Tag Archives: war

Susann Kassem: Israel’s Looming Threat: Death, War and Displacement in Lebanon




Israel’s wall and de facto border with southeast Lebanon. Writing reads: “All resistance for the sake of Jerusalem.” Photo taken by author in summer 2023 near Adaysseh, Lebanon. 

“I cannot listen to the sound of the warplanes anymore, it sounds like they are flying over our roofs,” as a resident of a south Lebanese border village described the situation in South Lebanon on October 8. She, her family, and her extended family evacuated their villages of Mais el Jabal and Blida shortly afterwards. Since October 7, Hezbollah and Israel have been steadily increasing hostilities on Lebanon’s southern border, fueling fears among its inhabitants and raising the prospect of a full-on war between the two, which would be devastating for the region. It is imperative that the history of Israel’s bombardments, occupation, invasions of Lebanon, and the repeated forced displacement of its residents, is put at the forefront of our understanding of why the Lebanese front remains an active battleground.

The politics of displacement in South Lebanon

Not long after Hamas’ October 7 attacks, Israel deployed military vehicles northward, and reinforced the militarization of their northern border. War planes were constantly flying over South Lebanon and flare bombs were fired over the villages during the first few nights already. Hezbollah officially entered the battle on October 8, by targeting three Israeli military positions in the occupied Shebaa farms. Israel responded to this incident, and the violence has been increasing ever since. Since the beginning of the war on Gaza and as of January 19, Israel has launched at least 3,600 strikes on South Lebanon. In comparison, there have so far been about 920 strikes launched from Lebanon, mainly by Hezbollah. Most of Israel’s attacks have been focused on the area about 5-10 kilometers from the Israeli border; as a result more than 88,000 residents of this area have vacated their homes in the largest escalation of hostilities between Israel and Lebanon since the end of the 2006 war. As events unfolded, Israel moved its inhabitants of the northern border into shelters in other areas of the country.

Since the beginning of the hostilities between Hezbollah and Israel on October 8, nearly 200 people have been killed in South Lebanon by Israeli strikes. At least 40 of those killed are civilians and one Lebanese army soldier—the others, at least 144, are mostly Hezbollah members or fighters. Israel has targeted villages and towns throughout the south Lebanese border area. Israel has targeted Hezbollah, Lebanon’s most powerful armed political movement, but their attacks have also struck a wide range of civilians and state infrastructure. Over 34 attacks have been recorded against the Lebanese army, killing one soldier. Israel has attacked and killed civilians, explicitly and repeatedly targeted journalists, and struck houses and residential areas, public roads, mosques, churches, schools as well as a hospital, and health centers.

It is often the most vulnerable segments of the population that are forced to stay behind. The elderly, poor, and disabled are those who are physically unable to flee their homes, and therefore become victims of Israeli shelling and bombs. This is a tragedy all-too-well demonstrated in Aitarun, a village in the southeastern tip of Lebanon, where three young children and their grandmother were killed by an Israeli airstrike as they were evacuating. Their mother survived with critical injuries. Human Rights Watch called this attack an “apparent war crime.” On December 20, a civilian whose car broke down in the Marjayoun district was killed by an Israeli sniper, and a 70-year-old civilian was killed by an Israeli strike.

The economic and human tolls of the war

While aid organizations and individuals are providing some immediate relief, especially for those in shelters, the overall public awareness of the difficulties of the displaced is slim. The Lebanese government’s emergency plan is inadequate to say the least; it has not helped with evacuating or finding housing for its displaced. It has made some temporary shelters available for only a little over a thousand IDPs. The proportion of IDPs in collective shelters—mostly sections of still operating schools, or unfinished buildings—accounts for only 2 percent. The majority of the displaced are staying with close and extended relatives throughout Lebanon while others are renting a place independently, among other options. The needs of the displaced are less visible to the public. The ones who are renting housing are exposed to exorbitant rents without any oversight. If help is available, it is not advertised properly to people eligible to access it. This situation affects more than just Lebanese citizens: Syrians, both residents and refugees, many of whom have already been forcibly displaced multiple times and have fewer relatives in Lebanon that could host or support them.

The financial, physical, and psychological hardship on the displaced in the midst of Lebanon’s most severe economic crisis cannot be overstated. A great proportion of the southern Lebanese inhabitants are farmers and day laborers. They depend on their land for sustenance. Many find themselves traveling back and forth to the south, amidst heightened danger, especially for work. Some farmers who hold livestock have to stay or visit their property on an almost daily basis to care for their animals, despite ongoing attacks. The current conflict hit in the midst of the olive harvest season, on which many depend for at least part of their livelihoods. Villagers’ careful preparation of their muneh (preserved goods) is what traditionally gets them through the winter. This year, many villagers missed out on harvesting, preserving, and pressing their olives during this time, as well as preparing other kinds of preserves. Israel’s indiscriminate use of white phosphorus bombs in the fields throughout South Lebanonis further taking a vast environmental toll that will likely take years to recover from. Furthermore, December and January mark the season in which tobacco farmers sell their dried and packed up tobacco.

In addition to the war’s economic impact on South Lebanon, 52 schools had to close in the area, many since October 8. Seventeen of these are public schools whose closure impacts more than 6,000 children. An emergency plan by the caretaker Lebanese government to allow public school students to attend schools in their area of displacement, has only accommodated about 1,000 children.

The social impact of the war and displacement

This is not the first time South Lebanon had to face such scenarios, and its plight has still been misunderstood and downplayed by parts of the Lebanese public. The Israel Defense Forces has established a heavy military presence along the Lebanese border, and given the decades-long history of wars, invasions, occupations, and covert military action, the threat of another conflict had always loomed for people living in the area. Even in more “peaceful” times, including before October 7, the Israeli air force had conducted near daily incursions into Lebanese airspace, illegal under international law, sometimes deep into Lebanese territory. A report found that between 2006 and 2021, the Israeli military violated Lebanese airspace over 22,000 times. It used Lebanese airspace to strike Syria, such as on Christmas eve 2020 when fighter jets flew at low altitude over Beirut terrifying residents still reeling from the Beirut port explosion. Israel’s regular military exercises, sometimes conducted during key political moments, such as right before the Lebanese elections in 2009, are another form of intimidation and harassment.

The frequent and loud sound of cluster bombs being demined by the Lebanese army and the United Nations Interim Force in Lebanon (UNIFIL) further adds to the sound of the threat across the border. Israel dropped an estimated 4 million cluster munitions on Lebanon during the 2006 war, 90 percent of them in just the last three days of the conflict. It is estimated that one fourth of those bombs did not explode. Many farmers risk their lives working in fields contaminated with unexploded bombs.

Decades of continuous displacement

This current war and resulting displacement is yet another episode of wars the inhabitants of the border areas on the Lebanese side have been exposed to since Israel’s creation in 1948, known as “Nakba” or “catastrophe” in the Arab world. During Israel’s ethnic cleansing of Palestine in 1948, several Lebanese border villages were occupied alongside Palestinian villages and their residents displaced. Thirteen of these villages were returned with the signing of the Lebanese Israeli armistice agreement in 1949. Houses and historic and cultural sites were destroyed during this period and people had to rebuild their homes for the first of many times. For example, in Blida, one of the border villages under attack today, parts of the Ottoman mosque and several houses of people were destroyed in 1948. Residents in this border area have also lost large parts of their agricultural farmlands at the time. After 1948, a period of emigration to Beirut began, as the southern border villages lost their vital economic, social, and kinship ties to Palestine, disrupting social, economic, and trade relationships.

A gradual displacement of border inhabitants also occurred from the late 1960s onward. From 1967, the presence of the Palestine Liberation Organization (PLO) and Lebanese groups fighting against Israel in South Lebanon began to grow. Israel responded to this mobilization by stepping up its attacks on Lebanese territory. Going beyond military targets, Israel attacked public infrastructure, including the Beirut airport, as well as civilian homes and fields, making livelihoods difficult in the south.

This most significantly culminated in Israel invading South Lebanon in 1978, in an attempt to destroy the PLO and its supporters. The consequences of this war were yet another major displacement of about 200,000 of southern Lebanese residents. In this campaign, Israel killed 1,000 to 2,000 Lebanese and Palestinians and leveled several towns and Palestinian refugee camps. Israel occupied South Lebanon from 1978 until 2000, during which many inhabitants of this border area lived through daily insecurity and indignity.

Between 1982-1985, the Israeli army occupied about half of the country reaching up to Beirut, laying siege to the capital in the summer of 1982. Israel is estimated to have killed more than 19,000 people that year alone. After this siege, many southern families living in Beirut returned to their villages, since the brunt of Israeli force was focused on the capital.

There were several additional Israeli military operations during the occupation of South Lebanon, such as Israel’s “Operation Accountability,” known in Lebanon as the 1993 Seven Day War. In this conflict, Israel killed about 120 Lebanese civilians and injured nearly 500 in what Human Rights Watch referred it as “a ferocious Israeli assault on population centers in southern Lebanon […] which also temporarily displaced some 300,000 Lebanese villagers and Palestinian refugees.” Operation “Grapes of Wrath” in 1996, known by the Lebanese as the “April Aggression,” displaced up to half a million residents in the south, and killed about 150 civilians, through the targeting of hospitals and UN shelters like during the Qana massacre on April 18.

Israel finally withdrew from most of South Lebanon in 2000, after attacks by local resistance groups, eventually led by Hezbollah, made its continued presence in Lebanon untenable. For much of the following six years, a fleeting period of stability reigned, in stark contrast to what preceded it.

During the 33-day 2006 war, residents of the southern border area as well as those in Beirut’s southern suburbs, were displaced—about one million in total. About 1,200 Lebanese, mostly civilians, and 160 Israelis, mostly soldiers, were killed. Israel severely damaged Lebanese infrastructure across the country and destroyed many homes in the targeted areas. Israel’s aim in the 2006 war was to substantially weaken or destroy Hezbollah, in which it was decisively unsuccessful. The war ended with the implementation of United Nations Security Council Resolution 1701, which foresees the full respect of the Blue line, a temporary boundary demarcation in the absence of a peace agreement between Lebanon and Israel. It also calls for the Lebanese government to deploy its troops along the Lebanese border to replace Hezbollah’s presence, which was left to the government that is highly divided on the matter.

War and displacement in 2023

Since the 2006 war, there had been mutual deterrence between Hezbollah and Israel. Unlike previous wars where it felt unrestrained to strike with impunity, in the current war, Israel is calculating its strikes more carefully. Hezbollah’s stated rationale is to impose a cost on Israel for its assault on Gaza, and to keep part of Israel’s military forces tied down in the north. There is a tit for tat response for Israeli attacks by Hezbollah. Over the past few weeks, however, the attacks from both sides have become more intense, with Israel seemingly leading the scope of the attacks to which Hezbollah responds. So far however, Hezbollah, has reiterated that it is not interested in an escalation into a full scale war, but is prepared for such an event.

The current genocidal war on Gaza, sets an alarming precedent for what Israel’s military operations can get away with without being held accountable and for the nature of armed conflict in future. The current war between Lebanon and Israel seems to be only a teaser of what could potentially happen in the region if the war on Gaza continues. Several Israeli ministers have continuously threatened to turn Lebanon into Gaza. As this war of attrition continues, South Lebanon has been enduring daily strikes at an increased pace, with Israel striking villages further north, going deeper into the territory and targeting new places and villages by the day. Before long, it may reach the point of no return.

A longer version of this text was first published by the Tahrir Institute for Middle East Policy and it is republished here with the permission of the author and publisher. 


Susann Kassem is a Leverhulme Early Career Fellow at the Faculty of Asian and Middle Eastern Studies, the University of Oxford. Her current research project explores the formation of political subjectivities during the multiple reorganizations of everyday life and forced migrations under the shifting borders and systems of rule in south Lebanese frontier villages.


Cite as: Kassem, Susann. 2024. “Israel’s Looming Threat: Death, War and Displacement in Lebanon” Focaalblog 22 February. https://www.focaalblog.com/2024/02/22/susann-kassem-israels-looming-threat-death-war-and-displacement-in-lebanon/

Letter of support for Prof. Ghassan Hage from Israeli scholars

12.02.2024

Prof. Dr. Patrick Cramer,

President of the Max Planck Society

Old Town, 80539

Munich, Germany

CC: Dr. Ursula Rao, Dr. Biao Xiang, Dr. Marie-Claire Foblets

MPI for Social Anthropology, Halle

Dear colleagues,

We write as Israeli Jewish scholars, working in Israel and worldwide, in support of Prof. Ghassan Hage and in protest of the accusations against him. Prof. Hage is an outstanding contributor to the field of anthropology, who has made a professional impact on us all. His critical analysis of ethno-nationalism – be it Australian, Israeli, or Palestinian – and his vision of an alter-politics for Israel/Palestine both invoke an alternative to nationalist political structures and the possibility of egalitarian co-living between Jews, Christians, Muslims and others.

The significance of this moral and intellectual vision to anthropologists in Israel was reflected in Prof. Hage’s invitation to deliver a keynote address to the Israeli Anthropological Association (IAA) in 2016. Though he refused the invitation, the published correspondence between Prof. Hage and Prof. Nir Avieli, then President of the IAA, demonstrates his sensitivity to the complexity of the political situation in our country. His stance is political and critical, but it is not antisemitic. Accusing Prof. Hage of antisemitism is malicious and betrays a lack of good faith.

As Jews, some of us descendants of victims of the Nazi Holocaust, and some who research the Holocaust and racist violence more generally, we take this opportunity to voice our concern over the conflation between criticism of Israel and antisemitism, which is putting Jewish life in the diaspora, and Germany in particular, at risk.

It is well-known that Prof. Hage is a proponent of the boycott of Israeli academic institutions as part of the BDS movement. While many of us disagree with the methods of this movement, we acknowledge that its guidelines do not mandate discrimination against individual Jews or Israelis, and can affirm that Prof. Hage does not practice such discrimination. Several Israeli Jewish scholars have had the privilege of consulting and debating with him, and have always been welcomed with respect, kindness, and a professional response.

In the harsh time our world is going through, a time of polarization, deep mistrust, nationalist radicalization, and the persecution of dissenting voices, we urge you not to succumb to the brutal silencing of critical voices, and to uphold the academic value of unbiased evaluation and fair dealing.

Best regards,

Alma Itzhaky, Leibniz Zentrum für Literatur und Kulturforschung

Alma Miriam Katz, University of Oxford

Amalia Sa’ar, University of Haifa

Amnon Raz-Krakotzkin Ben-Gurion, University of the Negev

Amos Goldberg, Hebrew University of Jerusalem

Anat Matar, Tel Aviv University

Anat Rimon Or, Beit Berl College

Avital Barak, Nova University

Barak Kalir, University of Amsterdam

Dafna Hirsch, Open University of Israel

Daphna Westerman, Goldsmiths University of London

Eilat Maoz, Hebrew University of Jerusalem

Eli Osheroff, Hebrew University of Jerusalem

Erella Grassiani, University of Amsterdam

Gadi Algazi, Tel Aviv University

Gaia Dan, Anti-occupation Bloc, Haifa Guy Shalev University of Haifa

Hadas Weiss, Humboldt University of Berlin

Hedva Eyal

Hilla Dayan, NYU Remarque Center Visiting Fellow

Inna Leykin, Open University of Israel

Itamar Haritan, Cornell University

Itamar Shachar, Hasselt University

Keren Assaf, University of New Mexico

Livnat Konopny Decleve, Hebrew University of Jerusalem

Matan Kaminer, Queen Mary University of London

Micah Leshem, University of Haifa

Mieka Polanco, Jefferson Consulting

Naor Ben-Yehoyada, Columbia University

Neve Gordon, Queen Mary University of London

Nira Yuval-Davis, University of East London

Nitzan Lebovic, Lehigh University

Nitzan Shoshan, El Colegio de Mexico

Niza Yanay, Ben-Gurion University of the Negev

Nomi Erteschik-Shir, Ben-Gurion University of the Negev

Ophira Gamliel, University of Glasgow

Pnina Motzafi Haller, Ben-Gurion University of the Negev

Professor Amalia Sa’ar, University of Haifa

Professor Avner Ben-Amos, Tel Aviv University

Rafi Grosglik, Ben-Gurion University of the Negev

Regev Nathansohn, Sapir College

Ronnen Ben-Arie, Technion, Open University of Israel

Shifra Kisch, Utrecht University

Sigel Ronen

Smadar Sharon, Tel Aviv University

Tal Dor, Nantes Université

Tamar Barkay, Tel Hai College

Tamar Schneider, Open University of Israel

Udi Raz, Berlin Graduate School Muslim Cultures and Societies

Uri Gordon, CES

Uri Hadar, Tel Aviv University

Yael Assor, Hebrew University of Jerusalem

Yael Berda, Hebrew University of Jerusalem

Yali Hashash, Isha L’isha Feminist Research Center

Yehouda Shenhav, Tel Aviv University

Yinon Cohen, Columbia University

Yuval Yonay, University of Haifa

Arpan Roy: “Is this Narrow Coastal Strip Worth All this Blood?” Bassel Al-Araj on Armed Struggle in Palestine

By taking control of 22 Israeli military bases and localities, sequestering over 200 hostages, and killing more than 1,000 civilians and soldiers (although many details remain ambiguous), Hamas accomplished militarily on October 7, 2023 what no other Palestinian faction has ever accomplished. Early on during the operation, Hamas declared that its goal was to liberate the 5,200 Palestinian prisoners in Israeli prisons by means of a hostage exchange;[1] meaning that the uprising was a spectacular show of force by which to negotiate on better terms with the enemy. In this crux between military success and negotiated exchange, Hamas burst open old-new debates regarding the role of armed struggle in Palestinian movements. The predictable Israeli response is the currently unfolding psychotic war of revenge and accompanying propaganda campaign. As of the time of writing, there are some 20,000 dead Palestinians, tens of thousands more injured, over a million displaced, critical infrastructure irreversibly damaged, one of the oldest cities in the world all but razed to the ground, and 3,000 newly arrested prisoners. More horror likely awaits in the very near future. Was the uprising worth all the death and destruction? Will any good come out of this? Away from the media frenzy of political talking heads and party pundits, these are the kinds of questions that have emerged on the streets of Ramallah, Jerusalem, Amman, and elsewhere, where misery and despair fuse headily with pride and possibility. Misery and despair, that is, because a genocide of Palestinians not only in Gaza but also Jerusalem and the West Bank seems frighteningly plausible; and pride and possibility because for some it has become conceivable for the first time—unlikely perhaps, but somehow still conceivable—that Israel can be defeated militarily.

The nature of Palestinian resistance has had historical ebbs and flows (see Qumsiyeh 2011). Tracing Palestinian uprisings from their first instances in the 1920s (four decades after the establishment of the first Zionist settlements) to October 7, one can observe clearly identifiable Zeitgeists, from periods of political petitioning, times of boycotts and other grassroots satyagraha, other times kamikaze attacks, and seasons of war. In recent decades, the pax americana that was supposed to have been the Oslo Accords ushered in an era of liberal politics in the 1990s (see Haddad 2018, Rabie 2021), which then exploded into the Second Intifada in the early 2000s. After this, the nature of Palestinian movements changed; fragmented, the Palestine Liberation Organization[2] placated by an end-of-history worldlessness,and a Palestinian public was left disenchanted with the failure of liberal politics but without knowing where else to turn. Hamas, during this period, became the unlikely vanguard of Palestinian resistance; a national liberation movement without the nation mentioned anywhere in its name.[3]

In contextualizing the place of armed resistance in the current chapter of the Palestinian story, I present below translations of three short texts by Bassel al-Araj (1984-2017), a Palestinian pharmacist by day and blogger by night who was assassinated in his apartment by Israeli forces in 2017. Al-Araj left behind a body of writing, often blog posts, that has greatly inspired the current generation of leftist Palestinian activists. Al-Araj advocated that the intellectual in Palestine not be a passive commentator but actively “engaged” in resistance, and he coined the term al-muthaqaf al-mushtabak “engaged intellectual;” a nod to the New Man of Guevara-esque romance, in a play of words that is more poetic in Arabic than in English. Some erroneously confuse the epithet with the even more irresistible al-muthaqaf al-musalah “armed intellectual,” a slip that Al-Araj would not have protested. His agitating against the security coordination between the Palestinian Authority and Israel landed him in a Palestinian prison in 2016. He was released following a hunger strike. Six months later, he was killed by Israel. He was thirty-three years old.

The following pieces are translations from Arabic taken from a collection of Al-Araj’s writings, letters, and Facebook posts, published by the Beirut-based leftist publisher Bisan in 2018. In the first piece, written after the 2014 Israeli campaign in Gaza, Al-Araj offers a very original analysis in the aftermath of this event, observing that Hamas’s strategy of armed struggle does not break from the overall arc of armed struggle in Palestinian history. Al-Araj insists that Hamas’s strategy in the conflict was not to defeat Israel militarily, but to arrive at better conditions for negotiations. In the second piece, Al-Araj examines the gains and losses of the Second Intifada, challenging the position that the lesson from Israel’s brutal quelling of the uprising is that such uprisings are not to be repeated. Rather, Al-Araj speculates on what lessons can be learned from the intifada’s defeat so as to be able to succeed in a future iteration. In the third piece, more literary in flavor, he asks whether Palestine, as a national-territorial concept, is worth all the blood that is shed in its name. In this brief communique, he employs a revolutionary-poetic minimalism reminiscent of leftist writers of the twentieth century like, for instance, Eduardo Galeano.

Reading Al-Araj in the context of the current bloodshed, hopelessness, and despair, we might ask again: Was the uprising worth all the death and destruction? Whatever the answer may be, Al-Araj invites us to recognize the complexity of this question, and to remain faithful to rational analysis even in times of an unbearable irrationality of being.

Image 1: Soldier (1970), by Inji Aflatoun

1.

Yezid Sayigh says in his book on the Palestine Liberation Organization that the Fatah movement never took the military conflict seriously, and never viewed the armed struggle as an end in itself or the only path to liberation. Rather, the armed struggle was a means by which to negotiate a diplomatic solution.

I believe that Hamas’s experience in Gaza follows the same approach. Their political leadership views armed struggle exactly as Arafat [4] viewed it.

This is an essential difference between Hezbollah’s experience, for example, and our experience. It is also the difference between the Algerian, Chechen, Vietnamese, and Cuban experiences, and our experience.

In these other experiences, they believed that they could defeat the great powers that were their enemies. We came to the conviction that it was impossible to defeat Israel, and we never believed that returning to Palestine would involve changing the reality on the ground, but rather by appeasing the capitals of influence in the world.

2.

On the allegation: “The Intifada ruined us” [5]

2013/26/09

At the end of the 1920s and the beginning of the 1930s, the Black Hand uprising began in Palestine. It was completely crushed and its participants were eliminated within 4 months. They were either martyred, imprisoned, or exiled. During the same period, the Communist Party attempted to launch an uprising in Vietnam, which was also suppressed and the Communist Party was almost extinguished.

The important thing is that these two uprisings were two of the most excellent uprisings that humanity has ever seen: The Black Hand uprising, which was one of the most important factors leading to the 1936 Revolt [6], and the Communist Party uprising, which was one of the most important factor leading to the Vietnamese rebellion against France. The leaders learned from their mistakes, dealt with them, and corrected them.

People at that time did not renounce the option of armed struggle, nor did they brood over the colonial discourse regarding the usefulness or uselessness of armed struggle. Rather, they reviewed their experience, analyzed it, and launched subsequent uprisings that avoided the same mistakes. In contrast, Palestinians brood over the destruction the Second Intifada brought, and are reluctant to engage in any future uprising for fear of the same results.

I do not know whether Palestinians have sat down to evaluate the results of the Second Intifada in a scientific manner, especially the results of the Intifada’s military experience. Usually, when you hear a person talk about the destruction, the tragedies, the losses, and the setbacks, he is reproducing Zionist propaganda, but in his own language. This propaganda is constituted by multiple mechanisms and begins altering the Palestinian discursive space in a way that does not end only with the official line of the Palestinian Authority (the line of Mahmoud Abbas). The war against us has still not ceased, nor has the symbolic violence and hidden oppression that are the real masters of the situation. Usually when any experiment fails, the criticism focuses on the execution of the experiment, and not on the theory or ideology behind it. The results were not what we could have imagined. Was Gaza not completely emptied of settlers? And is Gaza not reaching a stage of fortification and hybrid warfare as a result of the Second Intifada? Were Tel Aviv and Jerusalem not hit hard by the early iterations of rockets that resembled cans of bug spray? Were settlements in the West Bank (in Jenin and Nablus) not dismantled because the occupation was no longer able to protect them and could no longer afford the cost of their continued existence? Did the Intifada not cost the enemy billions of shekels? And do we not realize what the Intifada did to delay the tragedy awaiting our people? Personally, I believe that the Intifada temporarily delayed a new expulsion process that was being prepared.

Evaluating the military experience of the Intifada, it appears that the armed experience of the Intifada was not actually the reason for its setbacks. Rather, there are other factors that led to this. The leadership was not able to deal with the responsibility of organizing society and preparing it for a sustained popular war. Some also had a naive understanding of armed struggle, and they flattened its essence to the extent that it did not affect the surface tensions. Recall the expression: “Carry a rifle and shoot, who will stop you?”

In addition to a lack of consciousness, as well as a lack of psychological and social readiness, there was no proper organization of the fighting forces. This led to incompetent leadership after the elimination of the first rank. As this social base was completely absent, there emerged a rift between the masses and those carrying out military action.

In addition to this, there was the counterrevolution against Yasser Arafat, and secret contacts and treasonous agreements were made under the table with the enemy. There was also an absence of preparations, equipment, strategy and combat tactics. The objective was the Oslo Accords (the homeland reduced to Gaza and the West Bank). And let us not forget here the Palestinian Authority’s dependence on the occupation for its financial, employment, and administrative system. Finally, there was a lack of conviction by some that armed struggle can change the reality on the ground. Rather, they were convinced of its use in improving the terms of negotiation, and nothing more.

In conclusion, the first thing that colonialism does is establish what is possible and impossible for oppressed peoples. Some elements of the oppressed people usually assist in this. This is done through direct and indirect brainwashing techniques, so do not trust this discourse that is transmitted and planted into our minds. Judge instead the testimonies of our people based on trusting logic and the power of liberation.

3.

Is Palestine beautiful?

I am frequently asked this question. As easy as the question seems, it is one of the most difficult questions. It is more difficult than the question “How are you?” It is difficult to answer once you realize that the real meaning of the question is: “Is this narrow coastal strip worth all this blood?” We all know that beauty is relative and that one’s environment shapes one’s aesthetic sensibilities, and that this differs from person to person. Here you have to resort to comparison to arrive at an easy answer.

But Palestine, in my opinion, is actually the most beautiful place; not because of her greenness, blueness, yellowness, redness, crops, bounty, or nature. Her beauty is that she is the one who answered my search for meaning, and she is the one who answered my existential questions, and who justifies my existence and cures my chronic anxieties.


Endnotes

[1] This number has risen to approximately 8,000 after mass arrests made by Israel since October 7.

[2] The Palestine Liberation Organization (PLO), founded in 1964, was for much of its history a revolutionary guerrilla movement that eventually became Israel’s political partners with the Oslo Accords of 1993.

[3] Hamas, in Arabic, is a kind of acronym for harakat al-muqawama al-islamiyya “Movement of Islamic Resistance,” but hamas also means “excitement.”

[4] Yasser Arafat (1929-2004) was the co-founder of the Palestine Liberation Organization, and was a guerrilla-turned-politician. He signed the Oslo Accords with Israel in 1993 and became President of the Palestinian Authority.

[5] Al-Araj is referring here to the Second Intifada, the Palestinian uprising against Israel that lasted roughly between 2000-2005. Its outcome, on the one hand, was the evacuation of Israeli settlements from Gaza, but also the loss of thousands of lives and the expansion of the Israeli security infrastructure.

[6] The Great Arab Revolt in 1936 was the first large-scale Palestinian mobilization against British rule and the Zionist settlement project in Palestine.


The author would like to thank Abeer Juan for assistance in the translations.

Arpan Roy is an anthropologist researching in Palestine and currently based in Berlin. His book Relative Strangers: Romani Kinship and Palestinian Difference will be published by University of Toronto Press in 2024.


References

Al-Araj, Bassel. 2018. Wajadt Ajwabti. Beirut: Bisan.

Haddad, Toufic. 2018. Palestine Ltd.: Neoliberalism and Nationalism in the Occupied Territory. London: Bloomsbury.

Qumsiyeh, Mazin. 2011. Popular Resistance in Palestine: A History of Hope and Empowerment. London: Pluto Press.

Rabie, Kareem. 2021. Palestine Is Throwing a Party and the Whole World Is Invited: Capital and State Building in the West Bank. Durham. Duke University Press.


Cite as: Roy, Arpan 2023 “Is this Narrow Coastal Strip Worth All this Blood? Bassel Al-Araj on Armed Struggle in Palestine” Focaalblog 12 December. https://www.focaalblog.com/2023/12/12/arpan-roy-is-this-narrow-coastal-strip-worth-all-this-blood-bassel-al-araj-on-armed-struggle-in-palestine/

Júlia Fernandez: Outside of Humanity: Palestinian Children and the Value of Life

The algorithm swiftly gets it –yes, I am sucked in by news about Gaza- and collapses my social media platforms’ feeds into a monothematic thread that mirrors my recently (re)ignited preoccupation with the genocide of the Palestinian people. A Middle Eastern, female illustrator’s art work I started following on Tuesday shows up at the top of the screen. Her drawing of Wadie Al Fayoume – white eyeballs, embraced in an arch of red flowers, the same gesture and the same happy birthday hat he wears in the pictures that have circulated online after his killing – precedes the onset of my scrolling through the tawdry spectacle of death with an uncanny allusion to what it might have looked like to be alive.

Image 1: A mural artwork in a town in West Bank features a person wearing a keffiyeh and holding a Palestinian flag. The words ‘Resist to Exist’ can be read in English. Photo by Júlia Fernandez, August 2017.

After him, startled faces of terrified children, blood-dripping foreheads, cheeks covered in trails of tears and dust unfurl a grotesque witnessing of suffering; I am not immune to their affective power. ‘You Muslims must die’, the news says Wadie Al Fayoume’s murderer said before stabbing him to death in his house in Chicago. The pungent rawness of blurry video footages from Gazan hospitals revolts me, as they become, like Wadie, animated traces of lives that might soon be, if they are not yet, lost.

The narrative and visual dimensions of social media portraits of ‘what is going on in Gaza’ invert the effacing of the traces of the living that numbers on the news do, but they do so through a grammar of compassion for ‘all souls lost’ – the recognition of those as (former) living beings, and thus, Judit Butler would argue, the assertion of their grievability – with which a staggering surge of posts unreflectively registers a moral inflection toward neutrality. What I find more disturbing is not the invocation of a denial of what is in fact the very real differential distribution of grievability that is at work in such sites of violence, but how the ‘both-sides’ -or ‘no sides’- rhetoric, articulated by people who bestow themselves with the title of ambassadors of a common humanity, is oblivious to the fact that Palestinian children are not really apprehended as living until they are dead.

When the suffering of some is rendered accessible only when it can be equalized to that of others, the presumably uncomplicated language of a universal value of lives carries in fact the implicit recognition, by virtue of its omission, of what the battlefield makes evident: not all lives are counted as livable.  Representations of common suffering elicit in fact interrogations of what counts as humanity, for they mobilise the term as if it were an empty signifier, sliding into ethically unfixed questions of what –and when this what– is a livable and grievable life, and what -and when- it is not. In positing a fantasy of equivalences, they omit the fact that in denying them the social conditions that enable the persistence, sustainment and thriving of life, Israel deprives Palestinians of life even before they are killed, inevitably tapping from a moral economy of suffering in which Palestinian deathis historically normalized and socially reified.

In a sort of collective aphasia (Stoler, 2011), accounts of suffering and pain are measured against each other through a grammar of false equality between what the colonizer’s absolute right to kill differentiates in terms of valuable and non-valuable lives. The long-standing pervasiveness of colonialism, dispossession and killing power becomes muffled; its monopolization of an unlimited right to self-defense denied in historically illiterate proposals of peacebuilding rooted in Solomonic repartitions of the territory and allocations of quasi sovereignties. Framings of the violence that often accompany such accounts as a ‘war’, or a ‘conflict’, often uncritically registering the tensions at stake through the performative solidarity of posting two flags together, raise unsettling questions about how the equation of the suffering of ones to the suffering of others – or the recognition of their shared humanity – seems so often to acquire meaning alongside a conceptual erasure of the long-standing power imbalances between the sides. To talk of suffering in order to speak about domination, Didier Fassin argues, is to do morals and politics with new words (2008: 532); but what kind of morals and politics are done by the omission of colonial domination that the articulation of frameworks of universal suffering seem to convey?

At the forefront of many calls for action, reflections on grief and loss, and denunciations of the ongoing violence ‘in and around’ the Gaza Strip are children whose suffering bodies, like those of Wadi or the children in hospitals in Gaza, seem to convey a sort of humanitarian discourse of ‘antipolitical moralism’ (Ticktin, 2011: 64). Children occupy, of course, a key place in dominant imaginations of the human and of the ‘world community’ (Malkii 2011), and they do so, in the case that concerns us here, by condensing very particular forms of violence into a moral problematization.

‘It is not a political view but a human response’ declares a dance school in London in their Instagram stories, now gone, imbuing the devastation felt for ‘the loss of innocent lives, especially children’, with a sort of affective affordance that attempts to justify a denial of the politics that are layered in the attribution of differential value to the lives of ones and the lives of the others. A pretension of depoliticisation that invokes in fact a very particular politics, one that reproduces the effacing of the precise context in which violence takes place. In those posts, the continued allegiance to the alleviation of suffering and the condemnation of violence emerges through a language of crisis and urgency that reproduces a particular genealogy of violence and reparation in abstract terms: victims are dispossessed of perpetrators; suffering bodies imagined outside of history and politics; they require help only out of a moral obligation (see Ticktin, 2011).

‘Let these poor innocent children be’ a Bristol based printmaker writes as a concluding demand, posting from the same city where I am. To be what? I wonder; what were Palestinian children being targeted by Israel’s last offensive? What kind of lives, if lives at all, were they living?

The idea of a morally legitimate suffering body collapses again in the figure of children in the words of Arab Israeli politician and journalist Aida Touma-Sliman: ‘a child is a child’; for which she is reprimanded by Knesset member Meirav Ben-Ari with invocations of a lack of symmetry that goes in fact the other way around. Toulam-Sliman is right, but she is also not; a child might be a child within the frames of humanitarian values, but in the rationality of occupation, a Palestinian child is not the same child.

Image 2: Two young girls in a pro-Palestine protest hold banners that read ‘Bombing kids is not self defense’ and what appears as ‘To stand with Palestine is to stand with humanity’. Photo from Dania Shaeeb in Unsplash

In a public endorsement of the ongoing collective punishment against the Palestinian population, Meirav Ben-Ari declares that ‘the children of Gaza have brought this upon themselves’. In this rhetorical unravelling of a selective production and undoing of victims, Hamas’ attacks prove Gazan children’s culpability for their own victimization. Participants of war, children are a ‘category mistake’, Malkki (2010) would say, used in this case to deny the pretension of our shared humanity. Children are, in the colonizer’s rhetoric, perpetrators; they are Hamas’ human shields. They are, as Butler has argued, no children at all, ‘but rather bits of armament, military instruments and materiel’ (2016). The grammar of compassion with which the morally legitimate bodyof the child – and the fantasy of the equal grievability of its life in comparison to Israeli lives – is upheld fails to acknowledge that in the occupied territories, Palestinian children are not really alive as such. They are nothing but a threat against which an absolute power defends the lives of some and destroys the lives of others as it formulates itself. They are like rocks and steel, darkness in human form, a haunting specter of the pervasive threat of terrorism in its developing potentiality.

As highly politically charged sites, Palestinian children embody indeed the racial politics of reproduction that underpin Israel’s colonial settlement project. Perhaps because in the colonizer’s war on demographics Palestinian reproduction stands in the way of the continued success of colonization (Kanaaneh, 2002; Shalhoub-Kevorkian, 2015), Palestinian children are produced through the inscription of colonial power in their mothers’ bodies not as made of flesh and bones, but as traces of an unruly destructive power. 

On October the 17th, the Israeli Prime Minister posts on Twitter: ‘this is a struggle between the children of light and the children of darkness, between humanity and the law of the jungle’. In the now deleted post, a divide operates through a narrative of impossible dichotomies between light and darkness, between humanity and savageness, mirroring the ubiquitous distortion of Palestinian people that articulates the same discourses that reproduce the frames of recognition in which their lives are considered nothing else but a threat to the survival of others. Perhaps in his post Benjamin Netanyahu uses Niebuhr’s novel’s title to refer to such an existential battle, yet the mention of children reinforces its emergence as a powerful signifier that seams together, even if in complicated ways, universalist understandings of humanity and the precise denials of it.

In what terms can this ‘poetics of our common humanity’ (Malkki, 2011) that permeates social media feeds not lose sight of the context in which such disturbing category mistakes – the, literally, ‘children’ of darkness – are produced? In what ways can such calls for compassion – which reify the moral authority with which children, presumably holders of an innocent, unadulterated, presociality (Malkki, 2011; see also Butler, 2016), are often indexed – be attentive to the everyday forms of criminal brutality that deny their mere existence as humans?

That there is no justification for the targeting of children, or any civilian of any age, is unquestionable. Yet, the way such claims for equidistance seem so often to compress the history of racialized and settler colonial domination into a ‘war against humanity’, obscure the frames in which Palestinian children’s lives are lives that are not only constrained and cut short, but that are ontologically already lost, placed ‘outside of humanity’, ‘dark matter’.


Júlia Fernandez is a PhD candidate in Social Anthropology at the University of Edinburgh. She specializes in reproduction, care and forced migration. She has conducted research in the West Bank before, focusing on gender and political resistance.


References

Butler, J. (2016): Frames of war: When is life grievable? Verso, London.

Fassin, D. (2008): The Humanitarian Politics of Testimony: Subjectification through Trauma in the Israeli: Palestinian Conflict. Cultural Anthropology, Vol. 23, No. 3, pp. 531-558

Kanaaneh, R. (2002): Birthing the nation: Strategies of Palestinian women in Israel. University of California Press.

Malkki, L. (2010): ‘Children, Humanity, and the Infantilization of Peace’, in Ticktin and Feldman (eds): In the name of humanity: the government of threat and care. Durham, Duke University Press.

Shalhoub-Kevorkian, N. (2015): The politics of birth and the intimacies of violence against Palestinian women in occupied east Jerusalem. The British Journal of Criminology, Vol. 55, No. 6, THEMED ISSUE: In the Aftermath of Violence: What Constitutes a Responsive Response?  pp. 1187-1206

Stoler, A. (2011): Colonial Aphasia: Race and Disabled Histories in France. Public Culture, Vol. 23, No. 1, pp. 121-156

Ticktin, M. (2011): Casualties of Care: Immigration and the Politics of Humanitaranism in France. Berkeley, University California Press.


Cite as: Fernandez, Júlia 2023 “Outside of Humanity: Palestinian Children and the Value of Life” Focaalblog 31 October. https://www.focaalblog.com/2023/10/31/julia-fernandez-outside-of-humanity-palestinian-children-and-the-value-of-life/

Mihai Varga: Crisis-tested, yet forgotten: Family farms in wartime Ukraine

It was often said, in the course of the transition from communism to capitalism in the 1990s and 2000s, that Eastern Europeans are good at surviving. The IMF and the World Bank praised the local population’s capacity to “subsist” through small-scale agricultural production, “relieving” welfare budgets or helping shoulder the liberalization of prices. In fact, this focus on subsistence obscured a broader societal trend in much of post-communist Eurasia, the emergence of what one could term a new ‘great social divide’ between family farms and large corporate farms. Thus, on the one hand, throughout the post-communist region, local mega-corporations grew on the ruins of former collective farms to expand into world-level global producers. On the other, the region also experienced the contrasting trend of large shares of the population returning to or intensifying agricultural production to maintain their livelihoods through a combination of selling and self-consuming their products.

Farms workers harvesting the potato crop in Ukraine in 1991, Photo by Peter Turnley/Corbis/VCG via Getty Images

Ukraine is no exception to this trend of what the World Bank and other international organizations call the dualization of agriculture: together with Russia and Kazakhstan, Ukraine saw the emergence of some of the world’s largest agro-corporations in rural landscapes populated by millions of “subsistence” family farms. “Subsistence” though was somewhat of a romantic myth, here as much as elsewhere in the world. Rural and peri-urban populations were far more diverse than that term suggests. Few survived solely on their own produce. Rural people were getting by through a combination of self-consumption, petty entrepreneurship (selling some produce on local markets), sending family members abroad for work, and collecting meagre social benefits. Some 20% of Ukraine’s approximately four million rural households were selling more than half of their production already in the early 2000s, mostly informally. Many families have amassed enough land for participation in the same markets as corporate actors, sending produce such as soy, maize, and sunflower products to sea ports for export.

A hallmark of the approach advocated by states and international organizations vis-à-vis post-communist populations of small-scale producers was a complete break with the communist procurement system, which had been buying up the production of small farmers in order to process it in specialized units (factories). Post-socialist states have allowed that communist procurement system to collapse, and since the 1990s have either failed or explicitly refused to support family farms by means of buying up their production. They assumed that simply freeing markets for land, energy, and food would miraculously spur an entrepreneurial drive that would lead to the disbandment of collective farms and provide the cure to poverty (or at least limit it). Instead of such an entrepreneurial revolution, post-communist countries experienced in the 1990s a pattern of extreme property fragmentation, the return of small-scale farming, and the survival and transformation of the former collective farms. As of the 2000s, authorities and international organizations (the World Bank in particular) expected that land markets would “consolidate” agriculture to produce farmers more akin to Western European ones, incentivizing those “too small to grow” to sell their land and leave agriculture.

Ukraine, a latecomer to land markets liberalization, faced particularly intense criticism from the European Union, World Bank, and IMF for its agricultural land sales moratorium and finally lifted it following intense IMF and World Bank pressure in March 2020. The argument was that higher prices for agricultural products and land would drive investment and production growth. But the reality is that uncertainties over marketing possibilities, access to credit, subsidies, and leasing schemes abound. Three decades after the collapse of communism and facing a largely unprecedented combination of drought and war-induced cost increases, smallholders in Ukraine and elsewhere in post-communist Eurasia are still virtually on their own in the task of commercializing production from below. In Eastern European EU member states, many are excluded from subventions, which are usually only available to larger actors, above 1 hectare, and have no political representation. Links between corporate actors and the smallest family farms do exist. Still, these do not amount to any marketing or production support for small holders. Instead, rural households lease out their land to corporate actors in exchange for animal fodder, and market their small production surpluses locally, reaching global markets only via numerous intermediaries.

In Ukraine, the war exacerbates the divide between corporate actors and family farms; the latter, on their own in marketing their products, are facing depressed prices. Russia’s blockade of the Ukrainian Black Sea ports (until July 2022) and the occupation and destruction of the Azov Sea ports have made agricultural prices in Ukraine collapse. The impact on export routes was dramatic: before the war, trucks delivered agricultural products to the Azov and Black Sea ports, which had important storage facilities. With the blockade, export routes lengthened over several countries, alternating truck, rail, and river barges, to Danube and smaller Black Sea ports in Ukraine, Moldova, and Romania with far smaller storage capacities. Corporate actors were able to cover the associated costs and were well positioned to profit from steep world price increases; at least until July 2022, when a Russian-Ukrainian deal allowed agricultural products to leave Black Sea ports again (the Grain Initiative). The deal made world grain prices, that had doubled at the start of the war, fall. But not even the Ukrainian producers that actually reached the remaining Black Sea export facilities received world prices for their production, as few shippers risked entering Ukraine’s ports and demand premiums that pushed Ukrainian prices far below world levels.

In contrast to large exporters, Ukraine’s millions of family farms were thus confronted by the collapse of inner-country prices for export-intended goods that could not leave the country. Whatever transport and storage infrastructure is left is accessible only at exorbitant prices, and the prices on local markets for export-intended agricultural production have collapsed. In fact, in the summer of 2022, the cost of storing production was as relevant as the market price, as it became difficult to move produce around given the greatly damaged transport and storage infrastructure. Prices have varied more widely for goods intended for local consumption such as potatoes, a key staple for local survival under crisis conditions. Keeping in mind that potatoes are a favoured crop for smallholder specialization, prices went from 46% increases to the prior year to close to zero by the end of 2022, in both cases making it extremely difficult to sell production. The sudden price fall in October 2022 resulted from producers close to Russia – and Belarus seeking to sell as much as possible rather than store, fearing further attacks and disruptions. Depressed prices did not even cover the cost of seed material and according to market analysts will endanger the harvest for 2023.

The state should act as a last-resort buyer for small holders, especially for crops and products in which small farmers specialize, which are difficult to store and costlier to export. Still, such self-evident steps for which there are many workable global examples in the 20th century are not among the options that have ever been considered in the last three decades. What is also not on the table is a centralized state distribution of seeds and fertilizers. The main strategy advocated internationally for preventing hunger and helping agricultural producers get access to increasingly expensive inputs is to remove trade barriers (also for fertilizers). But this will predictably fail to tackle problems as varied as the collapse of infrastructure or speculation via agricultural derivatives which produce hunger and volatile food prices. 

The little export that Ukraine achieved in the summer of 2022 – at one fifth of its pre-war capacity – required unprecedented efforts of trans-border cooperation. Before the war, Ukraine’s grain, soy, and sunflower oil left the country to Asian and African countries by ship directly from the Ukrainian Black Sea and Azov Sea ports. From March to August 2022, Ukraine’s agricultural products had to pass three countries by truck, train, or river barges: Ukraine, Moldova, and Romania, before reaching the Black Sea. Even with the Grain Initiative corridor opening in August and the accessibility of Ukraine’s Black Sea ports in and near Odessa assured, the three-country land-and-sea route stayed an important export avenue. Authorities had to repair abandoned rail tracks within three months; and expand the storage capacities of – until then – less-used Danube ports. Another new trans-border land-and-sea route now connects Ukraine via Poland by rail to the Lithuanian Baltic Sea port of Klaipeda for Western European markets.

The outcomes of such logistic efforts – as beneficial as they are to the rest of the world – deepen the local divide between export-capable corporate actors and small-scale farmers. While corporate actors have their own transport capacities (“truck fleets”) and can access export routes, the latter continue to face the dramatic situation of exploding production prices for fuel and fertilizers and collapsing prices for locally-sold produce.

Finally, while the drought in Europe drove up prices for the late 2022 and 2023 harvests, Ukrainian producers hardly benefit, as local consumers cannot pay the higher prices and imports of vegetables and fruit to counterbalance the price hikes. In summer 2022, Ukrainian traders were already replacing the lost harvests in fruits and vegetables in the Russian-occupied Kherson area – which they used to market within Ukraine – with products from Moldova and Romania (fieldwork respondents, July and August 2022).

The present-day crisis will, therefore, yet again – such as during the 1990s transition – test and reproduce the local population’s survival skills. Rather than retreating into the imagined peasant subsistence economy of the World Bank technocrats, they will struggle and combine various livelihood sources, from migration remittances and social benefits to small-scale agricultural production. As they are de facto abandoned once more by local and global politics, rural people will above all rely upon each other.


Mihai Varga is a sociologist at the Institute for East-European Studies, Freie Universität Berlin. His latest book is Poverty as Subsistence. The World Bank and Pro-Poor Land Reform in Eurasia.


Cite as: Varga, Mihai 2023. “Crisis-tested, yet forgotten: Family farms in wartime Ukraine” Focaalblog 14 February. https://www.focaalblog.com/2023/02/14/mihai-varga-crisis-tested-yet-forgotten-family-farms-in-wartime-ukraine/

Maria Gunko: Violent faces of the Russian state

 “Our whole state manifested itself in [Verkhniy] Lars, in a concentrated form: violence, mess, corruption, and indifference” – told me Vadim, who left Russia through Georgia shortly after Vladimir Putin announced ‘partial mobilization’ on 21 September 2022. In this essay I argue that this concentrated manifestation of the state showcases how along with the ‘spectacular’ violence against Ukraine since 2014, the Russian state evinced violence against its own citizens.

Verkhniy Lars border checkpoint on September 2022, courtesy of Vadim

Currently, there are many discussions about the Russian invasion of Ukraine since 24 February 2022, including contributions in FocaalBlog on the Russian state, its imperial aspirations and paranoid leaders. While the war in Ukraine has made the “spectacular”, fast violence of the Russian state increasingly visible and discussed, slow violence largely remained out of the spotlight (Vorbrugg, 2022). In general, the invisibility of slow violence is defined not only by its everyday nature, but also by dominant epistemologies that privilege “the public, the rapid, the hot, and the spectacular” (Christian & Dowler, 2019). Within this essay, I attempt to portray a more nuanced and entangled picture of the violent Russian state. To do so, I follow Stef Jansen’s (2015) distinction between two faces of the state that overlap and co-shape each other: statehood and statecraft. Loosely put, these two pertain to the varying sets of state practices that assert power over territory and people (statehood) and that take care of territory and people (statecraft).

Despite the endurance of “statehood as a culture” until the end of 19th-beginning of the 20th century the Russian state – gosudarstvo [государство] – could not really be referred to as omnipresent, especially at its fringes (Ssorin-Chaikov, 2003). Indeed, the Russian imperial state was rather fluid and fragmented. It appeared and disappeared by the act of will but was not busy with extending statecraft across the territory. Engaging in numerous colonial wars, Russian imperial state simultaneously neglected its peoples: “[while] the state was plumping, the people were fading” (Kluchevsky, 1956: 3/12, cited in Etkind, 2022). Bad roads, chaos, poverty, and corruption in provinces were as prominent and recurring motives of Russian literature of the imperial period, as were conquests and the magnificent life of the elites in the capital.  

After the Russian Revolution, the nature of the state changed. The Soviet state, contrary to the imperial one, though not less (rather more) violent, was underpinned by a somewhat ‘modernizing’ and developmental rationality. Combining the policy of ‘benevolence’ with violence and terror, it extracted and controlled, but also attempted to ‘modernize’ the territory and ‘civilize’ its subjects (Hirsch, 2005). Through infrastructure building and provisioning of even the most remote territories, the Soviet state significantly increased its power over land and people.

With the collapse of socialism in the late 20th century came the massive retreat of developmental rationality in what is now post-Soviet Russia. This brought about the decline of support for industries and science, as well as decreasing investments in infrastructure and welfare provision. Nikolai Ssorin-Chaikov (2003: 6) writes: “there is a continuity between the late-imperial Russian administrative regime and… the post-Soviet one, it lies in… [the] condition of perpetual disorder that both defines and invites state interventions.” The picture of chronic disorder in Provincial Town N, sketched out by Nikolai Gogol in the novel “State Assessor” (1842) is strikingly similar to the reality of contemporary Russian non-capital towns:

There is no order in this town: doctors walk around dirty in hospitals, patients “look like blacksmiths” and smoke strong tobacco… In the courthouse, the watchmen breed geese and dry clothing. The assessor is always drunk “he smells like he has just left the distillery”; while the judge keeps a memo so that “Solomon himself will not follow what is true and what is not true in it”. The streets are dirty…

The decline of the welfare state has been witnessed throughout the world with the emerging discourses of state failure that pertain to the withdrawal of statecraft. At the same time statehood seems to be reinforced through tightening surveillance and control, emphasis on state symbolic representation (e.g., flags, monuments), national identity building, and enforcement of sovereignty. Within Russia, these parallel trends occur in an immensely concentrated manner.

During my fieldwork in different Russian small towns in 2015–2021, I recall their residents constantly complaining about “lack of state presence.” In doing so, they referred to bad roads, crumbling housing, as well as low quality of utilities and public services, which were the domain of state care in the Soviet period. Yet, the state was present. It was there manifesting itself through Vladimir Putin’s portraits in nearly every governmental and public services building. It was there through the patriotic mobilization around the 9th of May Victory Day and discourse pertaining to Putin’s preferred slogan of “Russia rising from its knees .” It was just a different kind of state, one that is not preoccupied with providing welfare and infrastructures to its own citizens. Instead, it focused on the “protection of Russian speakers”  in neighboring countries attempting to reinforce Russian imperialism within the post-Soviet realm. Thus, concentrating on external affairs and warfare, the Russian state disregarded statecraft within its own territory. This manifested in decay and impoverishment.

An illustration of this may be found in the satirical “Open letter from residents of the Tver oblast to Putin ”, which was widely circulated in the Russian media after the annexing of Crimea in 2014:

We express our deep support for your concern and determination to help the Russian-speaking population outside of Russia. And after your words, for the first time in many years, hope also appeared for us, who live on the historical territory of Russia. We heard on TV that Russia was going to build a bridge across the Kerch Strait for 50 billion rubles. In Tver, the governor also promised residents to construct the Western Bridge, without which the city is suffocating in traffic jams. But he didn’t fulfil his promise…we don’t ask for a bridge – let the engineering troops of fraternal Russia connect the banks of the Volga River at least with a Western Pontoon, dear Supreme Commander. The Russian army could also repair roads and bridges in rural areas of Tver oblast, they have not seen repairs since the Brezhnev program “Roads of the Non-Chernozem territory” …

Kiselyov [Dmitriy Kiselyov – notorious Russian state propaganda spokesman] talked with pain about the destruction of Orthodox churches in Ukraine. How similar this is: architectural monuments, Orthodox churches are also being destroyed in our country. They have been decaying for decades…

The quote from the Open letter highlights the simultaneity of different types of state violence and the sacrifice of statecraft in the name of statehood. Furthermore, hinting at the interconnection between the two, in August 2022, Holod media  published a list of infrastructural projects in Russia which were ‘frozen’ due to the lack of funding. Examples include a bridge over the Lena River in Yakutsk (Sakha Republic), subways in Chelyabinsk (Chelyabinsk oblast) and Omsk (Omsk oblast), a hospital in Nizhnevartovsk (Khanty-Mansi autonomous region). All of these are in regions whose governors volunteered to support the rebuilding of cities in Eastern Ukraine under Russian occupation. While the Russian state erects spectacular infrastructures (e.g., bridge to Crimea, Zaryadie park in Moscow) and invests in warfare, its citizens continue to literally live amidst ruins. Constantly struggling to pursue a decent life, they must self-organize to substitute for statecraft. As noted by Sergey, whom I interviewed in a semi-abandoned Russian Arctic town:

Living in a half-empty apartment building on the outskirts of the city implies a close-knit community. How else? Who will solve our problems – Guriev [Vorkuta mayor]? Gaplikov? [Komi governor]? Putin? Haha. It’s just us…The state does not need us; it does not care for us. And we learnt to get by without it, to manage ourselves…

Vorgashor district of Vorkuta in January 2019, photo by author

Since the start of Russia’s full-scale invasion of Ukraine in February, increasing state attention (read–violence) within Russia was at first directed predominantly towards those who protested against the war in Ukraine . Presented by Putin as a ‘special military operation’, it was initially framed as being aimed at “the liberation of Donbass, the protection of these people [supposedly Russian-speaking Donbass residents] and the creation of conditions that would guarantee the security of Russia itself”. Relying on the language of a policing act,  rather than a genuine military confrontation, the Russian state assumes to be using ‘legitimate force’ within its own domain, of which Ukraine is a part. Thereby, opposing war is equated to opposing legal state duties, inscribed within statehood. 

The ‘partial mobilization’ announced in late September has impacted not just the opposition, but significantly more people in Russia whose life and death became increasingly subjected to sovereign (state) power. Especially disproportionality were affected peoples in Republics,  such as Buryatiya, Kalmykiya, and Tyva where infrastructures are poorly maintained and the life quality is among the lowest in the country. Thereby, among all of Russia’s population, the non-Russian ethnic groups seem to have become victims of exceptional levels of both slow and fast state violence showcasing state-sanctioned racism in the country.

Understandably, Russian citizens did not seem particularly happy with the current instance of the state turning its gaze on them. Following the announcement of “partial” mobilization, mass protests  occurred in various regions of Russia, with videos from the Republics of Dagestan , Tyva , and Sakha  going viral. Furthermore, all airplane tickets for a week ahead to countries that have straight air connections with Russia were sold out. Multi-day queues of cars, bicycles and scooters lined up at the checkpoints along the land borders causing a collapse of the border infrastructures:  

The whole of Russia was in this traffic jam. Literally, [in Verkhniy Lars] we have seen the license plates of almost all regions except for the Far East… we witnessed the most massive bike ride in the history of the Caucasus, since bicycles are considered transport, people were allowed [to cross the border] on them… The closer was the border, the greater became the hustle. Traffic lined up in five rows and the traffic cop fought so that oncoming vehicles could pass at least on the left side of the road…There were mountains of garbage around and a strong smell of urine (Kirill, interviewed September 2022, Yerevan).

Out-migration from Russia since the collapse of state socialism was predominantly framed within the narrative of state failure to deliver a decent life to its citizens, that is the lack of statecraft. However, since the failed political protests of 2011–2012,  the motives started to change. What began as a gradual and selective emigration to escape the repressive state apparatus and exaggerated statehood, turned into a fully-fledged exodus in 2022. It seems that for one’s own sake instead of calling for the state it is better to stay out of its gaze, especially if that state is with imperial ambitions. As wisely commented by a dissident poet Joseph Brodsky in “Letters to a Roman Friend” (1972):

If you happen to be born in an empire,

It’s better to live in a remote province by the sea.

Far from Caesar, and from the blizzard.

There is no need to fawn, to be cowardly, to hurry.

You are saying that all governors are thieves?

But a thief is better by me than a bloodsucker.


Maria Gunko is a DPhil Candidate and Hill Foundation Scholar at COMPAS, University of Oxford within the ERC-funded project EMPTINESS: Living Capitalism and Democracy after (Post)Socialism. She obtained MSc in Human Geography from the Lomonosov Moscow State University in 2012 and a postgraduate research degree (Kandidat Nauk) in Human Geography from the Institute of Geography Russian Academy of Sciences in 2015. Maria’s research interests include anthropology of the state and infrastructures, (post)socialism, and urban shrinkage with a geographical focus on Eastern Europe and Southern Caucasus.


References

Christian, J.M. & Dowler, L. (2019). Slow and Fast Violence: A Feminist Critique of Binaries. ACME: An International Journal of Critical Geographies 18(5) https://acme-journal.org/index.php/acme/article/view/1692

Etkind, A. (2022). Vnutrennyaya kolonizatsiya. Imperskiy opyt Rossii [Internal colonization. Russian imperial experience]. NLO: Moscow

Gunko, M. (2022). “Russian Imperial Gaze”: Reflections from Armenia Since the Start of the Russia-Ukraine Military Conflict. Political Geography, Virtual Forum: War in Ukraine. https://doi.org/10.1016/j.polgeo.2022.102739

Hirsch, F. (2005). Empire of Nations. Ethnographic Knowledge and the Making of the Soviet Union. Ithaca: Cornell University Press.

Jansen, S. (2015). Yearnings in the Meantime: “Normal Lives” and the State in a Sarajevo Apartment Complex. New York & Oxford: Berghahn.

Ssorin-Chaikov, N. V. (2003). The Social Life of the State in Subarctic Siberia. Stanford: Stanford University Press. Vorbrugg, A. (2022). Ethnographies of Slow Violence: Epistemological Alliances in Fieldwork and Narrating Ruins. Environment and Planning C: Politics and Space40(2), 447–462. 


Cite as: Gunko, Maria. 2022. “Violent faces of the Russian state.” Focaalblog 21 October. https://www.focaalblog.com/2022/10/21/maria-gunko-violent-faces-of-the-russian-state/

Don Nonini: The China Conundrum and The Current Conjuncture

Strategic Ambivalence or Disguised Conflict? China’s Reactions to Russia’s War on Ukraine and to Covid

Why does China’s response so far to the Russian invasion of Ukraine “not add up”? On one hand, China has refused to condemn the Russian invasion of Ukraine, has pushed its own state-controlled media to promote only pro-Russian propaganda, and even republished false reports by the Russian state media. China abstained from a UN Security Council resolution in March 2022 that condemned the Russian invasion. Meanwhile, the Chinese Foreign Minister Wang Yi recently announced that China and Russia “will always maintain strategic focus and steadily advance our comprehensive strategic partnership of coordination for a new era,” especially in the energy trade (Quoted in Torigian 2022). And it is an open secret that Xi Jinping gave his assent – or at the very least knew and did not demur – when he heard of Putin’s intention to invade Ukraine during the latter’s visit to Beijing at the recent Winter Olympics.

On the other hand, the same article notes that President Xi Jinping of China said that he was “pained” to see “flames of war reignited in Europe.” While not condemning the Russian invasion, China has not actively supported it, and instead has called for peace talks and “maximum restraint” (Torigian 2022). It has appealed for all parties to respect pre-existing “sovereign” borders. Nor has China so far provided much economic support to Russia, other than continuing their long-standing trade in oil and gas – nor given any military assistance. And the Asian Infrastructure Investment Bank, in which the PRC holds 27% decisive voting power, halted its work in Russia and Belarus in protest at the invasion of Ukraine (Torigian 2022). What’s going on?

What appears to be ambivalence or failure of the Chinese state to “get its act together”, its confused or contradictory messaging may actually reflect an internal lack of consensus toward the Russian invasion and occupation of Ukraine at the top of the PRC leadership. It may also indicate a current shift in the balance of power within the Politburo of the Chinese Communist Party – away from the extraordinary concentration of power by President Xi Jinping toward  a willingness by other members of the Politburo to impose limits on it after his probable reelection as CCP General Secretary at the Party Congress held later in 2022. There are signs of profound dissatisfaction within these top Party circles, reflecting broader economic, social, and political contradictions within China that have emerged over the last years, as Xi has consolidated his increasingly autocratic rule, undermined adversaries, and done his part to destabilize détente with the EU and the United States.

George Soros recently went so far as to say that Xi may not be reelected to a third term as President at the Twentieth National Congress this fall. Soros stated, “Contrary to general expectations Xi Jinping may not get his coveted third term because of the mistakes he has made. But even if he does, the Politburo may not give him a free hand to select the members of the next Politburo. That would greatly reduce his power and influence and make it less likely that he will become ruler for life” (Ren 2022). 

Then, the day after Ren’s report for Bloomberg.com, we read in the New York Times of Premier Li Keqiang’s recent speech that implied (if not explicitly so) that Xi’s “zero Covid” policies have led to a catastrophic slowdown in the Chinese economy – during the first three months of 2022 there has been a decline in the Chinese GDP rate of growth to 4.8%, well below the official target of 5.5%. This has been precipitated by a two-month lockdown ordered by Xi that brought the everyday life and economic activity of an infuriated population of Shanghai to a standstill for more than two months, as well as episodic lockdowns in other cities which stopped assembly lines, trapped workers, interrupted the movement of goods and confined millions of Chinese to their homes. At a teleconference to more than 100,000 officials across China, Li announced “We must seize the time window and strive to bring the economy back to the normal track” (P. Mazur and A. Stevenson, New York Times, May 26, 2022).  

The key message to take home from this is that China’s #2 highest ranking official has just stepped out in public to implicitly criticize the Covid lockdown policies mandated by China’s #1 highest ranking official – President  Xi Jinping.  There are certain things that are unforgivable in the contemporary PRC, and Xi’s and his faction’s single-handed slowing of the country’s economic growth may be one of them. Whether this is the first step to Xi being ushered out the door to an honorable retirement rather than being reelected to a third presidential term remains to be seen.  

Theoretically, this example points to the importance of investigating the contradictions of illiberal Chinese capitalism that characterizes the corporate Party-oligarchic state in which it is situated.

Deconstructing Socialism’s Deconstruction, Chinese Style

Are (post-) socialist states fundamentally alike? The Chinese Communist Party and its leading intellectuals in the years in the 1990s gave this question much thought. Shambaugh (2008) demonstrates the careful attention after Tiananmen in 1989 with which high-ranking CCP cadres and intellectuals (e.g., from the Chinese Academy of the Social Sciences, and the Central Party School) observed the changes arising from liberalization and “shock therapy” in Eastern Europe and the Soviet Union. They observed the dogmatism of the Soviet nomenklatura, the  overreliance on heavy industry, the neglect of agriculture, and the militarization of the national economy with great interest, and reflected on this as they witnessed the USSR’s fall (Shambaugh 2008:41-86). From these observations, they drew lessons concerning the maintenance of the CCP’s power in China. Li Jingjie, director of the CASS Soviet-Eastern Institute, for example, distilled several of these: “Concentrate on productivity growth,” “be ideologically flexible and progressive,” “seek not only to strengthen confidence in the power of the state [but], more important, [the] material living standards of the people,” among other insights (quoted in Shambaugh 2008:76).

A Post-Socialist Developmental State with Chinese characteristics

What came out of these deliberations of the CCP in the late 1980s-1990s? In particular, unlike the Central and Eastern European late socialist countries, the highest circles of the CCP were determined that the party continue to maintain its ruling position within the state apparatus and organize the national economy, rather than give way to neoliberal penetration by graduates of the University of Chicago School of Economics, and those of similar ilk (Bolesta 2015:230-244).  China’s post-socialist developmental state trajectory has been similar to those of earlier capitalist states (e.g., 19th and 20th-century western Europe, the United States), while very distinct from the post-socialist political systems of Eastern Europe and Russia. Unlike what occurred in these countries, “retaining an authoritarian state was also aimed at creating a strong and capable state… the authorities have attempted to strengthen power and control… over society and the business sector” (Bolesta 2015:232). This has allowed for a gradual and highly planned set of state programs for evolving from a socialist to a capitalist economy.

Being authoritarian and illiberal, however, is not the same as being unaccountable to the “masses” of the working class, rural peasants, and since the early 2000s, the new urban professional managerial classes of China. The “attentive” party-state (Perry 2012) is above all attentive to maintaining its legitimacy among the rural population subject to dispossession, and increasingly among the growing urban middle classes and professionals whose numbers form the new base of the CCP.  Largely, as one might expect, the CCP above all seeks to maintain and increase the standard of living of both the rural and urban populations, ameliorate the environmental disasters that afflict millions of affluent urban residents, and pay specific attention to the protests of thousands of small farmers dispossessed from their land and striking workers exploited in the industrial workplaces. The party has ultimately been willing to bend when large numbers of residents display the capacity for disorder and discontent in public, led by leaders willing to face down beatings by police and to travel to Beijing to petition central cadres and high officials in ministries to redress the injustices committed against them by corrupt local officials. Responsive, yes. Democratic? Not so much.

Morphing into the Chinese Corporate Party-State

The Chinese Party-state takes the form of a corporate-oligarchic structure in that the CCP simultaneously acts as a coordinated body to maintain its power through its deployment of the wealth it extracts, particularly at its highest circles, through securing the loyalty of the population, while seeking to meet the goals of national development undertaken under the “conditionality” of post-socialism, which require playing a role within global capitalism.

The CCP is a heterogeneous organization with approximately 86 million members distributed territorially across the PRC, and is organized in a spatially differentiated bureaucratic hierarchy that mirrors both the official state bureaucracy and private corporate and civil-society organization bureaucracies in tens of thousands of locales. Only a broad summary of how its predatory and developmental practices interact can be given here, given the sheer size of the Chinese population, its heterogeneity, and its regional/macroregional differentiation.  

For the purposes of this essay, I  focus on two defining characteristics of the emergent Party-corporate state — the institutional dominance of large-scale state-owned enterprises managed by the highest circles of the CCP, and the shift by the local corporatist Party-state from investing in  industrial enterprises during the 1990s-2000s toward land speculation and real estate development, and its implications for rural dispossession. 

Political Crisis and Economic Stagnation

China is experiencing the aftermath of the global financial crisis of 2007-2008 which has led to a decline in the rate of capitalist profits, a worldwide realization crisis, the indebtedness of populations and states outside of China, widespread financial speculation in areas essential to social reproduction/human livelihoods (e.g., in energy, foodstuffs, farmland), and compounded, worsening ecological disasters arising from climate change. These global/planetary processes are ones that China’s corporate party-state will have to confront while it is managing its own internal transitions.

In the case of the CCP up to the present, this has entailed managing (and accumulating capital from) the large-scale State-Owned Enterprise (SOE) sector. According to Smith (2015:45), “Thirty-five years after the introduction of market reforms, China’s government still owns and controls the commanding heights of the economy: banking, large-scale mining and manufacturing, heavy industry, metallurgy, shipping, energy generation, petroleum and petrochemicals, heavy construction and equipment, atomic energy, aerospace, telecommunications, vehicles…, aircraft manufacturer, airlines, railways, biotechnology, military production and more.”

These leading state-owned enterprises are managed by the “princelings”, taizibang, the descendants of the first generation of the highest CCP leaders, who have become the most wealthy and powerful members of the Chinese ruling class. As Smith (2015:50) characterizes them, “princelings often are heads of giant conglomerates which themselves own dozens or even hundreds of individual SOEs. Presumably this gives them access to multiple income streams and ample opportunities to plunder the government’s ever-growing treasure.” The princelings form the upper class in the PRC.

Nonetheless, their investments now face diminishing returns as China’s industrial capacity, while still the largest in the world, is plagued by rising costs of labor and environmental controls. Chinese industry is troubled by intense competition and profit crises. Most recently, the Covid pandemic, and the state’s “zero-Covid” response to it imposed by Xi Jinping in particular — total urban lockdown as in 2021-2022 in Shanghai  and in other large cities  — has caused extended shutdowns in industrial production and long-distance supply chains, both critical for its exports.

In so far as their control over the state-owned enterprise sector constitutes the basis of their power, the relatively small Party elite of princelings faces questions about their own reproduction as capitalists and as their continued power at the highest levels of the CCP.  While most will continue to accumulate within the slowing SOE industries, they will compensate by investing capital in China’s burgeoning financial sector. Their turn away from industrial production and its basis in political power is a destabilizing force. Beyond their control over state-owned enterprises, they will continue to exert their capacity to extract rents from privately-owned capitalist enterprises, but their capacity to do so will depend upon their extended political power.  In contrast, those the princelings have targeted in the past, the owners and managers in the privately-owned capitalist sectors in services, high-tech production, and real estate, will be drawn into the middle and upper ranks of the CCP, and seek to increasingly wield power on their own. All this is taking place as economic and social destabilizations are beginning to emerge, such as the failure of large numbers of young Chinese graduates to find work, “brain drain”, flight overseas, and increasing incidences of bailan (withdrawal by discouraged youth from the labor market), which are increasingly presenting a threat to CCP legitimacy.

Under the circumstances, a tendency towards developing and assuming control of increasingly predatory Mafia-like organizations in the absence of more productive uses of their capital, presents a serious risk to the princelings and their many clients.

The Local Corporatist State: Financialization and Dispossession in Rural and Peri-urban Areas

Jean Oi (1995) describes the ways in which local entrepreneurs during the 1980s-1990s came together with local-level Party cadres and established the Township and Village Enterprises (TVEs). This represented the systematic emergence of the local entrepreneurial corporatist state around small-scale industrialization in rural and peri-urban areas. What I want to point to was the logical progression of the local corporatist state as the countryside became increasingly financialized from the mid-1990s onward. Development funds continued to be drawn from increased local tax revenues, supplemented by prioritized development funds sent down by provincial and central state agencies and state banks (So and Chu 2016: 67-69). But after the 2007-2008 financial crisis, the influx of funding from central government and state banks began to turn from small-scale industrial to large-scale real estate development, and from investment in industry to speculation in land by developers with the collusion of local officials.

The pattern has been one in which farmers with lands on the edges of nearby growing rural townships found themselves (often repeatedly) facing displacement from their farmland, often with little or no financial compensation, dispossessed by party and state cadres acting in collusion with well-funded real estate developers and construction firms. Farmers resisting eviction from their lands have faced violent attacks by organized criminal gangs working with developers and protected by local officials (Vukovich 2019: 167-198).  

Much productive farmland has thus been taken out of production. Speculation in new residential and commercial real estate has led to dramatic overbuilding, while large numbers of displaced landless farmers have out-migrated to regional cities for precarious wage labor.  Vukovich (2019) writes of the rise of financial capital to a dominant position within the Chinese economy  as the expropriation of farmers’ land for urban development in thousands of periurban villages throughout the country has become the type-case for dispossession.

Vukovich notes that the process is reaching its spatial and physical limits in terms of China’s still un-expropriated farmland: “Urbanization or the pushing of surplus rural labor into the ever-expanding cities and export processing zones is likewise reaching its limits. The chief limit being that this model of growth does nothing to actually develop the countryside…Those urban jobs done by millions of migrant workers… still do not by and large pay an adequate wage for the laborers to stay” (Vukovich 2019:192). 

The consequences have been not only human but also environmental catastrophes – loss of farmland, flooding due to torrential rains on eroded lands, inadequate disposal of human and animal wastes, and lowered quality and quantity of the rural water supply.  

So far, the CCP has prevented complete disaster by allowing farmers to retain family and collective property rights in land – thus making it legally inalienable through the market — but outright confiscation is working with even greater effect. The result is the accelerating degradation in the capacity of hundreds of millions of rural farmers to continue their own reproduction. 

Making China Great Again? – The Costs of Revanchism

Returning to the ethnographic vignette that began this essay — China’s response to the Russian invasion of Ukraine: its apparent incoherence (as viewed from outside) cannot be understood independently of attending to the conjunction of trends and events characterizing China’s simultaneous financial, economic and environmental crises as these have intersected with the pandemic and Xi’s “Zero-Covid” response to it.  On one hand, Xi Jinping is not only a nationalist (as arguably all CCP officials are), but one who seeks  a “great rejuvenation of the Chinese nation” (zhonghua minzu weida fuxing) through a successful quest to become a “wealthy and powerful country” (fuqiang guojia) vis-à-vis the West and Japan (Heilmann 2017: 54-55). In Xi’s narrative, this recuperates China from its national humiliation (guochi) at the hands of Western and Japanese imperialisms during the 19th and 20th centuries.  Xi’s autocratic and highly ambitious strategy to accomplish this objective places him ideologically squarely alongside Putin – both sympathetic to a common quest to recover past imperial greatness and civilization vis-à-vis the West. This may well explain China’s refusal at the UN to vote to condemn Russia’s invasion, its repetition of Putin’s lies about the war in China’s state-controlled media, and to defiantly commit to continuing China’s and Russia’s longstanding trade in oil and gas. However, Xi well knows that in this liquid partnership China has the upper hand: in net terms, the tribute flows from Moscow to Beijing.   

On the other hand, Li Keqiang, a technocrat and economist by training, has since his election to Premier in 2013 been responsible for the macroeconomic management of the Chinese economy (Brown 2017: 216). His influence in the Politburo has often been overridden by Xi’s heavy-handed decisions (Heilmann 2017: 165-166, 169-170, 173-174).  However, within his scope of power, Li has been active in setting China’s policies around trade and Chinese investments overseas, where China’s commitment to “nonintervention” and its partners’ sovereignty is closely watched in Europe, Africa, and Latin America, and set against the sordid history of the IMF’s and World Bank’s interventions. Thus Li could argue successfully for China to use its decisive voting shares in the Asian Infrastructure Investment Bank to halt the bank’s operations in Russia and Belarus, to call for peace talks between Russia and Ukraine, and to refuse to supply economic or military aid to Russia, despite Xi’s and Putin’s shared revanchist sentiments against an imperialist West. Such aid would not only have triggered economic sanctions by the U.S. and probably EU, but also suspicions of Chinese intentions among its potential trading partners in Latin America and Africa.

As to China’s response to Russia’s war on Ukraine, its incoherence-segue to-conflict between Xi and Li within the Party-state enters into critical junctions with global and temporal processes of political and economic change (Kalb and Tak 2005). Over the last decade, the profitable returns to China’s export industries have declined. Its state banks have made huge Keynesian investments in infrastructure (bullet trains, etc.) to reflate the Chinese economy. It has experienced a stock market crash in 2015 and 2021, been pushed into defensive mode by the worsening of trade and diplomatic relations with the U.S. and EU, and over the last two years has experienced large-scale failures of privately-owned real estate companies backstopped by Chinese state banks. This is where the two longer-term trends mentioned above — decline in SOE industries with resulting dangers for the princelings, and the increased dispossession of rural farmers from their land — come in. The Chinese economy has moved into a precarious state.

And then there has been Covid and Xi’s autocratic response to it.  This was a first-order economic disaster, and everyone in China knew who its author was. It was under these circumstances that Li as China’s #2 could come out from under the shadow of Xi as #1 to declare that “we must strive to bring the economy back to the normal track.” 

Since at least the end of the USSR, top CCP cadres have recognized that those fetishized GDP growth numbers matter, as does the support of the growing urban upper-middle class for the Party’s continued survival.  They recognize that “producing economic growth [is] the most powerful source of [the Party’s] legitimacy. . . [Its] failure to continue delivering a good material standard of living for people would result in its falling from power” (Brown 2016: 215).  

If the situation is now increasingly perceived by CCP leaders as a choice between the Party’s survival and Xi Jinping’s as its leader, there can be no doubt about its outcome.

References

Bolesta, A. (2015). China and post-socialist development. Bristol, England ; Chicago, Illinois, Policy Press.

Brown, K. (2016). CEO, China: The Rise of Xi Jinping. London, I.B. Tauris & Co. Ltd.

Heilmann, S., Ed. (2017). China’s political system. Lanham, MD, Rowman & Littlefield.

Kalb, D. and H. Tak (2005). Critical junctions : Anthropology and history beyond the cultural turn. New York, Berghahn Books.

Oi, J. (1995). “The role of the local state in China’s transitional economy.” The China Quarterly 144: 1132-1149.

Perry , E. (2012). “The illiberal challenge of authoritarian China.” Journal of Democracy 8(2): 3-15.

Shambaugh, D. L. (2008). China’s Communist Party : Atrophy and adaptation. Washington, D.C.,Berkeley, Woodrow Wilson Center Press; University of California Press.

Smith, R. (2015). “China’s communist-capitalist ecological apocalypse.” Real-world Economics Review 71: 19-59.

So, A. Y. and Y.-W. Chu (2016). The global rise of China. Cambridge, UK, Polity Press.

Vukovich, D. F. (2019). Illiberal China: The ideological challenge of the People’s Republic of China. Singapore, Palgrave McMillan.


Don Nonini is Professor Emeritus of Anthropology, University of North Carolina, Chapel Hill.  He is the author and editor of numerous books, peer-reviewed articles, and chapters on the Chinese diaspora in Southeast Asia, on local politics and food politics in the United States, and on the commons.  He can be contacted at  dnonini@email.unc.edu.


Cite as: Nonini, Don. 2022. “The China Conundrum and The Current Conjunctures of Global Capitalism.” Focaalblog, 11 July. https://www.focaalblog.com/2022/07/11/don-nonini-the-china-conundrum-and-the-current-conjuncture/

Focaalblog: New Times? Confronting the Escalating Crises of Global Capitalism

Karl Polanyi Research Center for Global Social Studies and the Commission on Global Transformations and Marxian Anthropology – IUAES, in cooperation with the Working Group for Public Sociology ‘Helyzet’, Capitalism Nature Socialism, Focaal – Journal of Global and Historical Anthropology, and FocaalBlog, organized a conference on the 26-27 May, 2022, in Budapest, addressing the escalating crises of global capitalism.

Since 1989, processes of neoliberal globalization, financialization, the erosion of welfare states, and the decline of ‘the standard labor contract’, have produced deepening inequalities and hierarchies, long time hidden under the mantra of ‘freedom’ and ‘democracy’. Privatization, gentrification, dispossession, devaluation, and displacement have increased in a multitude of settings despite intermittent mass mobilizations, which were often seen as ‘middle class’. The undermining of democratic possibilities has reinforced the super-exploitation of diverse groups in many places. Globalization, technological speed up and the platformization of labor-markets are threatening ‘middle class’ jobs’ in North and South. Deepening exploitation of labor is increasingly intersected with aggressive rent taking by monopoly sections of capital and states. Issues of nationalism, racism, antisemitism, and xenophobia, sometimes interwoven with waves of migration, have resurfaced, in tandem with the resulting authoritarianism. Accelerating climate change is being addressed in pro-capitalist ways, likely leading to further inequalities, displacements, and challenges to survival. Global imperial rivalries are intensifying and generating new cold wars and ‘global wars’, increasingly of a purportedly ‘civilizational nature’, like the Ukrainian calamity that is playing itself out on the EU border. 

The late Immanuel Wallerstein predicted that politics in this ‘decisive era of the world-system’ will be ever more volatile as inescapable choices must be made about democratic or authoritarian solutions. Most of our problems are well known and anticipated, but narrow ideas about ‘proven causation’ and ‘concluding evidence’ paralyze any decision making on behalf of established interests, while national publics are being fed lies and deceptions, both by the technocrats and the ‘authoritarians’ and right-wing populists. Crisis moments are steadily dealt with ‘unprepared’ and in fire-fighting mode. Left wing grassroots movements are specialized on small scale practical utopias but large-scale breakthroughs for the Left seem out of reach.

If this describes roughly where we are now, what can we expect next? Can we responsibly extrapolate and speculate? What sort of a global capitalism might we be inhabiting in thirty years from now? What can we discover as its likely core tendencies, elements, and relations? What modes of resistance are people experimenting with? What are the visions and opportunities to build a more equal and just society? Where is the new counter politics, where are the new counter movements?

Roundtable on War

Taras Fedirko (University of St Andrews) Militarized civil society and the economy of war in Ukraine

Volodymyr Arthiuk (University of Oxford) The expected war: scales of conflict around Ukraine from February 2014 to February 2022

Denys Gorbach (Sciences Po) Identitarian landscapes in Ukraine before and during the war

Volodymyr Ischenko (Free University Berlin) Madman’s war? Ideology, hegemony crisis, and the dynamics of depoliticization in Russians’ support for the invasion of Ukraine

– moderated by Don Kalb (University of Bergen)

Roundtable on Migration

Attila Melegh (Corvinus University/Polanyi Center) Migration turn and the crisis of capitalism.,

Noémi Katona (Centre for Social Science, Hungarian Academy of Sciences/Helyzet) The division of reproductive labor in global capitalism: the case of migrant care workers in Europe,

Béla Soltész (Eötvös Loránd University), “The wanted, the unwanted and the invisible. Interpreting distinctions and selectivity of Hungarian migration policy”

 Nina Glick Schiller (Manchester University), Has Migration Studies Lost Its Subject?  Migration Studies, Global Disorders, and Shared Precarities

 – moderated by Diana Szántó (Artemisszio Foundation/Polanyi Center)

Roundtable on ‘Illiberal capitalism’ I

Luisa Steur (University of Amsterdam) Cuba Update

Marc Morell (University of Bergen) On transformative movements in neither authoritarian nor egalitarian but flawed paths. A Maltese illustration

Attila Antal (Eötvös Loránd University) Illiberalism as Emergency Governance

Gábor Scheiring (Bocconi University) The national-populist mutation of neoliberalism in East-Central Europe

– moderated by Attila Melegh (Corvinus University/Polanyi Center)

Roundtable on ‘Illiberal capitalism’ II

Florin Poenaru (University of Bucharest) Tanks, tankies and think-tanks. Anthropological vignettes from the Romanian garrison

Jeff Maskovsky (The City University of New York) Not Yet Fascist: The Journey from Neoliberalism to Corporate Authoritarianism of the United States

Ágnes Gagyi (University of Gothenburg) Bridge position and regime fixes: semi-peripheral contexts to “illiberalism” in Hungary

Bruno de Conti (University of Campinas) Bolsonaro: the economic agenda behind the smoke screen

– moderated by Dorottya Mendly (Corvinus University)

Roundtable on Our Futures

David Harvey (The City University of New York)

Michael Burawoy (UC Berkely)

Ida Susser (The City University of New York)

Don Kalb (University of Bergen)

 – moderated by Mary Taylor (The City University of New York)


Cite as: Focaalblog. 2022. “New Times? Confronting the Escalating Crises of Global Capitalism.” Focaalblog, 5 July. https://www.focaalblog.com/2022/07/05/don-kalb-new-times-confronting-the-escalating-crises-of-global-capitalism/

Céline Cantat: The reception spectacle: on Ukrainian displacement and selective empathy at Europe’s borders

Since the beginning of the Russian offensive on Ukraine on February 24th, over 5 million people have registered for temporary protection programmes and other schemes across Europe. By and large, Ukrainians have been granted access to assistance, and extended legal statuses allowing them to enter and settle in EU Member States. While this unusual generosity on the part of European States should be applauded, it has given rise to a range of questions about the differentiated treatment of Ukrainians as compared to other displaced groups. A result of this configuration, the many issues surrounding the engagement with Ukrainian displacement have been mainly framed in comparative terms: How have Ukrainians been received in comparison to refugees who arrived in 2015? Why have Ukrainians been allowed to settle in Europe when there are thousands stuck at the Belarus-Polish border? Why have non-Ukrainians fleeing Ukraine been treated differently? Consequently, the public debate has been largely dominated by calls for the inclusion of Ukrainians, suddenly considered to be Europe’s own, flanked by denunciations of the EU’s selective indignation as hypocritical and racist.

Image 1: Direction sign for Ukrainians Welcome Center at Paris-Beauvais Airport (France), photo by author

Beyond official responses by states and their institutions, civilian and grassroots reactions have also been polarised across such lines. When, in early March 2022, I visited Budapest’s train stations, where a range of NGOs and networks of residents were gathering to welcome people fleeing Ukraine, the question of the specific qualities and perceived features of people arriving were central to conversations. A volunteer with a Hungarian Church NGO, pointing in the direction of a woman and her three children, stated: “Look, they are tired, they are vulnerable women and children: they are the real refugees”. He went on to explain that he also came out to help people passing through Budapest in the summer 2015 even though, according to him, many at the time were not refugees but, “migrants or Islamic terrorists”. When I highlighted that, to my knowledge, what legally identified a refugee was the conflict or persecution they were fleeing from, rather than undefined notions of worth connected to their perceived gender, age, or religion, he emphasized that some people deserved asylum while others did not. 

Clearly, the discourse reiterated by some of the volunteers in Budapest went beyond their personal feelings: it built on categories produced by the European border and asylum regime over the last three to four decades. A cornerstone of that is the meticulous construction of a separation between (deserving) refugees and (undesirable) migrants. Within the category of refugees there is a further hierarchisation of deservedness, with different types of assistance (e.g., resettlement to the EU versus humanitarian aid abroad) being extended based on racialised profiling of their capacity for integration into the imagined community of Europe. In the volatile context of the “migration crisis” declared in the region in 2015, this discourse has gained centrality in Hungary and other Central and Eastern European countries. Injunctions to distinguish between “bad migrants” and “good refugees” became articulated with local regimes of social valuation and their racialised, gendered, class- and religion-based hierarchies in the context of regional capitalist transitions. This is closely connected to their own paths of ‘Europeanisation’: former Eastern bloc countries were unequally included into its regional divisions of labour, and have themselves been subjected to, and productive of, racializing dynamics. ‘Becoming European’ has involved claims to superiority, modernity, and whiteness, which have led to the renewed marginalisation’s of various groups – both domestic and non-domestic – and has given rise to articulate forms of racism.

In other words, unequal treatment of different displaced groups is not new and does not happen in a vacuum: even if the refugee as a legal construction claims to be a universal figure, it is in reality always embedded in local social relations. Quite the opposite, a longue durée examination of the relation between states and displacement shows that it has always been a story of selective engagement: systematically, the way states engage with certain groups teaches us more about their projects and political architectures than about the displaced individuals themselves. It is therefore important to go beyond moralised assessments of Europe’s current response to Ukrainian displacement, and to reflect on how states interpellate people moving across borders in relation to specific moral and political economies, which are themselves underpinned by broader projects such as nation-building and capital accumulation. From this perspective, the questions raised by the Ukrainian displacement in Europe become: under which circumstances do states welcome or reject displaced people? How is refugee reception shaped by larger historical processes and their legacy, including state-building, capital expansion and related projects such as colonial domination? How do moral hierarchies and constructions of race, gender, class, and religion, in the receiving states and nations, structure responses to displacement? 

Statecraft and the reception spectacle

As I have argued elsewhere (Cantat 2015), the refugee as a category and a figure is shaped and made in ways that are congenial to furthering states’ aims. My point is not that formal frames overdetermine responses to displacement. Yet informal initiatives still respond to dominant discursive and political reception regimes: the space for creative responses remains moulded by their opposition and denunciation of overarching power structures. To further reflect on the parallels and contrasts between current responses to Ukrainian displacement and engagement with previous episodes of forced mobility, I will reflect on specific displacement episodes and assess how the figure of the refugee has been built historically. This historicization will help us understand the differences and similarities in states’ mechanisms of interpellation of different groups, both over time and across categories.

A classic example in recent history of how the category of the refugee has been shaped by states’ circumstances can be found in the Geneva Convention itself. Presented as a text with universal validity in order to protect people fleeing persecution, the definition of the refugee in fact (re)produces a very specific figure: that of a man fleeing the USSR in the context of the Cold War aiming to join the capitalist West. The restrictive criteria outlined in the Convention regarding refugee status constantly prove to be inadequate for providing appropriate protection to people fleeing a range of violent situations. First, of course, those fleeing economic violence and devastation, considered outside the scope of asylum. But also, those fleeing different configurations of political and social persecution that do not abide by the vision of the world underpinning the Convention.

Going back into past displacements, something which, as noted by Philip Marfleet (2007), neither historians nor refugee scholars are particularly good at for different reasons, allows us to assert yet more clearly that histories of exiles are always underpinned by states’ demands for hospitality or hostility to different groups. Besides, neither hospitality nor rejection are homogeneous circumstances, and states may often be ready to accommodate refugees without actually welcoming them, for instance by allowing people to integrate within labour markets while at the same encouraging discourses of exclusion or refusing them legal statuses and protections. Discursive constructions of displaced populations intersect both with the valuation regimes and social hierarchies that structure host states’ biopolitical architectures, by which I mean regimes of race/gender/class (etc.) as articulated with the geopolitics and interstate relations of the moment.

An important example of this can be found in the stories of Huguenot displacements in the 16th and 17th centuries. The flight of 200 000 Huguenots to Geneva, Holland, and England, as they feared persecution from the French absolutist Catholic authorities of the time, is often seen as one of the earliest episodes of contemporary refuge, not because Huguenots were the first group to flee a territory due to violence, but because they were chased away by a state project and received by other states defining themselves against that. It is understood that the word “refugee” entered vernacular language for the first time during this episode. The emerging English and Dutch states promoted openness to those refugees, who came from relatively wealthy commercial backgrounds, including the slave trade, and spectacularized their welcoming attitude as a proof of their attachment to liberalism and religious freedom. This self-presentation was central to their opposition to the French absolutist state. In England, while historical sources show widespread popular hostility towards the Huguenots, the state engaged in a mass sympathy campaign, explaining to people that welcoming Huguenots was a matter of national pride and of, indeed, upholding values of tolerance.

The discourse of brotherhood was also framed in terms of religious proximity. But such categories of belonging are not static. They are insufficient for understanding reception attitudes: we need to recognize racialization, legitimization, and differentiation as dynamic and contingent processes that evolve across time and according to political circumstances. In fact, 50 years later, the Palatines, another group of Protestants fleeing Germany, was seeking refuge in England. Coming from a formally allied and Protestant state, they were received with great hostility. Many were placed in what are believed to be the first refugee camps of contemporary England, along the Thames, before being resettled to Ireland and British America. A highly polarised political debate with similar arguments as those that we now hear regarding the merits of migration and the (im)possibility of integration emerged in England at the time. This underlines that there is nothing new or specific about the unequal treatment of different displaced groups. It also shows that selective empathy tells us very little – perhaps nothing – about groups per se, their circumstances, needs or characteristics: it would be misleading to try to identify reasons for this differentiated treatment in specific qualities of individuals. What is at stake, always, in the relation between state authorities and displaced people is various forms of statecraft and state power.

The famous notion of “border spectacle”, which Nicholas de Genova (2013) has usefully mobilised to examine how exclusion is staged at the border to showcase the state as the protector of a national public that is simultaneously coalesced, has already taught us a lot about how the nation/state/citizen triad is produced in relation to displacement, exile, and borders. Similar observations can be drawn from other episodes where welcoming and hospitality become spectacularized by state authorities. Questions we must ask ourselves to understand selective empathy are never about whether people deserve a better treatment or not, but always about how their inclusion or rejection promote specific state projects at any given moment.

Ukrainian displacement and European belonging

In the case of Ukrainian displacement, discourses about Europe, whiteness, and European belonging have secured people access to reasonable reception conditions. In this context, grassroots reception practices have also been numerous, diverse, and consistent. They have been able to assert themselves publicly in ways that have been altogether forbidden and impossible in other displacement episodes, which were often characterised by the criminalisation of informal aid. This, together with the adoption of legal frameworks allowing Ukrainians fleeing Ukraine (but no other groups!) to cross EU national borders and choose where to settle, can be applauded as not only a uniquely welcoming set of policies but in fact the first properly coherent approach that the EU has ever adopted in relation to displacement. This is a welcome shift from the securitizing response usually reserved to those seeking asylum, which is not just chaotic but also, on many occasions, lethal.

There already are, however, serious issues to consider when we look at the way Ukrainians are being received in Europe. First, the activation of temporary protection schemes, has not meant access to regular (and more protective) asylum regimes. Second, across Europe, the bulk of reception work has been delegated to civilian networks and small-scale organisations. This is the result of decades of neoliberal sub-contracting of public responsibilities to private actors. This continued delegation of responsibility has meant the revival of aid networks formed in 2015: the flexibility and responsiveness of these loser structures, easily reactivated via social networks, was crucial for the execution of reception activities in the first weeks of the conflict. However, as everywhere, the capacity of civil society to fill gaps left by withdrawing states has its obvious limits. We are already seeing how the tide is turning, with volunteers becoming less willing to host the displaced in their homes and tiring from daily assistance activities. In the absence of a coordinated state response this can only deteriorate.

As we have seen in Greece for example, there is no more efficient way to turn popular sympathy into hostility than letting a situation worsen without states providing adequate support to both exiles and host communities. Importantly, while grassroots support activities do not always reproduce government categories developed by states and institutions, they always produce and navigate a sense that practising solidarity is a messy business in contexts of limited resources (Cantat 2018, 2020, 2021). Distributive dilemmas always involve representations, typologies, and moral economies, where (consciously or not) people’s deservingness is assessed by those who have to decide whom and how to help in specific contexts.

In fact, there is nothing inherently progressive to grassroots assistance as compared to state support or the formal aid sector: such initiatives follow their own politics and ethics, build specific socialities and respond to different circumstances. Often, when those circumstances are not clarified, e.g., when people are moved to help by unexamined desires to do good, informal support can fuel extremely unbalanced and unequal power relations. Those may be even more difficult to contest as they take place outside a formalised aid relation where roles are clearly defined and distributed: they might come together with powerful discourses that neutralise criticism, be it religious charity, claims to horizontality, or demands for gratitude. Even when relations are clarified, it is hard to escape combination and hybridization in solidarity practices: doing good and progressive politics usually exist together and this can make people who are the object of help very vulnerable.

This vulnerability is made more problematic because citizens of host countries have been moved into assisting Ukrainians in the name of moral imperatives, rather than because it is considered a public service that states ought to provide to people based on their statuses. If Ukrainians are now being supported in the name of some unstable construction of European belonging, then it begs the question: how long will Ukrainians remain so white? Europeanness is not a homogeneous and stable condition: the EU has produced shades of European belonging where Eastern Europe has always been seen as less belonging, less European, and somehow less legitimate – even for those countries who have become member states. The example of the Brexit campaign is just another reminder of how strong intra-European racism remains.

In the current context of the EU’s mobilisation against Russia, Ukrainians’ Europeanness is strongly asserted, but it could just as well be tempered, questioned, or sacrificed when geopolitics evolve. If so, the lack of deployment of proper state support and the overreliance on popular assistance will become highly problematic. We already see processes of differentiated inclusion unfolding with questions around the type of access that Ukrainians get to different social spheres: for instance, in Hungary, work permits are not needed for certain types of jobs where there are shortages – mostly manual, in the agrarian sector and catering, but also in IT. This in fact reiterates previous labour migration patterns whereby racialised Ukrainian labour has been allowed in the country in order to serve specific industries.

The direction in which Ukrainian instrumentality to the EU’s ideological and economic structures will evolve is far from obvious. Above all, the situation demands that we insist on the continuity of solidarity on the ground of a real grassroots internationalism and that we keep demanding public support for all displaced groups.

Céline Cantat is Visiting Lecturer in Migration Studies and Academic Director for the Masters in Environmental Policy and in Energy Transitions at the Paris School of International Affairs, Sciences Po.

This text was developed as part of the EASA fundraising webinar Humanitarian responses to the 2022 Russian war on Ukraine: anthropological perspectives, 07/06/2022, convened by Ela Drazkiewicz and Mariya Ivancheva, and co-sponsored by SIEF and AAA’s SOYUZ, Society for the Anthropology of Europe.

References

Cantat, Céline (2021) “Refugee Solidarity Along the Balkan Route”, Journal of Refugee Studies, 34 (2), 1348–1369.

Cantat, Céline (2020) “The Rise and Fall of Migration Solidarity in Belgrade”, movements. Journal for Critical Migration and Border Regime Studies, 5 (1), http://movements-journal.org/issues/08.balkanroute/05.cantat–the-rise-and-fall-of-migration-solidarity-in-belgrade.html.

Cantat, Céline (2015) “Contesting Europeanism: Discourses and Practices of Pro-Migrant Groups in the European Union”. PhD Thesis, roar.uel.ac.uk/4618/  

Cantat, Céline (2018) “The politics of refugee solidarity in Greece: Bordered identities and political mobilization”, MigSol Working Paper, 2018/1, https://cps.ceu.edu/sites/cps.ceu.edu/files/attachment/publication/2986/cps-working-paper-migsol-d3.1-2018.pdf

De Genova, Nicholas (2013) “Spectacles of migrant ‘illegality’: the scene of exclusion, the obscene of inclusion”, Ethnic and Racial Studies, 36 (7), 1180-1198,

Marfleet, Philip (2007) “Refugees and History: Why We Must Address the Past”, Refugee Survey Quarterly, 26 (3), 136–148.


Cite as: Cantat, Céline. 2022. “The reception spectacle: on Ukrainian displacement and selective empathy at Europe’s borders.” Focaalblog, 28 June. https://www.focaalblog.com/2022/06/28/celine-cantat-the-reception-spectacle-on-ukrainian-displacement-and-selective-empathy-at-europes-borders/

Denys Gorbach: Ukrainian identity map in wartime: Thesis-antithesis-synthesis?

The cultural and linguistic heterogeneity of Ukraine is a well-known fact, used and abused in explanations of the ongoing war. Having taken root in the early modern period in the interstitial area contested by three empires – Polish, Turkish and Russian – the Ukrainian nation was, indeed, formed through demographic processes that have left in their wake a complex multi-ethnic composition with varied legacies.

The South, conquered by the Russians from the Ottomans in the 18th century, underwent the process of ‘internal colonization’ (Etkind 2011) that consisted of cleansing the newly acquired lands of the Turkic-speaking nomads and replacing them with sedentary agrarian producers. Persecuted minorities from other countries – German Mennonites, Ottoman Serbs etc. – were invited by the imperial government and settled there. Much of the land, however, was distributed among Russian noblemen, who brought with them serfs from the core ethnic regions of Ukraine and Russia. This settler colonization moment, akin to the one that took place in Northern America at the same time, combined fertile soils with forced labor and made the Russian Empire the breadbasket of Europe.

Image 1: ‘Girls in the field’ (1932), by Kazimir Malevich

One century later, during the Long Depression of 1873-1896, this region was colonized again. At the time, French, Belgian, and British capital was looking for profitable investment opportunities. The Scramble for Africa offered one such possibility; another option was to participate in the rapid industrialization of the Ukrainian steppes, benefiting from the generous protectionism of the Russian government. The massive influx of workforce from every corner of the empire only intensified in the Soviet era, when many if not most of industrial megaprojects were concentrated in Southern and Eastern Ukraine. This produced heavy industrial Russophone cities with no strong ethno-cultural attachments.

Territories on the right bank of the river Dnipro that today constitute northern and central Ukraine became part of the Russian Empire after the partitions of Poland in the late 18th century. To combat the influence of Polish nationalism there, Russian ethnographers promoted the idea of a separate Ukrainian ethnicity, Orthodox religion being the chief criterion versus Catholic Poles. This idea later backfired when Ukrainian romantic intellectuals turned it against the Russian imperial center itself. Following the partitions of Poland, the western-most part of Ukraine became part of the Austro-Hungarian empire, later of interwar Poland and Czechoslovakia. Hotspot of a nationalist guerilla war in the 1940s, Galicia – the former Polish-controlled part of Ukraine – became “the Ukrainian Piedmont” during the national revival of 1989-1991. Being the least Russophone region, it projected an aura of Ukrainian ethnic authenticity. Galicia’s Habsburg past allowed Ukrainian nationalists to articulate their ideology with a quest for a lost Europeanness, from which they imagined an ‘Asian’ Russia to be excluded.

I admit that this is an extremely cursory and almost caricatural snapshot of ethnic histories in Ukraine, but it is still more credible than the simplistic tale of ‘two Ukraines’, cooked up by Ukrainian nationalist intelligentsias in the early 1990s (Riabchuk, 1992). The latter was picked up by Samuel Huntington, the prophet of civilisational wars ([1996] 2011), but even, surprisingly, by an anti-nationalist anthropologist such as Chris Hann (2022). In that narrative, the population’s historical heterogeneity easily slides into an unbridgeable chasm between two civilizational different societies: pro-Western ‘Ukrainians proper’ and Russified ‘Creoles’.

How it started

Still, throughout Ukraine’s 30 years of independence there was considerable diversity in the country’s political geography and political identities, but the cardinal differences were changed together with the transformation of political struggles. Contrary to the nationalist narrative that has gradually become dominant, in the 1990s the actual key political cleavage in the Ukrainian public sphere was closer to the classic left-right binary – not least in the terms used by politicians and journalists themselves. The change toward an ethnic vocabulary came with the Orange revolution in 2004, when the center of gravity in the political field moved from the presidency to the parliament. As a result of that shift, the rivalry between oligarchic groupings that stood behind the major party-political formations had become more transparent and involved from now on open electoral struggle. It was at this point that perceived ethno-linguistic differences between East and West turned into a deepening political cleavage and ‘cultural identities’ began absorbing more conventional programmatic distinctions.

Ukrainian politics after the Orange Revolution became an arena of confrontation between two competing nationalist projects, which perceived themselves as ‘ethnic Ukrainian’ and ‘East Slavic’ (Shulman, 2005). The former put high value on the Ukrainian language and its associated ethnic identity, was implacably hostile to Russia, which it equated with the Soviet Union, and craved a liberal Euro-Atlantic integration. The latter was centered on the protection of Russian language rights, the Russian Orthodox church, and the historical memory of the Soviet people’s victory in the Second World War (which it saw as a victory of its own), and purportedly leaning towards Russia. This division gave elites an easy tool to mobilize the voter base. But at the same time, it served as a safety stop, preventing an authoritarian consolidation of power: any potential dictator backed by either bloc was easily overturned by rivals mobilizing the other “half” of the country against him. This “pluralism by default” became the hallmark of the Ukrainian political system (Way, 2015). Such pluralism was also an insurance against a neoliberal consolidation in the economic domain: the importance of the “populist” component did not allow governing elites to disembed the economy from local social and political configurations and forced all political forces to maintain the Soviet legacy of redistributive mechanisms.

The making of the supposedly identitarian cleavage thus served as a useful fix for social reproduction during the decade of economic growth between 2000 and 2010. However, as with all politico-economic fixes, this one was only temporary. Several factors contributed to its undoing in the early 2010s. First, with no inbuilt checks, the amplitude of the nationalist see-saw kept widening dangerously until the polarization reached unsustainable levels. In the parliamentary elections of 2012, the far-right (‘ethnic Ukrainian’) Svoboda party gained 10% of votes. Its popularity was propelled by the ‘East Slavic’ President Yanukovych, who was visibly aiming at orchestrating his 2015 reelection the way Jacques Chirac had done it in 2002 vis a vis Le Pen, but he must have underestimated the level of tension already accumulated in the society. Predatory activities of the Yanukovych team in the economic domain irritated both the oligarchs and the much more numerous small entrepreneurs and urban middle classes in Kyiv and the West, pushing up the nationalist vote. This coincided with the end of the commodity super cycle that had been sustaining Ukrainian economic growth between 1997-2012 (Chim, 2021). There was less and less to redistribute – especially given that in 2012 Russia, affected by the same turn of the global cycle, launched a full-scale economic attack against Ukraine, with exorbitant gas prices and countless trade wars affecting Ukrainian exporters. Starting from the second half of 2012, after the end of the stimulus from the infrastructure projects associated with the European football championship, Ukraine entered a steep recession. The Russian economic offensive marked the closure of the geopolitical interstitial space that had been vital for Ukraine: Yanukovych was forced to choose a camp while knowing that any choice would be disastrous.

All these contradictions came together in the political crisis known as the Euromaidan of 2013-2014. With Yanukovych deposed, Crimea annexed by Russia, and the Donbas plunged into war, the internal balance of Ukrainian politics became skewed beyond repair. Millions of ‘East Slavic’ voters found themselves now outside the playing field, and the ‘ethnic Ukrainian’ party became mathematically dominant (D’Anieri, 2018). This antagonism, however recent and constructed, now all but drove national politics. At the same time, however, both the ‘ethnic Ukrainian’ and the ‘Eastern Slavic’ identities that were being offered in the political arena were only weakly anchored in the worldview of the common people. Wherever one lived and whichever language one spoke most smoothly, the dominant popular attitude was an anti-political rejection of party-political games as such, rather than a firm endorsement of one side against the other. As a result of this disconnection between political society and the wider society, and pushed by the logic of the public sphere, Petro Poroshenko spent his presidential term drifting towards an ever more radical form of ‘ethnic Ukrainian’ nationalism. In the end he suffered a humiliating defeat at the 2019 elections: 73% of voters supported Volodymyr Zelenskyi, who was the veritable embodiment of the popular anti-political and anti-elitist attitude.

Once elected, however, Zelenskyi, too, began obeying the structural logic of the political field. By the autumn of 2020, it became clear to the Russian government that Zelenskyi would not accept their version of the Minsk accords, and the Kremlin began military preparations. In the lower echelons of Ukrainian society, meanwhile, the same old detachment from identarian politics persisted. For instance, one of the leaders of the 2020 miners’ strike in Kryvyi Rih, Zelenskyi’s native city, was hailed as a hero of the two hardest battles of the Donbas war. However, this did not mean much to him subjectively: in a polemic around the strike, he said he had never even considered himself a patriot (Gorbach, 2022).

How it’s going

What happened when Russia finished its war preparations and moved its troops into Ukraine?  Kryvyi Rih, a stronghold of the supposedly ‘East Slavic’ elite, provides a telling example. The city’s mayor Yuriy Vilkul was elected in 2010, after Yanukovych’s presidential victory. The mayor’s son Oleksandr was a CEO of two large industrial enterprises of the city during the crucial moment of their contested transfer to Rinat Akhmetov, the richest man in Ukraine and the traditional sponsor of ‘East Slavic’ political projects. The anchoring of this family’s political power in the city was accompanied by their sponsoring of the construction of numerous Russian Orthodox churches and other religious objects, as well as monuments reinforcing the Soviet-centred version of WW2 historical memory. Local Ukrainian nationalist and liberal activists were convinced that the ruling elite would switch sides at the first sight of Russian troops.

Instead, Oleksandr Vilkul became the head of the local military administration. Shortly after the invasion, he wrote: “Dear friends, every generation has its own Brest fortress, and its own Stalingrad. We will not give up even a meter of our native land to the occupiers. Kryvbas is behind our backs, we have nowhere to retreat. Behind our backs are our families and our families’ graves… The enemy will be beaten.” These four sentences contain no less than five allusions to Stalin’s wartime speeches. The ‘East Slavic’ identity, long perceived as ‘pro-Russian’, became a mobilizing tool against the Russian invasion. The local ‘ethnic Ukrainian’ civil society has been annoyed and disoriented by this turn of events, but whatever they might think of it, the fact remains: resistance to the Russian invasion is being efficiently organized under the slogans of Soviet antifascism and Orthodox faith. The political leader who spent years opposing Ukrainian ethnonationalism and fighting the post-Euromaidan “decommunization” of urban space, has now received friendly visits from the figureheads of Ukrainian nationalism and initiated renaming all toponyms that have anything to do with Russia (which implies even greater changes then the removal of communist names).

What about the workers? None of my previously ‘apolitical’ or ‘East Slavic’ informers in Kryvyi Rih seem in doubt about the invasion. The specter of reactions ranges from patriotic emotional outbursts in group chats to joining the war effort personally. A trade union leader has demanded weapons from foreign comrades who wanted to send humanitarian aid; a displaced miner from Donetsk has left aside his skepticism about politics and enthusiastically participated in the city’s defense. Further examples abound.

The end of ambiguity?

For decades, the relation of the Ukrainian working class to politics was distant, if not actively antagonistic. Politics of all sorts and colors was perceived as the domain of corruption and lies. What has changed? Probably not much. The univocal reaction to the Russian invasion is so loud precisely because of its ‘non-political’ character: the experience of the war and the response to it are visceral, unmediated by ‘corrupting’ ideologies and politicking. Contrary to previous political events, this one feel ‘real’. It touches upon the very fabric of everyday life and does not rely on abstract reflections mediated by an intellectual class. Hence the surprising level of personal involvement.

Volodymyr Artiukh makes a similar point while comparing the Russian and Ukrainian official narratives that accompanied WW2 commemorations this year: “whereas the Ukrainian side fights iconic signs and appeals to visceral bodily experience through indexes, the Russian side relies almost exclusively on symbols devoid of any relation to lived experience” (Artiukh, 2022). Both discursive strategies exclude the possibility of building a sustainable political movement from below, but whereas the Russian symbolism is demobilizing, the Ukrainian appeal to lived reality mobilizes by generating a powerful emotional loyalty to the event. Oleg Zhuravlev and Volodymyr Ishchenko studied a similar ‘immediate politics’ in the case of Euromaidan – an enormous mobilization that had no verbalized agenda, relying instead on emotional ties between movement’s participants, and between them and their political object (Zhuravlev & Ishchenko, 2020).

Will this bond stabilize enough to create a shared common sense, thus finally constructing a ‘proper’, undivided, Ukrainian nation as a response to the war? It is tempting to anticipate a Hegelian emergence of synthesis out of two antithetic ideologies, the coexistence of which made Ukraine somewhat deficient in many narratives. However, even if such a project does become reality, what might it look like? It may either slide back into narrow ethnonationalism or develop into an inclusive national project, based on the shared war experience, EU aspirations, and a redistributive agenda. It can remain pre-rational (after all, what is nationalism if not a romantic negation of the rationality of Enlightenment?) or morph into a more legible political program.

Little is certain about it at a moment when everything – including the future geographical shape of Ukraine – depends on the war’s outcome. However, it is important to acknowledge that the war is not an independent variable, either; its course is structured by the contradictory political agency of people inhabiting the country.

Denys Gorbach is a postdoctoral fellow at Max Planck Sciences Po Centre for Studying Instability in Market Societies (MaxPo, Paris) and an adjunct lecturer at Sciences Po Toulouse. His recently defended PhD thesis is an ethnographic study of the moral economy and everyday politics of the Ukrainian working class.


This text was presented at the conference ‘New Times? Confronting the Escalating Crises of Capitalism’ in Budapest 26-27 May, organized by the Karl Polanyi Research Center for Global Social Studies and the Commission of Global Transformations and Marxian Anthropology-IUAES in cooperation with the Working Group for Public Sociology ‘Helyzet’, ‘Capitalism Nature Socialism’, ‘Focaal – Journal of Global and Historical Anthropology’, and ‘FocaalBlog’.


References

Artiukh, Volodymyr. 2022. Destruction of Signs, Signs of Destruction. Emptiness,May 9. https://emptiness.eu/field-reports/destruction-of-signs-signs-of-destruction

Chim, Sandy. 2021. The Dawn of an Iron Ore Super Cycle. Resource World Magazine. https://resourceworld.com/the-dawn-of-an-iron-ore-super-cycle/

D’Anieri, Paul. 2018. Gerrymandering Ukraine? Electoral Consequences of Occupation. East European Politics and Societies: And Cultures  33(1), 89-108.

Etkind, Alexander. 2011. Internal Colonization: Russia’s Imperial Experience. Cambridge: Polity Press.

Gorbach, Denys. 2022. The (Un)Making of the Ukrainian Working Class: Everyday Politics and Moral Economy in a Post-Socialist City. I.E.P. de Paris.

Hann, Chris. 2022. ‘The Agony of Ukraine’. FocaalBlog, 3 June, https://www.focaalblog.com/2022/03/11/chris-hann-the-agony-of-ukraine/

Huntington, Samuel P. [1996] 2011. The Clash of Civilizations and the Remaking of World Order. New York: Simon & Schuster.

Riabchuk, Mykola. 1992. Two Ukraines? East European Reporter 5(4).

Shulman, Stephen. 2005. National Identity and Public Support for Political and Economic Reform in Ukraine. Slavic Review 64(1):59–87.

Way, Lucan A. 2015. Pluralism by Default: Weak Autocrats and the Rise of Competitive Politics. Johns Hopkins University Press.

Zhuravlev, Oleg, & Volodymyr Ishchenko. 2020. ‘Exclusiveness of Civic Nationalism: Euromaidan Eventful Nationalism in Ukraine’. Post-Soviet Affairs 36(3), 226-245.


Cite as: Gorbach, Denys. 2022. “Ukrainian identity map in wartime: Thesis-antithesis-synthesis?” Focaalblog, 13 June.
https://www.focaalblog.com/2022/06/13/denys-gorbach-ukrainian-identity-map-in-wartime-thesis-antithesis-synthesis/