits, and most significantly, slaves from the West African coast (Morgan 1999). Although, rather dubiously, Colston left no written records, he became a member of the Royal African Company in 1680, rising to deputy governor in 1689, at a time when the chartered corporation held a monopoly over the West African slave trade, shipping captives to plantations in North America, the Caribbean, and Brazil (Pettigrew 2013). Colston’s memory has however endured in Bristol because of his local philanthropic works. Colston funded schools, hospitals, almshouses, workhouses, and other charitable causes, and even today his name is attached to a number of other toponyms across the city. The statue itself was erected in 1895 at the height of the British Empire as a tribute to these works—completely neglecting their own inhumane underpinnings.

Since the 1990s, Colston’s pivotal role in the slave trade has become more widely known, and calls had been growing to remove the statue, but without tangible effect. So when a wave of protests swept the world, in anger at the killing of African-American George Floyd by a white police officer, Black Lives Matter activists in the U.S. began upending confederate statues, and Colston fell as part of this iconoclastic surge, subsequently catalyzing it when the event was beamed across social media and made international headlines. At the time of writing, over 360 public objects across the world symbolizing racial hierarchies have now been removed, defaced, painted over, beheaded, and drowned.

Michael Taussig has reflected extensively on what happens when symbols are destroyed (1999). Public statues like the eighteen-foot figure of Colston contain a secret, a public secret—in his case the secret of African slavery that lay behind his reformist programme—that is revealed at the moment of their desecration. The power of this revelation is by its own nature temporary, but nevertheless extremely potent, releasing a ‘strange surplus of negative energy’ into the world (1999, 1), a magical shockwave whose strength is commensurate with the depth of the secret it exposes. When activist Jen Reid stood on top of the empty plinth later that day, spontaneously raising her arm in the Black Power salute, ‘It was like an electrical charge of power running through me’, she remembers. As news of the toppling continued to spread, the plinth stood there, pulsing, while a feverish debate developed over what should replace it.


The empty plinth where Colston stood is embroidered with Black Lives Matter placards (Caitlin Hobbs / 7th June 2020, https://commons.wikimedia.org/wiki/File:Edward_Colston_-_empty_pedestal.jpg)

I have been an admirer of the artist Marc Quinn since I was twelve years old. That year, 1997, I was tugged along to the epoch-defining Sensation exhibition at London’s Royal Academy. Quinn’s contribution was present alongside other so-called Young British Artists, or YBAs, a new generation of creators working under the influence of postmodernism who sought to redefine what we thought of as art. The sight of his head made entirely out of his own blood is still imprinted on my mind, an object which somehow managed to capture both the intense throb of life, at the same time as being a death-mask, a memento mori. Some years later, when I was twenty, I made sure to catch Alison Lapper Pregnant on the Fourth Plinth in Trafalgar Square, the sumptuous marble form of a woman in the bloom of biological reproduction alongside a severe disability.

At 4.30am on the 15th July 2020, in the space of barely fifteen minutes, Quinn, together with Jen Reid, a Guardian journalist, and a team of crane operatives, again placed himself at the forefront of my consciousness when he installed a life-sized resin statue of Reid giving her salute on top of Colston’s empty plinth, alongside a statement on his website. But this artwork raised questions in a way that the others did not.

The statement announces that it was a ‘joint’ undertaking by Quinn and his model Reid, an act of co-creation. Their aims are stated using the collective ‘we’ and Quinn stresses that he and Reid wanted to do the installation ‘together’. In a fuller interview with the Guardian, Quinn even attempts to efface his own role entirely, when he claims that ‘Jen created the sculpture when she stood on the plinth and raised her arm in the air’. But this vision of equality is a smokescreen, and a dangerous one at that. Reid did not create the sculpture when she raised her arm on the plinth, she was experiencing life as a subject, not an object, sensing the energic power of defacement. Quinn created the sculpture with a team of craftsmen. He is a white, 56-year old man, educated at a private boarding school and later at Cambridge University, with a distinguished legacy as an artist behind him. This kind of positionality does not prevent him from being the effective ‘white ally’ that the statement claims to strive for, but true allyship cannot arise when vast differences of institutional privilege are altogether erased. He announces modestly that the sculpture is ‘an embodiment and amplification of Jen’s ideas and experiences’, and yet, after trawling newspaper articles about the installation, I remain unable to answer the most basic question of Reid’s daily occupation.

Still, the most egregious part of the statement comes when Quinn asserts that the motive for the sculpture was ‘keeping the issue of Black people’s lives and experiences in the public eye’. This is at best a delusion and at worst a deception. This issue was at the very center of the public’s dilated pupils as it watched the satisfying swivel of Colston’s tumble on repeat, something which had little to do with Quinn, and everything to do with the physical, social, and legal risks taken by activists on the ground. The terrible genius of Quinn’s move was that he won either way. Either Bristol City Council opted to retain the sculpture, in which case his work would be permanently occupying what is at present the most famous plinth in Britain, or they opted to remove it, by which point the exposure achieved through the guerilla act will have inflated its capital value beyond anything that could have been achieved through more conventional means.

Of course, this was what the YBAs were known for. Tracy Emin’s soiled bed at the same Sensation exhibition in 1997 was as much a confidence trick about whether such an object could command a re-sale value as anything else. And its apotheosis came when Damien Hirst attempted to vend a diamond-encrusted skull for £50 million, a brazen (and by some accounts unsuccessful) experiment in wealth creation. Even if, as Quinn says, the money made when A Surge of Power (Jen Reid) is eventually sold will be given directly to the causes of people in Britain of African descent, the value is not his to give. Just that philanthropic gesture echoes the uncomfortable paradoxes of Colston himself, who made his wealth in an economy of exploitation only to munificently re-gift it.

‘No formal consent has been sought for the installation’, the statement says calmly. Herein lies the most problematic aspect of the work. At the risk of simplifying a complex and multivalent phenomenon (cf. Patterson 1980), we might think of non-consent as the very epicenter of the slave relation. To be compelled into a condition when the only alternative is violence or death is the antithesis of consent as we would understand it. Enlightenment thinkers invented various moral contortions to get around this brute truth, John Locke famously arguing that as captives in a just war, the slave gave his or her consent in exchange for their life, but these can now be comprehensively dismissed. To engage in such an openly nonconsensual way with a value created by Black people, both now and historically, at a time when a genuine public discussion around slavery in Britain had just opened up, was deplorable. It need not be said that if a Black artist, or someone with less gilded credentials, had engaged in this kind of illegal action, they may not have received the same general fanfare, and may even have been criminally prosecuted.

Within just twenty-four hours the artwork was removed. Bristol has been governed, since 2016, by the first ever person of African descent to be elected to the mayoralty of a major European city, Marvin Rees, whose father is Afro-Jamaican and mother is white British. Rees set the tone within hours of the installation with a public statement, ‘There is an African proverb that says if you want to go fast, go alone, if you want to go far, go together. Our challenge is to take this city far’. Quinn’s unsolicited gift, which may now be worth hundreds of thousands of pounds, was quietly, but firmly, rejected by Bristol City Council. This was no minor financial decision for an entity working under the pressure of a decade of austerity and the devastations of Covid-19. The profound dignity of this gesture was what Audra Simpson might call a ‘refusal’ (2014), a negation of one world for the purpose of affirming another. It was a refusal in this case to play the game of appropriation, the seizure of value. It gave hope for the future.

Vita Peacock is an anthropologist and Humboldt Fellow affiliated with LMU Munich and the Humboldt University. She is currently finalizing a manuscript based on her ethnography of the Anonymous movement, Digital Initiation Rites: The Arc of Anonymous in Britain.

References

Morgan, Kenneth. 1999. Edward Colston and Bristol. Bristol: Bristol Branch of the Historical Association.

Patterson, Orlando. 1982. Slavery and Social Death: A Comparative Study. Cambridge, [Mass.] ; London: Harvard University Press.

Pettigrew, William. A. 2013. Freedom’s Debt: The Royal African Company and the Politics of the Atlantic Slave Trade, 1672-1752. Chapel Hill: The University of North Carolina Press.

Simpson, Audra. 2014. Mohawk Interruptus: Political Life Across the Borders of Settler States. Durham: Duke University Press.

Taussig, Michael T. 1999. Defacement: Public Secrecy and the Labor of the Negative. Stanford, CA: Stanford University Press.

Cite as: Peacock, Vita. 2020. “The slave trader, the artist, and an empty plinth.” FocaalBlog, 29 July. www.focaalblog.com/2020/07/29/vita-peacock-the-slave-trader-the-artist-and-an-empty-plinth/